DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Elwood Donlan | Hancock Capital Management, Inc. other | Cadaret Grant & Co Inc BD affiliated | Other | Apr 1, 2026 | Jan 31, 2024 |
| David Michael Edwards | Hancock Capital Management, Inc. other | Cadaret Grant & Co Inc other | Other | Sep 5, 2025 | May 10, 2017 |
| Jennifer Catherine Hayes | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 14, 2025 |
| Andrew Simms | Nationwide Investment Advisors, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 17, 2025 |
| Angela L Burns | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Feb 3, 2025 |
| Rebecca Bar-Shain | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2024 | Apr 13, 2021 |
| Tiiffany Mah Maclean | Hornor, Townsend & Kent, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jan 29, 2025 (63 d) |
| James Richard Coupe | Edward Jones national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Nov 21, 2024 |
| Joseph J Correia | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Oct 24, 2024 |
| Nathaniel Turner Clark | Cetera Investment Advisers LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 12, 2024 |
| Donald Raymond Murtaugh | Wells Fargo Advisors wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2024 | May 12, 2025 (300 d) |
| Bernard Graham Young | MML Investors Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 9, 2024 |
| Michael Craig Welch | Citizens Securities, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 24, 2024 |
| Edward Detomaso | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| Michael Anthony Dejohn | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| Jonathan Arntz | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| David Robertson | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 13, 2021 |
| Howard Slater | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| William Glubiak | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| Mark Munday | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| Azim Nakhooda | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| Christine Sivak | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 7, 2021 |
| Frank Legan | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Apr 13, 2021 |
| Alexis Schumann | Osaic Wealth, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Jun 24, 2024 |
| Ha Nguyen | Rockefeller Capital Management BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Sep 18, 2024 (100 d) |
| Judith M Noffke | Northwestern Mutual Investment Services,LLC no RAUM | Cadaret Grant & Co Inc BD affiliated | Other | May 29, 2024 | Jun 3, 2024 |
| Bradley Joseph Sparbanie | Eagle Strategies LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | May 6, 2025 (417 d) |
| Brian Marquez | J.P. Morgan Securities LLC wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2024 | Feb 12, 2024 |
| Jeff Ryan Osaer | Charles Schwab & Co., Inc. national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Jan 26, 2024 |
| Zakerie Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 7, 2024 | Jan 26, 2024 |
| John David Danzer | Pinnacle Investments, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 15, 2023 |
| Carl David Hulse | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Frank Michael Brown | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Michael Ernest Edwards | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Terry Dean Toman | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 12, 2023 |
| David Lesnick | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Scott Allen Hansen | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Thomas W Repass | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Luigi Pecorino | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 12, 2023 |
| Edward Aron Sommer | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Nov 30, 2023 |
| Alan Thomas Topolski | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Mar 25, 2024 (109 d) |
| John Harley Crow | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 30, 2023 |
| Clark A May | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 2, 2023 |
| Carl Edward Swanson | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 2, 2023 |
| German A Cabrera | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 30, 2023 |
| Rory Jacob Dale Hart | Osaic Fs, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Nov 30, 2023 |
| Bryan Wyckoff | Eagle Strategies LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Nov 15, 2023 |
| Paul David Gaschen | Cetera Advisors LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 31, 2023 |
| Jonathan Scott Casebolt | Edward Jones national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 16, 2023 |
| Meagan Christina Calvert | Cetera Investment Advisers LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Sep 13, 2023 |
| Louis Nicholas Mancinelli | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Aug 11, 2023 |
| Robert W Albert | Morgan Stanley wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2023 | Aug 4, 2023 |
| Christopher F. Herrel | Pnc Wealth Management BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 16, 2023 |
| Mark Stutz | E*Trade Capital Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Oct 23, 2023 (69 d) |
| Brian Patrick Sweeney | Plato'S Philosophy, LLC asset manager | Cadaret Grant & Co Inc BD affiliated | Other | Aug 13, 2023 | May 11, 2023 |
| Matthew Glenn Medlock | Morgan Stanley wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2023 | Aug 4, 2023 |
| Jonathan Wiley | Arch Global Advisors, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2023 | Oct 28, 2022 |
| Danny M Benedetti | Citizens Securities, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Jul 10, 2023 |
| Michael Gerard Mccabe | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 6, 2023 |
| Jeffrey D Snyder | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 6, 2023 |
Page 1 of 7Next
371 moves match.