DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mainstay Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Alexander Austin | Farther independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | Feb 24, 2026 | Feb 27, 2026 |
| Dylan J. Stewart | Kaydan Wealth Management, Inc. independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | Feb 17, 2026 | Feb 18, 2026 |
| Anthony Dean Bagneschi | Mdrn Capital independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | Jan 16, 2026 | Feb 20, 2026 (35 d) |
| Zachary Wilcox | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | Jun 4, 2025 | Apr 7, 2026 (307 d) |
| Curtis Eugene Moore | Equitable Advisors, LLC national BD | Mainstay Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Mar 18, 2025 |
| Bartholomew Timothy-Dylan Mackler | LPL Financial LLC BD affiliated | Mainstay Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Feb 7, 2025 |
| Scott Christopher Brady | Apogee Wealth Management unclassified | Mainstay Capital Management, LLC independent RIA | Other | Nov 26, 2024 | Jul 20, 2025 (236 d) |
| Catheryn Lee Makela | LPL Financial LLC BD affiliated | Mainstay Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Jan 11, 2024 |
| Anthony M. Shaieb | J.P. Morgan Securities LLC wirehouse | Mainstay Capital Management, LLC independent RIA | Wirehouse to independent RIA | Dec 9, 2022 | Jan 10, 2023 (32 d) |
| Chad Kreda | Sentinel Pension Advisors, LLC. institutional | Mainstay Capital Management, LLC independent RIA | Other | Jun 10, 2022 | May 5, 2023 (329 d) |
| Robert Louis Puz | LPL Financial LLC independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | May 10, 2022 | May 19, 2022 |
| Robert Russell Shampine | Greystone Financial Group, LLC independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | Mar 17, 2022 | Apr 7, 2022 |
| William Leonard Berlin | Td Ameritrade, Inc. no RAUM | Mainstay Capital Management, LLC independent RIA | Other | Jan 11, 2021 | Mar 3, 2026 (1877 d) |
| Jason M Best | Pruco Securities, LLC BD affiliated | Mainstay Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2020 | Sep 22, 2022 (710 d) |
| Mark Buckley | Fidelity Personal And Workplace Advisors BD affiliated | Mainstay Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2020 | Jul 13, 2020 (94 d) |
| Terry Lee Bennett | Pruco Securities, LLC BD affiliated | Mainstay Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Dec 17, 2020 (325 d) |
| Hari K Rao | Edward Jones national BD | Mainstay Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2019 | May 5, 2020 (162 d) |
| Jeremiah Ludington | Zhang Financial independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | Apr 30, 2019 | Apr 4, 2019 |
| Thomas Delbert Whited | Great Lakes Wealth, LLC other | Mainstay Capital Management, LLC independent RIA | Other | Jan 11, 2019 | Mar 8, 2019 (56 d) |
| Leonard Frank Nowak | Edelman Financial Services, LLC other | Mainstay Capital Management, LLC other | Other | Feb 8, 2017 | Mar 17, 2017 (37 d) |
| Michael David Reed | Liberty Wealth Advisors, LLC other | Mainstay Capital Management, LLC independent RIA | Other | Jan 31, 2017 | Apr 18, 2018 (442 d) |
| Christopher John Burke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mainstay Capital Management, LLC other | Other | May 16, 2014 | Jun 4, 2014 |
| Jeffrey David Bittner | Advice And Planning Services other | Mainstay Capital Management, LLC other | Other | Nov 21, 2012 | Mar 27, 2013 (126 d) |
| Michael D Wallen | Charles Schwab & Co., Inc. national BD | Mainstay Capital Management, LLC other | Other | Apr 25, 2011 | Aug 8, 2011 (105 d) |
| Anthony Giovan Atrasz | Strategic Advisers LLC national BD | Mainstay Capital Management, LLC other | Other | Dec 12, 2008 | Oct 11, 2010 (668 d) |
| Michael Carmen Brasza | Charles Schwab & Co., Inc. national BD | Mainstay Capital Management, LLC other | Other | Nov 20, 2008 | Apr 9, 2010 (505 d) |
| Patrick James Rice | Tw Advisors other | Mainstay Capital Management, LLC independent RIA | Other | Jun 2, 2005 | Jan 8, 2025 (7160 d) |
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27 moves match.