DFX Intelligence
Advisor moves
Arrivals at LPL Financial LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
19,724 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Edward Niewinski | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2026 | Jun 30, 2026 |
| Malcolm Jews | United Brokerage Services Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 9, 2026 |
| Vikas Samir Chauhan | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 20, 2026 |
| Jason Bertino | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 18, 2026 |
| Eladio Arturo Santiago | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2026 | Jun 18, 2026 |
| Alan Feutz | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 19, 2026 | Jun 22, 2026 |
| Adrian Little | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 19, 2026 | Jun 18, 2026 |
| Daniel John Zacharias | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 9, 2026 |
| Daniel Paul Boehm | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 17, 2026 |
| Christopher G Pfau | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 17, 2026 |
| Neil A. D. Bonneson Bruce | Associated Investment Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 16, 2026 |
| Vasilios Ageletopoulos | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 17, 2026 |
| Ralph Anthony Nicosia | Ae Wealth Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Aug 17, 2026 (61 d) |
| Martin Nadeau | United Planners' Financial Services Of America A Limited Partner independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 12, 2026 |
| Zachary L Daniels | United Planners' Financial Services Of America A Limited Partner independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 12, 2026 |
| John Philip Bizjack | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 16, 2026 |
| Jonathan James Harris | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Scott Allan Kearns | United Planners' Financial Services Of America A Limited Partner independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 12, 2026 |
| Brian J Bizjack | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 16, 2026 |
| Caleb John Sanders | United Planners' Financial Services Of America A Limited Partner independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 12, 2026 |
| Ashley G Pearson | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 12, 2026 |
| Cody Aaron Broadwell | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jul 16, 2026 |
| Alexander Stringer | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 4, 2026 |
| Julie Christine Valenzuela | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jun 8, 2026 |
| Anthony De Stefani | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 4, 2026 |
| Natalia Alishia Naylor | Austin National Financial Services unclassified | LPL Financial LLC BD affiliated | Other | Jun 16, 2026 | Feb 19, 2026 |
| Jake Dakota Mckinnie | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 22, 2026 |
| Victoria Wildhaber | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Jason P Oreilly | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Katherine Ann Flood | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jul 17, 2026 (31 d) |
| Jonathan Michael Lerche | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Richard Charles Brusky | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jun 8, 2026 |
| Anne Schimmel-Beck | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 8, 2026 |
| Matthew Clay Smith | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 8, 2026 |
| John Gary Hamilton | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 15, 2026 |
| Brian Richard Lubel | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 12, 2026 |
| James Meyer | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Melissa Elizabeth Southwell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 8, 2026 |
| Matthew Allan Potter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 15, 2026 |
| Jessica Sharkey Paredes | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 4, 2026 |
| William David Richards | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 17, 2026 |
| Catherine Lyons | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jul 13, 2026 |
| Keith Erik Heslin | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Tyler Wofford | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2026 | Jun 16, 2026 |
| William Randolph Moore | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2026 | Jul 22, 2026 (39 d) |
| Jeffrey Wayne Vernon | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 8, 2026 |
| James Meier | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 11, 2026 |
| Jarott Christian Jaskolka | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 9, 2026 |
| Julie Christine Kearney | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 3, 2026 |
| Sean Elwood Hagerman | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 11, 2026 |
| Corrine Elizabeth Novak | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 11, 2026 |
| Adam Lewin | Victory Capital Management Inc. asset manager | LPL Financial LLC BD affiliated | Other | Jun 12, 2026 | Jun 15, 2026 |
| John Randall Holmes | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 8, 2026 |
| Kory Allen Morawietz | Swmg, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2026 | Jul 28, 2026 (46 d) |
| Samantha N Petter | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 16, 2026 (34 d) |
| Paul Joseph Grande | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 4, 2026 |
| Philip Tse | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 8, 2026 |
| Jackie Kyle Curtis | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 5, 2026 |
| Douglas Alan Godfrey | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 2, 2026 |
| Austin J Bock | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 1, 2026 |