DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nikolai Matthew Papa | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Jun 14, 2019 |
| John Arnold Mandt | Mutual Of Omaha Investor Services, Inc. no RAUM | Woodbury Financial Services, Inc. BD affiliated | Other | Jun 17, 2019 | Jun 4, 2019 |
| Timothy Woodlock | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2019 | Jun 26, 2019 |
| Donald Raymond Savaglia | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | May 9, 2019 |
| David Paul Wahl | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | Jun 7, 2019 |
| Timothy Robert Windler | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | May 9, 2019 |
| Crystal Rose Sdano | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | May 9, 2019 |
| Timothy John Brockmann | Capital Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2019 | May 3, 2019 |
| James David Curtis | Ameritas Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Apr 3, 2019 |
| Michael Thomas Petersen | Questar Asset Management, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Apr 26, 2019 |
| Matthew A Nerone | Ameritas Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Apr 3, 2019 |
| Reid Austin Williams | Retirementadvice | Jka independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2019 | May 7, 2019 |
| Shelley Clyde York | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2019 | Apr 18, 2019 |
| George Mitchell Harris | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2019 | Apr 18, 2019 |
| Robert Clayton Craven | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2019 | Apr 18, 2019 |
| Garrett Brandon Mullins | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2019 | Apr 18, 2019 |
| Christopher Edward Maglich | Lexaurum Advisors independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2019 | Jun 26, 2019 (64 d) |
| Karl Francis Molwitz | H. Beck, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2019 | Apr 16, 2019 |
| Robert Tudda | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2019 | Jul 14, 2020 (459 d) |
| Jonathan David Belair | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Apr 9, 2019 |
| Kaden Tyler Steven Mcclintock | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 25, 2019 |
| Margo Jane Scepaniak | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2019 | Mar 18, 2019 |
| Nicole Miller | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2019 | Mar 18, 2019 |
| Doreen Lea Weber | Osaic Institutions, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2019 | Mar 19, 2019 |
| Patrick Allen Franck | Foresters Advisory Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2019 | Mar 14, 2019 |
| Keith Roger Hullum | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2019 | Feb 28, 2019 |
| Kevin Michael Fahy | Benjamin F. Edwards & Company, Incorporated BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Mar 4, 2019 |
| Andre W Jean-Pierre | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2019 | Feb 20, 2020 (353 d) |
| Lawrence Edward Lonski | Independent Financial Group, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Feb 19, 2019 |
| Jason Scott Adams | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2019 | Nov 18, 2019 (279 d) |
| Lorelle Kaye Farber | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 24, 2019 |
| James Wesley Thompson | Principal Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 16, 2019 |
| Scott Berry | Foresters Advisory Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 25, 2019 |
| Jacob Kane Ogle | Waddell & Reed BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2019 | Mar 22, 2019 (63 d) |
| Sagar Parikh | Silber Bennett Financial, Inc. unclassified | Woodbury Financial Services, Inc. BD affiliated | Other | Dec 31, 2018 | Dec 19, 2018 |
| Matthew Thomas Buchheit | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 2, 2019 |
| Brendan Joseph Smith | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2018 | Jan 16, 2019 |
| Cresta L Clawson | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Dec 19, 2018 |
| Kevin Neil Berenzweig | Arbor Point Advisors BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2018 | Dec 20, 2018 |
| Robert Laurence Kunde | Centaurus Financial, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 14, 2018 |
| John Wales Busey | Robert W. Baird & Co. Incorporated mixed wealth | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2018 | Dec 10, 2020 (723 d) |
| Walter W Goss | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2018 | Dec 12, 2018 |
| Christopher Allen Neece | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2018 | Dec 16, 2022 (1478 d) |
| Michael Nelson | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2018 | May 7, 2019 (161 d) |
| Jake C Richard | Pnc Managed Account Solutions, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Jan 29, 2020 (428 d) |
| Benjamin Carl Tompkins | Regal Investment Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2018 | Nov 16, 2018 |
| Barrett James Henry | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Nov 5, 2018 |
| Scott Norman Settle | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2018 | Nov 5, 2018 |
| Patrick Shawn Sembar | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2018 | Nov 15, 2018 |
| Carla Hogan Adkins | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Nov 2, 2018 |
| Eugene Cox | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Nov 2, 2018 |
| Dennie Ray Lewis | Northwestern Mutual Investment Services,LLC no RAUM | Woodbury Financial Services, Inc. BD affiliated | Other | Nov 2, 2018 | Nov 1, 2018 |
| Andrew Paul Barclay | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Oct 11, 2018 |
| William Fred Hancock | Avantax Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Oct 17, 2018 |
| Matthew Thomas Yerkes | RBC Capital Markets, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2018 | Sep 7, 2018 |
| Lowell Franklin Fairley | Edward Jones national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Sep 14, 2018 |
| Charles D Ker | Kestra Advisory Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Aug 31, 2018 |
| Ara Alexander Kachadourian | Npb Financial Group, LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2018 | Sep 6, 2018 |
| John Colmore Beane | Fsc Securities Corporation BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 22, 2018 |
| Darin Swick | Principal Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2018 | Jul 30, 2018 |
1,149 moves match.