DFX Intelligence
Advisor moves
Arrivals at Morgan StanleyWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
12,442 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Cion | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 12, 2026 | Feb 17, 2026 |
| Juan Guerra | Mora Capital Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 12, 2026 | Mar 17, 2026 |
| Dillon C Sparks | Equitable Advisors, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2026 | Sep 17, 2026 (189 d) |
| Stephen Allen Sample | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 11, 2026 | Mar 24, 2026 |
| Mary Elizabeth Vanderwal | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 3, 2026 |
| Mark Francis Fink | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 3, 2026 |
| Rand D Putterman | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 3, 2026 |
| Carolyn Dolan | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 12, 2026 |
| Carrie A Provenzano | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 10, 2026 | May 5, 2026 (56 d) |
| Meghan A Young | T. Rowe Price Advisory Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 19, 2026 |
| Jacob Daniel Hoth | Transamerica Financial Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Apr 16, 2026 (37 d) |
| Kevin Mitchell Valdez | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 9, 2026 | Apr 1, 2026 |
| Kelly Wilhite | Severin Investments LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 6, 2026 | Jul 6, 2026 (122 d) |
| Anderson Wiegman | Severin Investments LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 6, 2026 | Apr 9, 2026 (34 d) |
| Ken Gordon Secemski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 5, 2026 | Mar 4, 2026 |
| Tiffany Ramos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 5, 2026 | Mar 4, 2026 |
| Mark Spencer Merkley | Strategic Advisers LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2026 | Apr 13, 2026 (39 d) |
| Matthew Isaac Secemski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 5, 2026 | Mar 4, 2026 |
| Shannon Long | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2026 | Mar 10, 2026 |
| Giovanni Nicola Armocida | Strategic Advisers LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2026 | Mar 18, 2026 |
| Grantham Myers | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 4, 2026 | Feb 13, 2026 |
| Nicholas Francis Columbo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 3, 2026 | Mar 19, 2026 |
| Caryn W Gold | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 3, 2026 | Sep 14, 2026 (195 d) |
| Darianne Claire Curry | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 3, 2026 | Mar 25, 2026 |
| Jared Grimes | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 2, 2026 | Apr 6, 2026 (35 d) |
| Dominic Gregg Polidori | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 2, 2026 | Mar 2, 2026 |
| James Deleener | J.P.Morgan Wealth Management Solutions Inc. no RAUM | Morgan Stanley wirehouse | Other | Mar 2, 2026 | Mar 12, 2026 |
| James Deleener | J.P. Morgan Private Investments Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2026 | Mar 12, 2026 |
| Adam Kimo | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Mar 1, 2026 | Mar 2, 2026 |
| Caressa Patel | Frost Investment Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2026 | Mar 19, 2026 |
| Andrew R Lewis | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2026 | Jul 27, 2026 (150 d) |
| Yujin Zheng | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 26, 2026 | Feb 25, 2026 |
| Brandon J Butler | Texas Capital Bank Private Wealth Advisors independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Feb 26, 2026 | Mar 17, 2026 |
| Baron Schwaninger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 26, 2026 | Mar 11, 2026 |
| Adam Macaluso | Td Private Client Wealth LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2026 | Mar 2, 2026 |
| Elvira Portera | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 25, 2026 | Feb 27, 2026 |
| Brooke N Vannoy | Alliancebernstein L.P. asset manager | Morgan Stanley wirehouse | Other | Feb 25, 2026 | Jun 2, 2026 (97 d) |
| Anthony Warren Nye | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 24, 2026 | Feb 13, 2026 |
| Brian Lee Lowenthal | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 24, 2026 | Feb 17, 2026 |
| Kristen Ann Bissett | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 24, 2026 | Feb 17, 2026 |
| Pang Houa Lee Wong | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 24, 2026 | Feb 27, 2026 |
| Ravi Shah | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 24, 2026 | Feb 20, 2026 |
| Jaclyn Rosaire Bellini | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 24, 2026 | Feb 13, 2026 |
| Emon J Stevenson | Equitable Advisors, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2026 | Mar 10, 2026 |
| James Michael Barry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 23, 2026 | Feb 23, 2026 |
| Michele Novoth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 23, 2026 | Feb 20, 2026 |
| Patricia Grace Barry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 23, 2026 | Feb 20, 2026 |
| Christopher Powers | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2026 | Mar 25, 2026 |
| Anthony Hayek | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 22, 2026 | Mar 13, 2026 |
| Douglas Howard Kublin | Mma Securities LLC no RAUM | Morgan Stanley wirehouse | Other | Feb 21, 2026 | Feb 5, 2026 |
| John Cunningham | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 20, 2026 | Feb 10, 2026 |
| Lee A Cunningham | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 20, 2026 | Feb 10, 2026 |
| Matthew Anthony Turo | &Partners independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Feb 20, 2026 | Mar 11, 2026 |
| Kristin Rowan | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 19, 2026 | Feb 10, 2026 |
| Julianne Rose | Rockefeller Capital Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2026 | Feb 17, 2026 |
| Julianne Rose | Rockefeller Capital Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2026 | Feb 17, 2026 |
| Lindsay Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 19, 2026 | Mar 5, 2026 |
| Meredith Westerman | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 18, 2026 | Feb 19, 2026 |
| Danica Ann H Cabonce | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 18, 2026 | Mar 2, 2026 |
| Meghan Palumbo | LPL Financial LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 17, 2026 | Feb 13, 2026 |