| Marena Mary Tufenkjian | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Jan 15, 2019 | Jan 14, 2019 |
| Samuel Douglas Hoeck | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Jan 15, 2019 | Jan 14, 2019 |
| William G Abrams | Fisher Investments independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2018 | Aug 14, 2019 (236 d) |
| Andrew S Phillips | Putnam Investment Management, LLC asset manager | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Other | Dec 11, 2018 | Jan 17, 2019 (37 d) |
| Cynthia M Serbia | Oppenheimer & Co. Inc. BD affiliated | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Dec 11, 2018 |
| Daniel Frederick Dwyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Nov 6, 2018 | Nov 2, 2018 |
| Erin Hofacket | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Nov 6, 2018 | Nov 2, 2018 |
| Garry Charles Pace | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Oct 30, 2018 | Oct 26, 2018 |
| Joshua Lee Pace | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Oct 30, 2018 | Oct 26, 2018 |
| Ethel Lopez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Oct 30, 2018 | Oct 26, 2018 |
| Kevin Langan Finin | Alliancebernstein L.P. other | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Other | Oct 30, 2018 | Oct 31, 2018 |
| Peter Belden | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Oct 3, 2018 | Sep 21, 2018 |
| Steven Harlen Levine | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Oct 2, 2018 | Sep 21, 2018 |
| Kenneth G Koziak | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Oct 2, 2018 | Sep 21, 2018 |
| Gavin Samuel Abrams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Sep 13, 2018 | Mar 28, 2019 (196 d) |
| Deborah Jane Camillo | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Aug 30, 2018 | Aug 28, 2018 |
| John Mueller Crampton | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Aug 23, 2018 | Aug 7, 2018 |
| Samuel Hodgson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Jul 30, 2018 | Jul 27, 2018 |
| Daniel J O'Neill | Signator Investors, Inc. BD affiliated | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2018 | Jul 24, 2018 |
| Charles Leitch | Fisher Investments independent RIA | J.P. Morgan Private Wealth Advisors LLC mixed wealth | RIA to RIA | Jul 11, 2018 | Mar 7, 2019 (239 d) |
| Todd Wayne Halbrook | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Jun 6, 2018 | Jun 1, 2018 |
| Adam Douglas Macdonald | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Jun 6, 2018 | Jun 1, 2018 |
| Benjamin Jensen | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Jun 6, 2018 | Jun 1, 2018 |
| Jason Riley Mccoy | Creative Planning Institutional Advisors, LLC other | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Other | May 23, 2018 | Jun 5, 2018 |
| Adam Breckenridge Beard | Leucadia Asset Management LLC asset manager | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Other | May 18, 2018 | May 21, 2018 |
| Jeremy David Wenner | Leucadia Asset Management LLC asset manager | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Other | May 18, 2018 | May 11, 2018 |
| Tami L Lautoa | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | May 2, 2018 | May 3, 2018 |
| Julie Ar Shank | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 25, 2018 | Apr 20, 2018 |
| Chelsea Morgan Botta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 25, 2018 | Apr 20, 2018 |
| Kellen Macdonald | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 25, 2018 | Apr 20, 2018 |
| James Atwood | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 24, 2018 | Apr 20, 2018 |
| Jeffrey Atwood | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 24, 2018 | Apr 20, 2018 |
| Mica Tieu Lam | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 24, 2018 | May 16, 2018 |
| Brendan J York | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 24, 2018 | Apr 20, 2018 |
| Zachary Calahan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 24, 2018 | Apr 20, 2018 |
| Mary Mcwade | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 23, 2018 | Apr 20, 2018 |
| Ellen Reid Hagan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Apr 23, 2018 | Apr 20, 2018 |
| Anne Hawley | Hightower Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2018 | Apr 24, 2018 |
| Jennifer Joy Maneatis | Ameriprise Financial Services, LLC national BD | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2018 | Apr 6, 2018 |
| William A Grinnell | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 6, 2018 | Mar 2, 2018 |
| Darin M Souza | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 6, 2018 | Mar 12, 2018 |
| Patrick Reed | Tfo Wealth Partners other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 9, 2018 | Feb 20, 2018 |
| Patrick Reed | One To One, LLC no RAUM | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 9, 2018 | Feb 20, 2018 |
| Felipe A Angeles | Equitable Advisors, LLC national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2018 | Dec 17, 2019 (690 d) |
| Jeffrey Schottenstein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 12, 2018 | Jan 5, 2018 |
| Stuart Wechsler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 12, 2018 | Jan 5, 2018 |
| Christopher Ornelas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 12, 2018 | Jan 5, 2018 |
| Michael Wray | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 12, 2018 | Jan 5, 2018 |
| Hannah Forney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Jan 9, 2018 | Mar 5, 2019 (420 d) |
| Gina Tuazon Galang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 8, 2018 | Dec 18, 2017 |
| Robert A Weiss | Gfo Advisory Services, LLC other | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Dec 31, 2017 | Mar 2, 2021 (1157 d) |
| Rebecca Bradshaw Palmer | Spc Financial Inc independent RIA | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 22, 2017 | Oct 13, 2015 |
| Richard Scarpelli | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 27, 2017 | Nov 20, 2017 |
| Caitlin M West | Gitterman Wealth Management, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 16, 2017 | Jan 9, 2018 (54 d) |
| Arthur Nicholas Karabelas | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 10, 2017 | Nov 3, 2017 |
| Jeffrey Marc Sherman | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 10, 2017 | Nov 3, 2017 |
| Okita Sevi | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 10, 2017 | Nov 3, 2017 |
| Christina Camuzzi | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 10, 2017 | Nov 3, 2017 |
| Mark Allen Friedman | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Sep 29, 2017 | Sep 8, 2017 |
| Mitchell Ryan Peters | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Sep 15, 2017 | Sep 8, 2017 |