DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at William Blair & Company L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David T. Kuzia | Raymond James Investment Management asset manager | William Blair & Company L.L.C. BD affiliated | Other | Jun 10, 2026 | Jun 24, 2026 |
| Leonard Whitson Marryott | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | May 22, 2026 |
| Jennifer Megan Kilpatrick Mccarthy | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | May 22, 2026 |
| Aaron Anthony Pisani | Manning & Napier Advisors, LLC mixed wealth | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2026 | May 19, 2026 |
| Thomas Nelson Thibeault | Chapin Davis Asset Management independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2026 | May 1, 2026 |
| Alexander Vergara | Strategic Advisers LLC national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 14, 2026 |
| Julie Jefferis Abdo | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 26, 2026 |
| Steven Jay Jefferis | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Feb 20, 2026 |
| Beth L Anthony | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Aug 27, 2026 (217 d) |
| Bradley Michael Cohen | Morningstar Investment Management LLC mixed wealth | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2026 | Apr 16, 2026 (86 d) |
| Albert Abdo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 | Jan 21, 2026 |
| Ralph Marvin Segall | Corient independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2026 | Dec 12, 2025 |
| John Merrill Lafferty | Corient independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2026 | Dec 12, 2025 |
| Daniel John Collins | Northern Trust Securities, Inc BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Michael Robert Sarazen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2025 | Oct 17, 2025 |
| Kevin M Monaco | Oppenheimer & Co. Inc. BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Feb 4, 2026 (141 d) |
| Andrew Doten | Fiducient Advisors LLC mixed wealth | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Aug 20, 2025 |
| Thomas Alfred Wilson | UBS Financial Services Inc. wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2025 | Aug 7, 2025 |
| David J Gallacher | C.J. Lawrence independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | Apr 29, 2021 |
| Carter Jon Nelson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2025 | May 7, 2025 |
| Jaime Rafael Villalobos | UBS Financial Services Inc. wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2025 | Feb 4, 2025 |
| Liza Belokonnyi | UBS Financial Services Inc. wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 4, 2025 | Feb 19, 2025 |
| Michael Robert Benstein | Charles Schwab & Co., Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Oct 7, 2024 |
| Clarence Connor Darrow | Heartland Advisors, Inc. asset manager | William Blair & Company L.L.C. BD affiliated | Other | Aug 27, 2024 | Aug 26, 2024 |
| James R Hammack | Interocean Capital independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2024 | May 24, 2024 |
| Jean Margaret Schneider | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 3, 2024 |
| Alexander S Fernberger | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 2, 2024 |
| Zachary Edward Fernberger | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 2, 2024 |
| James Moyer Fernberger | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 2, 2024 |
| John Anthony Barnes | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2024 | Apr 29, 2024 |
| Daniel Bruce Levin | Charles Schwab & Co., Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2023 | Oct 16, 2024 (497 d) |
| Lai Shan Kwong | J.P. Morgan Private Wealth Advisors LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 4, 2023 |
| Laura Harrison Ward | J.P. Morgan Private Wealth Advisors LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 8, 2024 (350 d) |
| John Andrew Barry Cella | J.P. Morgan Private Wealth Advisors LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 4, 2023 |
| Mark Newman Warren | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2023 | May 19, 2023 |
| Cynthia Ruth Rosendale | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2023 | May 19, 2023 |
| John D Warren | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2023 | May 19, 2023 |
| Hoyt Martin Spearman | Rockefeller Capital Management BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Apr 11, 2023 |
| David Ashley Tucker | Hightower Advisors, LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2023 | Mar 8, 2023 |
| Lauren Helen Kramer | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 24, 2022 | May 20, 2022 |
| Jacqueline Paredes Sedlak | Great Lakes Advisors, LLC other | William Blair & Company L.L.C. BD affiliated | Other | May 6, 2022 | May 9, 2022 |
| Timothy Bernard Woods | Cl Wealth Management LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2022 | Mar 2, 2022 |
| Victor Armando Sanchez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2022 | Mar 16, 2022 |
| Kimberly Speese | Raffa Investment Advisers other | William Blair & Company L.L.C. BD affiliated | Other | Feb 18, 2022 | Apr 8, 2022 (49 d) |
| Harlem Valdez | J.P. Morgan Securities LLC wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 22, 2021 | May 21, 2025 (1246 d) |
| Alexander Mcadams Lane | Td Private Client Wealth LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Sep 24, 2021 |
| Gianni Luigi Dimeglio | Td Private Client Wealth LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Sep 24, 2021 |
| Katrina V Stanton | Td Private Client Wealth LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Sep 24, 2021 |
| Robert J Rumley | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2021 | Nov 8, 2021 (31 d) |
| Christopher R Davis | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2021 | Oct 21, 2021 |
| Michael Keith Mcclean | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 10, 2021 |
| Cindy Ann Pepple | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 13, 2021 |
| Matthew Ryan Clark | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 10, 2021 |
| James Bruce Whelihan | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 10, 2021 |
| Daniel Joseph Maxwell | Valic Financial Advisors, Inc. BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 18, 2021 |
| Ted Hamstra | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2021 | Jul 22, 2021 |
| Ginny Robinson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2021 | Jul 22, 2021 |
| Danielle Marie Artz | Fisher Investments independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2021 | Jul 23, 2021 |
| Zachary T Vandeyacht | Russell Investments other | William Blair & Company L.L.C. BD affiliated | Other | May 25, 2021 | Jun 9, 2021 |
| Tyler Matthew Allen Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 28, 2021 |
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191 moves match.