DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tcw Investment Management Company LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary Frances MulcahyBlackrock Investment Management, LLC otherTcw Investment Management Company LLC asset managerOtherMar 30, 2026Apr 21, 2026
Robert Edward MillerMorgan Stanley wirehouseTcw Investment Management Company LLC asset managerOtherMar 5, 2026Mar 10, 2026
Zacharias MillerNatixis Advisors, LLC BD affiliatedTcw Investment Management Company LLC asset managerOtherFeb 4, 2026Mar 3, 2026
Jordan P RealsPutnam Investment Management, LLC asset managerTcw Investment Management Company LLC asset managerOtherAug 19, 2025Mar 16, 2026 (209 d)
Erin Catherine NoelNeuberger Berman Bd LLC no RAUMTcw Investment Management Company LLC asset managerOtherMay 29, 2025Jun 20, 2025
Gregory Thomas MullaneyNeuberger Berman Bd LLC no RAUMTcw Investment Management Company LLC asset managerOtherMar 18, 2025May 2, 2025 (45 d)
Peyton Suzanne SventyBlackrock Investment Management, LLC otherTcw Investment Management Company LLC asset managerOtherMar 5, 2025Mar 20, 2025
Mark Salvatore OppedisanoBlackrock Investment Management, LLC otherTcw Investment Management Company LLC asset managerOtherMar 4, 2025Mar 20, 2025
Timothy Sean CarleyAmundi Asset Management US, Inc. asset managerTcw Investment Management Company LLC asset managerOtherJan 2, 2025Jan 23, 2025
Allison Joan SaloyNeuberger Berman Bd LLC no RAUMTcw Investment Management Company LLC asset managerOtherNov 6, 2024Dec 24, 2024 (48 d)
Elizabeth Lynne DeveauBlackrock Fund Advisors asset managerTcw Investment Management Company LLC asset managerOtherOct 1, 2024Oct 14, 2024
Sara Nicole Prager BosekBlackrock Investment Management, LLC otherTcw Investment Management Company LLC asset managerOtherOct 1, 2024Oct 17, 2024
Brent Paul AbendrothAmundi Asset Management US, Inc. asset managerTcw Investment Management Company LLC asset managerOtherSep 13, 2024Oct 7, 2024
Sarah KaiserBlackrock Investment Management, LLC otherTcw Investment Management Company LLC asset managerOtherAug 20, 2024Sep 9, 2024
James Burgess ConnerNatixis Advisors, LLC BD affiliatedTcw Investment Management Company LLC asset managerOtherJun 24, 2024Jun 28, 2024
Andrew Leo HumberdPutnam Investment Management, LLC asset managerTcw Investment Management Company LLC asset managerOtherApr 19, 2024May 9, 2024
Tiffany Nicole TobiasBlackrock Fund Advisors asset managerTcw Investment Management Company LLC asset managerOtherMar 11, 2024Mar 25, 2024
Anna E KinsellaFlexible Plan Investments Ltd mixed wealthTcw Investment Management Company LLC asset managerOtherFeb 15, 2024Mar 5, 2024
Kelly Jean LongoPutnam Investment Management, LLC asset managerTcw Investment Management Company LLC asset managerOtherJan 23, 2024Mar 20, 2024 (57 d)
Kevin Michael SochovkaBlackrock Investment Management, LLC otherTcw Investment Management Company LLC asset managerOtherJan 16, 2024Mar 8, 2024 (52 d)
Keith Alan VanordenBlackrock Fund Advisors asset managerTcw Investment Management Company LLC asset managerOtherDec 7, 2023Jan 16, 2024 (40 d)
Noah Samuel NormyleFidelity Personal And Workplace Advisors BD affiliatedTcw Investment Management Company LLC asset managerOtherSep 5, 2023Oct 14, 2024 (405 d)
Jessica CosteSanctuary Advisors, LLC BD affiliatedTcw Investment Management Company LLC asset managerOtherNov 9, 2022Nov 29, 2022
Dylan ThaiMwa Financial Services, Inc. independent RIATcw Investment Management Company LLC asset managerOtherOct 17, 2022Oct 20, 2022
Blake William BauerW&S Brokerage Services, Inc. BD affiliatedTcw Investment Management Company LLC asset managerOtherMar 28, 2022Aug 5, 2022 (130 d)
Roy Hamish LochtenbergUBS Financial Services Inc. wirehouseTcw Investment Management Company LLC asset managerOtherSep 3, 2021Mar 16, 2022 (194 d)
Ivan LunaGuggenheim Partners Investment Management, LLC otherTcw Investment Management Company LLC asset managerOtherAug 4, 2021Jan 3, 2026 (1613 d)
Edgar HaroutunianThe Wealth Consulting Group independent RIATcw Investment Management Company LLC asset managerOtherJul 2, 2020Nov 8, 2022 (859 d)
Joana Ramirez YoussefzadehU.S. Bancorp Advisors, LLC BD affiliatedTcw Investment Management Company LLC asset managerOtherJun 27, 2018Mar 3, 2021 (980 d)
Daniel Stephen PaceRBC Capital Markets, LLC national BDTcw Investment Management Company LLC asset managerOtherDec 13, 2017Feb 28, 2023 (1903 d)
Lori Ann GilchristThrivent Investment Management Inc. otherTcw Investment Management Company LLC asset managerOtherNov 24, 2015Jan 1, 2025 (3326 d)
Thomas Yen-Hsi KuoRBC Rochdale, LLC otherTcw Investment Management Company LLC asset managerOtherFeb 26, 2014Mar 9, 2023 (3298 d)
Shant ThomasianJ.P. Morgan Securities LLC wirehouseTcw Investment Management Company LLC asset managerOtherAug 5, 2009Feb 28, 2023 (4955 d)
Dennis Alan MacdonaldManulife Investment Management (US) LLC otherTcw Investment Management Company LLC otherOtherApr 23, 2008Nov 10, 2008 (201 d)
Christopher Lewis ChandlerNew York Life Investment Management LLC otherTcw Investment Management Company LLC otherOtherMar 19, 2007Mar 14, 2008 (361 d)
Scott F TaftClearbridge Investments, LLC otherTcw Investment Management Company LLC otherOtherJul 27, 2006Jan 16, 2007 (173 d)
Mark Matthew McmillanUBS Asset Management (US) Inc. unclassifiedTcw Investment Management Company LLC otherOtherJan 3, 2005Feb 28, 2005 (56 d)
Roger DiazPutnam Investment Management, LLC otherTcw Investment Management Company LLC otherOtherNov 4, 2002Jan 22, 2003 (79 d)
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38 moves match.