DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Woodbury Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas CastrovinciPark Avenue Securities LLC BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2018Aug 1, 2018
Jeffrey Paul ArtherholtSecurian Financial Services, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2018Jul 19, 2018
Steven Thomas CurrySecurian Financial Services, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2018Jul 19, 2018
Peter Karl BerneburgCapital One Advisors, LLC BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 7, 2018Feb 13, 2019 (190 d)
Tinh Trong VuHornor, Townsend & Kent, LLC BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 7, 2018Jul 27, 2018
Matthew James WorthingtonHornor, Townsend & Kent, LLC BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2018Jul 16, 2018
Michael Todd RossmanHornor, Townsend & Kent, LLC BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2018Jul 16, 2018
Julie Walton CarterWaddell & Reed BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2018Jul 16, 2018
Mitchell Bruce MooreNext Financial Group, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2018Jul 10, 2018
Shawn Lee EhrhardtOsaic Fa, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 10, 2018Jun 28, 2018
Matthew G LancasterNext Financial Group, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2018Jul 10, 2018
Ryan HickeyNext Financial Group, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2018Jul 10, 2018
Aaron J PepinBok Financial Advisors BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2018Jun 18, 2018
Benjamin James BlumCetera Investment Management LLC no RAUMWoodbury Financial Services, Inc. BD affiliatedOtherJun 12, 2018Jul 12, 2018
Andrew G RosnerEpstein And White Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2018May 3, 2018
Preston ChristianHancock Whitney Investment Services Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2018Jul 12, 2018 (41 d)
Justin William RiceSecurian Financial Services, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018May 24, 2018
Joseph HagnerLord, Abbett & Co. LLC asset managerWoodbury Financial Services, Inc. BD affiliatedOtherMay 16, 2018Apr 8, 2019 (327 d)
Frank Warner AndersonGwn Securities Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2018May 11, 2018
Brooke Anne NewellWells Fargo Advisors wirehouseWoodbury Financial Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 4, 2018Mar 28, 2018
Mark Elmer StevensonLPL Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2018Mar 23, 2018
Mark Julian StevensonLPL Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2018Mar 23, 2018
Kevin Joseph MoreeLPL Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 16, 2018Feb 21, 2018
Kendal Patrick ShawScottrade Investment Management BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2018Mar 12, 2020 (736 d)
Betty Elizabeth AzmoonCentaurus Financial, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherMar 7, 2018Mar 5, 2018
Tonya Lee WillisTruist Advisory Services, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherMar 2, 2018Apr 16, 2018 (45 d)
Nathan M WindschitlOn Investment Management Co otherWoodbury Financial Services, Inc. BD affiliatedOtherFeb 28, 2018Feb 20, 2018
Todd Michael GerbigSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 13, 2018Feb 13, 2018
James Tafel FecknerMML Investors Services, LLC otherWoodbury Financial Services, Inc. BD affiliatedOtherFeb 8, 2018Feb 2, 2018
Patrick David MeisterLPL Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2018Jan 25, 2018
Ashley Chaupetta MahnerCetera Investment Advisers LLC otherWoodbury Financial Services, Inc. BD affiliatedOtherJan 30, 2018Jul 22, 2019 (538 d)
Scott Allen BoschWaddell & Reed otherWoodbury Financial Services, Inc. BD affiliatedOtherJan 25, 2018Jan 25, 2018
Gregory Owen FrazierLPL Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 24, 2018Jan 17, 2018
Ruth Ann TsakonasSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 16, 2018Jan 12, 2018
Julianne ChadwickSecurities America Advisors, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherJan 15, 2018Jan 12, 2018
Anthony Scott CariniSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2018Jan 2, 2018
Nicholas LenskiSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2018Jan 2, 2018
John Malone ChurchillSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2017Jan 2, 2018
Frank Anthony PerellaSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2017Jan 2, 2018
Michael Andrew CoracySii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2017Jan 8, 2018
William Jonathan AndrewSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2017Jan 2, 2018
Jane Marie SnyderSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2017Dec 18, 2017
Kevin E RustSii Investments, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2017Dec 15, 2017
Todd G PiontekSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherDec 11, 2017Dec 8, 2017
Kevin Paul SeegertSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 30, 2017Nov 30, 2017
Jordan Michael SeegertSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 30, 2017Nov 30, 2017
Chad A WalkerLPL Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2017Nov 29, 2017
William Lee GrossmanSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 27, 2017Nov 28, 2017
Patricia Elizabeth MonatSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 24, 2017Nov 22, 2017
Kathleen Ann KennicottSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 24, 2017Nov 22, 2017
Adam Dean SteenblockSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 24, 2017Nov 22, 2017
Robert James RocheRobotic Trading Advisors, LLC otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 20, 2017Nov 30, 2017
Erin Louise GunnellSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 16, 2017Nov 16, 2017
Peter John MolesaSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 16, 2017Nov 16, 2017
David Robert DemoreSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 16, 2017Nov 15, 2017
Donald Michael DenstaedtSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 16, 2017Nov 16, 2017
Jeffrey Richard HoenleSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 16, 2017Nov 16, 2017
Gregory William HoenleSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 16, 2017Nov 16, 2017
Mark Thomas WiseSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 16, 2017Nov 16, 2017
William Edward SnowSii Investments, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 15, 2017Nov 15, 2017
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1,149 moves match.