DFX Intelligence
Advisor moves
Arrivals at Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
7,113 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Mapel | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 27, 2026 |
| Chloe Bierman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2026 | Jun 22, 2026 (82 d) |
| Destiny Bullard | Hantz Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 1, 2026 | Apr 1, 2026 |
| William Meneses | Impact Partnership Wealth, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 31, 2026 | May 29, 2026 (59 d) |
| Marcus Champion | Gibbs Wealth Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 31, 2026 | Apr 9, 2026 |
| Donald Craig Johnson | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 27, 2026 |
| Travis Raymond Stivender | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 30, 2026 |
| Dwayne James Lapointe | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 27, 2026 |
| Alex Shirley | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 19, 2026 |
| Scott Allen Fredrickson | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 16, 2026 |
| Colin Bonnett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2026 | Mar 20, 2026 |
| James Ethan Jackson | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Apr 1, 2026 |
| Sara Springer | Robert W. Baird & Co. Incorporated mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 17, 2026 | Apr 28, 2026 (42 d) |
| Nicholas Anastasi | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 23, 2026 |
| Matthew Allen Lemay | 1834 Investment Advisors Co. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 16, 2026 | Apr 10, 2026 |
| Nancy Hanson | J.P. Morgan Securities LLC wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2026 | Apr 6, 2026 |
| Frank Ferdinand Castagno | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 16, 2026 |
| Wesley Campbell Britt | Integrated Advisors Network LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 13, 2026 | Mar 16, 2026 |
| Joseph Barnas | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 20, 2026 |
| Elizabeth Barger | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2026 | Mar 24, 2026 |
| Amy Rachelle Wrightson | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 6, 2026 |
| Surya Karen Sapra | Santander Securities BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 8, 2026 |
| Mitchell Phillip Jones | Santander Securities BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 10, 2026 |
| Elizabeth Kabbani | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2026 | Mar 20, 2026 |
| Maria F Martin | Gentry Private Wealth independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 6, 2026 | Jul 23, 2026 (139 d) |
| Stuart Seffrood | Bfc Planning, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Robert Allan Engleman | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Jill Confer | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Feb 27, 2026 |
| Rhonda Sossner | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 2, 2026 |
| David Jackson | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Feb 27, 2026 |
| Kive I Strickoff | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 3, 2026 |
| Jeremy Jackson | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Feb 27, 2026 |
| Russell David Austin | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Feb 27, 2026 |
| Pedro L Torres | Hornor, Townsend & Kent, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 2, 2026 |
| Charlene Guisasola | Hornor, Townsend & Kent, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 2, 2026 |
| Brienne Drake | Hantz Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 26, 2026 | Mar 19, 2026 |
| Joshua Benjamin Dees | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 25, 2026 | Feb 22, 2026 |
| Jennifer Dees | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 25, 2026 | Feb 22, 2026 |
| John L Cogan | Osaic Institutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Feb 20, 2026 |
| Brian Wesley Urban | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Feb 13, 2026 |
| Phuong Mai | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Mar 3, 2026 |
| Schaun Steven Kirks | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Jun 11, 2026 (112 d) |
| Kim Teresa Walker | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Jun 15, 2026 (116 d) |
| Patricia Florence Hudson | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 23, 2026 |
| Jaclyn M Kane | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Apr 6, 2026 (54 d) |
| Kelly Derer | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 6, 2026 |
| Christopher Scaduto | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Mar 16, 2026 (35 d) |
| Alexis Prokop Lynch | UBS Financial Services Inc. wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 5, 2026 | Jan 12, 2026 |
| Katherine Alexandra Clark | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 5, 2026 |
| Benjamin Michael Hall | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 5, 2026 |
| Madeline R Cook | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Apr 10, 2026 (64 d) |
| David Michael Patterson | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 5, 2026 |
| Rebecca Emily Spadafore | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 2, 2026 |
| Richard Allen Sandman | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 30, 2026 |
| Sophia Taslitsky | Composition Wealth, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 2, 2026 | Jan 29, 2026 |
| Gilbert Anthony Gallant | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 30, 2026 |
| Brian E Doherty | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 30, 2026 |
| Aaron Felix | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jun 18, 2026 (139 d) |
| Jackson Gallant | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 30, 2026 |
| Michael Lee Forsberg | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 20, 2026 |