DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pacific West Financial Consultants Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Sandra Kay Drennon	Cetera Advisors LLC other	Pacific West Financial Consultants Inc other	Other	Jan 6, 2016	Mar 2, 2012
Scott Bradley Jacobs	Benjamin Madison Wealth Advisors, LLC unclassified	Pacific West Financial Consultants Inc other	Other	Dec 31, 2013	Jan 19, 2010
Helen Barbre Stephens	Commerce Wealth Advisers, LLC other	Pacific West Financial Consultants Inc other	Other	Sep 28, 2011	Oct 27, 2011
Timothy Cooke Vail	Waddell & Reed other	Pacific West Financial Consultants Inc other	Other	Jul 21, 2011	Jul 11, 2011
Richard Allen Merrifield	Appropriate Balance Financial Services Inc other	Pacific West Financial Consultants Inc other	Other	Feb 17, 2011	Mar 9, 2009
Joseph Rice Spooner	Edward Jones national BD	Pacific West Financial Consultants Inc other	Other	Feb 2, 2011	Mar 18, 2011 (44 d)
Penny Jo Agnew	Morgan Stanley wirehouse	Pacific West Financial Consultants Inc other	Other	Feb 1, 2011	Mar 4, 2011 (31 d)
Daniel George Mcpherson	Spc other	Pacific West Financial Consultants Inc other	Other	Jan 28, 2011	Jan 31, 2011
Matthew Kristian Todsen	LPL Financial LLC other	Pacific West Financial Consultants Inc other	Other	Nov 18, 2010	Nov 9, 2010
Earl Barney Hartley	United Securities Alliance, Inc. unclassified	Pacific West Financial Consultants Inc other	Other	Nov 5, 2010	Nov 5, 2010
Daryl Tomobu Serizawa	LPL Financial LLC other	Pacific West Financial Consultants Inc other	Other	Sep 30, 2010	Nov 19, 2010 (50 d)
Daniel Stewart Klein	Crowell, Weedon & Co. other	Pacific West Financial Consultants Inc other	Other	Sep 16, 2010	Sep 3, 2010
Teddy Joseph Newman	Raymond James Financial Services Advisors, Inc other	Pacific West Financial Consultants Inc other	Other	Aug 9, 2010	Aug 9, 2010
Michael William White	Raymond James Financial Services Advisors, Inc other	Pacific West Financial Consultants Inc other	Other	Jul 6, 2010	Jul 9, 2010
Eric Scott Evans	Edward Jones national BD	Pacific West Financial Consultants Inc other	Other	Apr 5, 2010	Apr 13, 2010
Aaron Gideon Kirsch	Crowell, Weedon & Co. other	Pacific West Financial Consultants Inc other	Other	Mar 16, 2010	Mar 12, 2010
Chad Alan Bouma	Sii Investments, Inc. other	Pacific West Financial Consultants Inc other	Other	Mar 10, 2010	Mar 9, 2010
Adriel John Gaines	Morgan Stanley wirehouse	Pacific West Financial Consultants Inc other	Other	Dec 14, 2009	Oct 19, 2010 (309 d)
Deborah Marie Lunceford	RBC Capital Markets, LLC national BD	Pacific West Financial Consultants Inc other	Other	Nov 25, 2009	Aug 5, 2010 (253 d)
John Lawrence Farrell	Wells Fargo Advisors wirehouse	Pacific West Financial Consultants Inc other	Other	Nov 4, 2009	Nov 4, 2009
Jonathan Todd Locklear	Colonial Asset Management Inc unclassified	Pacific West Financial Consultants Inc other	Other	Oct 29, 2009	Mar 4, 2010 (126 d)
John Francis Kiley	Choreo, LLC other	Pacific West Financial Consultants Inc other	Other	Sep 28, 2009	Sep 8, 2009
Martin Edwin Juergens	Choreo, LLC other	Pacific West Financial Consultants Inc other	Other	Sep 28, 2009	Sep 8, 2009
Richard Paul Pucci	Associated Securities Corp. unclassified	Pacific West Financial Consultants Inc other	Other	Sep 16, 2009	Sep 15, 2009
Donovan Thomas Kelly	Raymond James Financial Services Advisors, Inc other	Pacific West Financial Consultants Inc other	Other	Aug 14, 2009	Aug 17, 2009
Robert James Halldin	Banc Of America Investment Services, Inc. unclassified	Pacific West Financial Consultants Inc other	Other	Aug 3, 2009	Aug 3, 2009
Dorothy Marguerite Belville	Partnervest Advisory Services LLC other	Pacific West Financial Consultants Inc other	Other	Jul 13, 2009	Jul 13, 2009
Michael Paul Jeanfreau	Wells Fargo Investments, LLC unclassified	Pacific West Financial Consultants Inc other	Other	Jun 8, 2009	Jul 10, 2009 (32 d)
Brian Sun Eagleheart Mcdowell	Wells Fargo Investments, LLC unclassified	Pacific West Financial Consultants Inc other	Other	Apr 27, 2009	May 14, 2010 (382 d)
Paul Raymond Erenfeld	Banc Of America Investment Services, Inc. unclassified	Pacific West Financial Consultants Inc other	Other	Mar 12, 2009	Mar 27, 2009
Brenda Ann Stone	UBS Financial Services Inc. wirehouse	Pacific West Financial Consultants Inc other	Other	Dec 31, 2008	Mar 10, 2010 (434 d)
Shane Garret Yonston	Cambridge Investment Research Advisors, Inc. other	Pacific West Financial Consultants Inc other	Other	Dec 31, 2008	Jan 6, 2009
Jason Adam Gong	Wells Fargo Investments, LLC unclassified	Pacific West Financial Consultants Inc other	Other	Oct 31, 2008	Nov 10, 2008
Daniel Douglas Purcell	UBS Financial Services Inc. wirehouse	Pacific West Financial Consultants Inc other	Other	Oct 14, 2008	Mar 11, 2009 (148 d)
Jeffrey Joseph Schultz	Kms Financial Services, Inc other	Pacific West Financial Consultants Inc other	Other	Aug 1, 2008	Aug 14, 2008
Kimberly Ann Oliver	RBC Capital Markets, LLC national BD	Pacific West Financial Consultants Inc other	Other	Jul 31, 2008	Sep 15, 2008 (46 d)
Sandra Kay Drennon	First Montauk Securities Corp. unclassified	Pacific West Financial Consultants Inc other	Other	May 12, 2008	May 5, 2008
Matthew James Pulsipher	Banc Of America Investment Services, Inc. unclassified	Pacific West Financial Consultants Inc other	Other	Apr 2, 2008	Apr 4, 2008
David Robert Frederick	Spire Wealth Management, LLC other	Pacific West Financial Consultants Inc other	Other	Feb 15, 2008	Feb 15, 2008
Loran F. Graham	Aletheia Research And Management Inc other	Pacific West Financial Consultants Inc other	Other	Jan 7, 2008	Jan 4, 2008
Cynthia Aspitarte Mueller	Ameriprise Financial Services, LLC national BD	Pacific West Financial Consultants Inc other	Other	Nov 8, 2007	Jun 16, 2008 (221 d)
Patrick Leif Horn	Brookstreet Securities Corporation unclassified	Pacific West Financial Consultants Inc other	Other	Jul 13, 2007	Jul 6, 2007
Louis Richard Dimarco	First Wall Street Corp. unclassified	Pacific West Financial Consultants Inc other	Other	Jul 6, 2007	Jul 18, 2007
Patricia Kay Dunham	First Wall Street Corp. unclassified	Pacific West Financial Consultants Inc other	Other	Jul 6, 2007	Jul 5, 2007
Kevin Thomas Fles	Uvest Financial Services Group, Inc. unclassified	Pacific West Financial Consultants Inc other	Other	Jun 14, 2007	Jul 27, 2007 (43 d)
Kristin Claire Sullivan	Strategic Advisers LLC national BD	Pacific West Financial Consultants Inc other	Other	Feb 15, 2007	Feb 14, 2007
Vinell Ray Mcwilliams	Raymond James Financial Services, Inc. unclassified	Pacific West Financial Consultants Inc other	Other	Feb 8, 2007	Feb 9, 2007
G Scott Lowe	Edward Jones national BD	Pacific West Financial Consultants Inc other	Other	Nov 22, 2006	Nov 22, 2006
William John Rolser	Medallion Advisory Services, LLC unclassified	Pacific West Financial Consultants Inc other	Other	Nov 10, 2006	Nov 13, 2006
Brent Bernard Gottier	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pacific West Financial Consultants Inc other	Other	Oct 13, 2006	Oct 13, 2006
Timothy Edward Wood	LPL Financial LLC other	Pacific West Financial Consultants Inc other	Other	Oct 6, 2006	Oct 9, 2006
Adam Christian Guenther	Hornor, Townsend & Kent, LLC other	Pacific West Financial Consultants Inc other	Other	Aug 24, 2006	Sep 11, 2006
Eric Keith Amundson	Next Financial Group, Inc. other	Pacific West Financial Consultants Inc other	Other	Jul 25, 2006	Jul 25, 2006
Russell Lynn Bacon	Next Financial Group, Inc. other	Pacific West Financial Consultants Inc other	Other	Jul 25, 2006	Jul 28, 2006
Rizwan Rizwi	Waddell & Reed other	Pacific West Financial Consultants Inc other	Other	Apr 3, 2006	Apr 18, 2006
Dale Ruppert Hancock	Associated Securities Corp. unclassified	Pacific West Financial Consultants Inc other	Other	Feb 14, 2006	Feb 16, 2006
Laura Louise Kokesh	Shelgren Financial Group, Inc. unclassified	Pacific West Financial Consultants Inc other	Other	Dec 20, 2005	Dec 16, 2005
Steven Raymond Dutton	Dfc Investor Services unclassified	Pacific West Financial Consultants Inc other	Other	Dec 13, 2005	Jan 18, 2006 (36 d)
Eric James Schindler	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Pacific West Financial Consultants Inc other	Other	Jun 17, 2005	Jun 17, 2005
Todd William Carter	Mutual Service Corporation unclassified	Pacific West Financial Consultants Inc other	Other	Jun 8, 2005	Jun 2, 2005

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85 moves match.