DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Blackrock Financial Management, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Romain Marie Julien DardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBlackrock Financial Management, Inc otherOtherJan 21, 2020Feb 18, 2020
Jennifer Scott FribergLPL Financial LLC BD affiliatedBlackrock Financial Management, Inc otherOtherDec 2, 2019Nov 26, 2019
Robert Shanley RadlerFidelity Personal And Workplace Advisors BD affiliatedBlackrock Financial Management, Inc otherOtherMay 29, 2019Jul 1, 2019 (33 d)
Calvin YuQplum LLC independent RIABlackrock Financial Management, Inc otherOtherDec 11, 2018Nov 13, 2019 (337 d)
Kaylee MakelMorgan Stanley wirehouseBlackrock Financial Management, Inc otherOtherFeb 12, 2018Sep 3, 2019 (568 d)
Rod Cain JonesCain Capital Management, LP otherBlackrock Financial Management, Inc otherOtherJun 29, 2012Jan 26, 2012
Grant R MyersInvesco Advisers, Inc. otherBlackrock Financial Management, Inc otherOtherMar 23, 2012Mar 26, 2012
Aaron John LassanskeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBlackrock Financial Management, Inc otherOtherAug 29, 2011Sep 23, 2011
Anthony Michael SvachGoldman Sachs Asset Management, L.P. otherBlackrock Financial Management, Inc otherOtherJul 14, 2011Jul 20, 2011
Derek Allen CookLord, Abbett & Co. LLC otherBlackrock Financial Management, Inc otherOtherMay 9, 2011May 27, 2011
Chad Aaron DziedzicInvesco Advisers, Inc. otherBlackrock Financial Management, Inc otherOtherApr 29, 2011May 4, 2011
Steven Joseph DeaconVoya Financial Partners, LLC otherBlackrock Financial Management, Inc otherOtherDec 2, 2010Apr 28, 2011 (147 d)
Cory Crehan BonannoColumbia Management Investment Advisers, LLC otherBlackrock Financial Management, Inc otherOtherNov 2, 2010Sep 15, 2011 (317 d)
Brad Matthew NapoliUBS Financial Services Inc. wirehouseBlackrock Financial Management, Inc otherOtherJul 2, 2010Dec 15, 2010 (166 d)
Stephen Gerard CzajkaMorgan Stanley & Co. LLC unclassifiedBlackrock Financial Management, Inc otherOtherNov 3, 2009Nov 23, 2009
Daniel J FrankRydex Advisory Services, LLC unclassifiedBlackrock Financial Management, Inc otherOtherOct 14, 2009Oct 20, 2009
Michael Edward EcclestonVan Kampen Advisors Inc unclassifiedBlackrock Financial Management, Inc otherOtherJul 17, 2009Aug 14, 2009
Tony E LealVan Kampen Advisors Inc unclassifiedBlackrock Financial Management, Inc otherOtherJul 9, 2009Jan 4, 2010 (179 d)
Dev Dinesh ShahColumbia Management Investment Advisers, LLC otherBlackrock Financial Management, Inc otherOtherJun 1, 2009Jun 14, 2016 (2570 d)
Jason Thomas HobanAmeriprise Financial Services, LLC national BDBlackrock Financial Management, Inc otherOtherJan 12, 2009Jul 1, 2014 (1996 d)
Joseph Keyes NelsonEaton Vance Management otherBlackrock Financial Management, Inc otherOtherJul 7, 2008Nov 23, 2009 (504 d)
Edward Joseph De ArcosRittenhouse Asset Management, Inc. unclassifiedBlackrock Financial Management, Inc otherOtherJun 2, 2008Jun 6, 2008
Shaun Michael MillerQuellos Private Capital Markets, L.P. unclassifiedBlackrock Financial Management, Inc otherOtherNov 2, 2007Oct 2, 2007
Jason NusseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBlackrock Financial Management, Inc otherOtherNov 1, 2007Jan 7, 2008 (67 d)
Jerry Thomas PetersQuellos Private Capital Markets, L.P. unclassifiedBlackrock Financial Management, Inc otherOtherOct 2, 2007Oct 2, 2007
Bryan Jacob SmithQuellos Private Capital Markets, L.P. unclassifiedBlackrock Financial Management, Inc otherOtherOct 2, 2007Oct 2, 2007
Robert Michael AngeloCitigroup Global Markets Inc. otherBlackrock Financial Management, Inc otherOtherMay 22, 2007May 29, 2007
Brian PolakowskiMerrill Lynch Investment Managers LP unclassifiedBlackrock Financial Management, Inc otherOtherOct 12, 2006Oct 27, 2006
Daniel Jay DeckmanMerrill Lynch Investment Managers LP unclassifiedBlackrock Financial Management, Inc otherOtherOct 2, 2006Nov 7, 2006 (36 d)
Jeffrey Ross BiggersMerrill Lynch Trust Company unclassifiedBlackrock Financial Management, Inc otherOtherSep 29, 2006Dec 12, 2006 (74 d)
Janet Ann OliverBanc Of America Investment Services, Inc. unclassifiedBlackrock Financial Management, Inc otherOtherSep 11, 2006Nov 30, 2006 (80 d)
David Michael SmithBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherJun 28, 2006Jun 28, 2006
Eric Steven TeslerBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherJun 15, 2006Jun 15, 2006
Michael John GambolBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherJun 1, 2006May 31, 2006
Michael Wayne AlexanderBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherJun 1, 2006May 31, 2006
David P WestolState Street Research & Management Company unclassifiedBlackrock Financial Management, Inc otherOtherJun 1, 2006May 31, 2006
Philip Louis CascianoBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherJun 1, 2006May 31, 2006
Elise Marie TerryBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherJun 1, 2006Oct 13, 2016 (3787 d)
John Martin EngelkeBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 31, 2006May 26, 2006
Joseph Michael BalestraBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 31, 2006May 26, 2006
Julz M SchwinglerBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 31, 2006May 30, 2006
Raymond W ButtiBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 31, 2006May 26, 2006
Jeffrey Thomas PuntneyBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 31, 2006May 30, 2006
Gregory HohmannBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 26, 2006May 25, 2006
James Brendan MackinawBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 26, 2006May 26, 2006
Russell Robert KilpatrickBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 25, 2006May 24, 2006
Michael W SchmidBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 25, 2006May 24, 2006
Thomas Edward ViolaBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 25, 2006Mar 17, 2016 (3584 d)
Michael A GuthrieBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 18, 2006May 23, 2006
Robert Lawrence PancraziBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 18, 2006May 18, 2006
Wes TaylorBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 18, 2006May 18, 2006
Cullen Flynn RobertsBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 18, 2006Dec 17, 2009 (1309 d)
Linda BumbaloBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 17, 2006May 17, 2006
Steven David BurkhardtBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 17, 2006May 17, 2006
Charles Thomas AkinBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 17, 2006May 17, 2006
Matthew John AdeyBlackrock Capital Management, Inc. otherBlackrock Financial Management, Inc otherOtherMay 17, 2006May 16, 2006
Diana Wendy CohenTd Wealth Management Services Inc. unclassifiedBlackrock Financial Management, Inc otherOtherSep 2, 2004May 9, 2006 (614 d)
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57 moves match.