| Sean Albert Tomko | Moralis Technologies, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 23, 2024 | Aug 2, 2024 (161 d) |
| Shawn Rooney | Midland Wealth Management other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2024 | Jul 1, 2024 (136 d) |
| Jenner Keyes Preston | Badger Creek Advisors, LLC unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2024 | May 22, 2025 (461 d) |
| Robert Cotter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2024 | May 21, 2025 (460 d) |
| Katla Michaelson | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 15, 2024 | Apr 10, 2024 (55 d) |
| Jennifer Gittens | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 7, 2024 | Apr 15, 2024 (68 d) |
| Scott Michael Jones | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2024 | Mar 27, 2024 (51 d) |
| Kimmie Menor | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 3, 2024 | Feb 28, 2024 |
| Julianne Rose Miller | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 2, 2024 | Mar 5, 2024 (32 d) |
| Alan Javier Rodriguez | Insigneo Advisory Services, LLC mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2024 | Mar 28, 2024 (56 d) |
| Brendon Louis Smith | Principal Advised Services independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 26, 2024 | Mar 8, 2024 (42 d) |
| Joseph Ward | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 25, 2024 | Jun 21, 2024 (148 d) |
| Amanda Smith | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2024 | Jul 30, 2024 (193 d) |
| Thomas Harrison Glyman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2024 | Aug 20, 2024 (214 d) |
| Ty Robert Hyde | Florida Financial Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2024 | Apr 7, 2025 (444 d) |
| Colin Rissler | Florida Financial Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2024 | Sep 17, 2024 (242 d) |
| Evan C Bell | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 18, 2024 | Mar 11, 2024 (53 d) |
| Benjamin Greenlee | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 17, 2024 | Dec 2, 2024 (320 d) |
| Jeffrey Thomas Bone | Osaic Institutions, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 16, 2024 | May 15, 2024 (120 d) |
| Connor J Chylik | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2024 | Apr 14, 2024 (100 d) |
| Taylor Walker Kean | Stonex Advisors Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 2, 2024 | Mar 5, 2024 (63 d) |
| Patrick Paragas | Ais Asset Management state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 2, 2024 | Oct 3, 2024 (275 d) |
| John Allen Pilkinton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 26, 2023 | Jul 11, 2024 (198 d) |
| Dominic Schultz Boggio | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 22, 2023 | Feb 13, 2024 (53 d) |
| Cody Schmidt | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 22, 2023 | Apr 19, 2024 (119 d) |
| Michael Thomas Gentile | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 21, 2023 | Apr 21, 2025 (487 d) |
| Jeffrey Ryan Norton | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 20, 2023 | Jan 1, 2026 (743 d) |
| Scott William Yeomans | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2023 | Dec 26, 2024 (373 d) |
| Joseph Anthony Staples | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2023 | Feb 21, 2024 (64 d) |
| Joyce M Rice | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 13, 2023 | Jul 3, 2024 (203 d) |
| Jack Knutson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 12, 2023 | Mar 21, 2024 (100 d) |
| William Beardmore | Cwm, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 11, 2023 | Nov 13, 2024 (338 d) |
| Laurie Mertens | Frost Investment Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2023 | Feb 21, 2024 (82 d) |
| Brian David Mirman | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 28, 2023 | Apr 15, 2024 (139 d) |
| Jonathan Villalona | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 27, 2023 | Apr 3, 2024 (128 d) |
| Viktor Holyanych | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 15, 2023 | Jul 30, 2024 (258 d) |
| Ethan Everett Baker | Elevate Capital Advisors independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 10, 2023 | Jul 1, 2024 (234 d) |
| Robert Morgan | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 7, 2023 | Nov 22, 2023 |
| Judith M Noffke | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 6, 2023 | Feb 1, 2024 (87 d) |
| Jorge Cordova | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 30, 2023 | Dec 19, 2023 (50 d) |
| Toshua Phillips | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 25, 2023 | Feb 14, 2024 (112 d) |
| Joshua Michael Roth | Schwab Wealth Advisory, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 25, 2023 | Jan 25, 2024 (92 d) |
| Craven Elkins Lowe | Fund Direct Advisors Inc. institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 16, 2023 | Nov 14, 2023 |
| Andrew James Reicher | Concorde Asset Management, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 12, 2023 | Jan 5, 2026 (816 d) |
| Kevin Hofmann | Citigroup Global Markets Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2023 | Nov 9, 2023 |
| Adam Fallert | Thrivent Advisor Network, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2023 | Nov 21, 2023 (42 d) |
| Joanna Maria Pappas | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2023 | Mar 26, 2024 (168 d) |
| Matthew Lewis Dickinson | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2023 | Jan 23, 2024 (105 d) |
| Jonathon Hollins | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2023 | Jun 3, 2024 (237 d) |
| Derek Scott Prichard | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2023 | Nov 3, 2023 |
| Anand K K Nair | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 5, 2023 | Oct 9, 2023 |
| Amalea Zegarzewski | Orion Portfolio Solutions, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2023 | Nov 6, 2023 (33 d) |
| Shanna Monroe | Sbc Wealth Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2023 | Nov 1, 2023 (37 d) |
| Anthony Michael Moore | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 19, 2023 | Oct 18, 2023 |
| Christian Kubosh | Gwn Securities Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 19, 2023 | Jan 8, 2024 (111 d) |
| David Mark Ginsberg | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 12, 2023 | Sep 17, 2024 (371 d) |
| Andrew Glover | Kroon & Mitchell Asset Management LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2023 | Oct 17, 2023 (39 d) |
| Anthony I Smith | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 6, 2023 | Sep 28, 2023 |
| Nolan B Eccker | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 31, 2023 | Dec 9, 2023 (100 d) |
| Alyssa Zuck | Sovereign Financial Group, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 23, 2023 | Sep 18, 2023 |