DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wbi Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cynthia Rose StroikHartshorne Group, LLC no RAUMWbi Investments, LLC otherOtherJul 31, 2019Mar 17, 2011
John CecchinoNorthern Trust Investments, Incorporated asset managerWbi Investments, LLC independent RIAOtherSep 27, 2018May 28, 2019 (243 d)
Tyler FreemanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWbi Investments, LLC otherOtherOct 18, 2017Oct 23, 2017
Giuseppe MerloLord, Abbett & Co. LLC otherWbi Investments, LLC otherOtherOct 16, 2017Mar 19, 2018 (154 d)
Richard Paul KundracikFsc Securities Corporation otherWbi Investments, LLC otherOtherApr 27, 2016May 17, 2016
Brandon James GrockiEquitable Advisors, LLC national BDWbi Investments, LLC otherOtherOct 19, 2015Nov 23, 2015 (35 d)
Melissa Margaret KarwoskiBlackrock Investment Management, LLC otherWbi Investments, LLC otherOtherJun 25, 2015Jul 29, 2015 (34 d)
Daniel Evan ColluccioTd Ameritrade, Inc. no RAUMWbi Investments, LLC otherOtherAug 14, 2014Sep 8, 2014
Bryan Patrick KeorletPnc Wealth Management otherWbi Investments, LLC otherOtherApr 9, 2014Sep 9, 2014 (153 d)
Michalis BatasJ.P. Morgan Securities LLC wirehouseWbi Investments, LLC otherOtherJan 13, 2014Jan 14, 2015 (366 d)
Michael P WalshBlackrock Investment Management, LLC otherWbi Investments, LLC otherOtherAug 9, 2013Oct 1, 2013 (53 d)
Patrick Darren PryzStrategic Advisers LLC national BDWbi Investments, LLC otherOtherJul 10, 2013Aug 16, 2016 (1133 d)
Derek Douglas SwannerBlackrock Investment Management, LLC otherWbi Investments, LLC otherOtherDec 12, 2012Jan 4, 2013
John Erik OlsonWells Fargo Advisors wirehouseWbi Investments, LLC otherOtherNov 15, 2012Nov 20, 2012
Cy Octavian AlemanDirected Services LLC otherWbi Investments, LLC otherOtherDec 1, 2010Jan 28, 2011 (58 d)
Richard Paul KundracikCetera Advisors LLC otherWbi Investments, LLC otherOtherMay 21, 2009Aug 4, 2009 (75 d)
Thomas Daniel KuceraAdvice And Planning Services otherWbi Investments, LLC otherOtherJan 7, 2008Feb 17, 2012 (1502 d)
William F GallagherTd Wealth Management Services Inc. unclassifiedWbi Investments, LLC otherOtherJul 24, 2007Jun 20, 2008 (332 d)
Jeremy Joseph HudsonCetera Advisors LLC otherWbi Investments, LLC otherOtherFeb 14, 2006Mar 8, 2005
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19 moves match.