DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Steward Partners Investment Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Stephen KernsSteward Partners Investment Advisory, LLC BD affiliatedSteward Partners Investment Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2025Jun 1, 2022
Christine Jue MunnOverbrook Management Corporation independent RIASteward Partners Investment Solutions, LLC independent RIARIA to RIAFeb 20, 2024Feb 15, 2024
Calvin RobertsNorthwestern Mutual Investment Services,LLC no RAUMSteward Partners Investment Solutions, LLC independent RIAOtherFeb 7, 2022Feb 9, 2022
Mark Thomas DefeoU.S. Bancorp Investments, Inc. BD affiliatedSteward Partners Investment Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2020Mar 9, 2020
Thomas Aaron BakamusRussell Investments asset managerSteward Partners Investment Solutions, LLC independent RIAOtherMar 22, 2019Mar 21, 2019
Trevor LooneyAmeriprise Financial Services, LLC national BDSteward Partners Investment Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2018Oct 24, 2018 (163 d)
Soren Milo EricksonStancorp Investment Advisers, Inc. otherSteward Partners Investment Solutions, LLC independent RIAOtherApr 5, 2018Apr 4, 2018
Todd Robert HobsonBancwest Investment Services, Inc. (Bwis) BD affiliatedSteward Partners Investment Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2018Mar 8, 2018
Shaun SkerisRBC Securities, Inc. otherSteward Partners Investment Solutions, LLC otherOtherJan 23, 2018Feb 2, 2018
David Michael BuddBancwest Investment Services, Inc. (Bwis) otherSteward Partners Investment Solutions, LLC otherOtherAug 11, 2017Aug 10, 2017
Ketan DesaiSvb Wealth otherSteward Partners Investment Solutions, LLC otherOtherMay 19, 2017Sep 29, 2017 (133 d)
Steven Byungkwan ChangM Holdings Securities, Inc. otherSteward Partners Investment Solutions, LLC independent RIAOtherMay 12, 2017Apr 24, 2018 (347 d)
Frances Young LeeCapital One Advisors, LLC otherSteward Partners Investment Solutions, LLC otherOtherNov 9, 2016Mar 27, 2017 (138 d)
Kevin Randall StottlemyreLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
John Charles CameronLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 9, 2015
Ben Clark TankeLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Ronald John GubelmanLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Leann Renae GilmoreLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Amy Kristine JamisonLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Kevin Scott McclellandLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Christian CobbLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Joseph B JohnsonLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Jarrad SmithLPL Financial LLC otherSteward Partners Investment Solutions, LLC otherOtherSep 9, 2015Sep 8, 2015
Richard Omar WilsonU.S. Bancorp Investments, Inc. otherSteward Partners Investment Solutions, LLC otherOtherApr 2, 2015Apr 1, 2015
Leo Joseph HullMorgan Stanley wirehouseSteward Partners Investment Solutions, LLC otherOtherFeb 24, 2015Mar 24, 2015
Timothy Eugene WarrenU.S. Bancorp Advisors, LLC otherSteward Partners Investment Solutions, LLC otherOtherJun 10, 2014Aug 19, 2014 (70 d)
Helen F RouzanovCharles Schwab & Co., Inc. national BDSteward Partners Investment Solutions, LLC otherOtherJan 16, 2014Jan 6, 2014
Michael G McgrathWells Fargo Advisors wirehouseSteward Partners Investment Solutions, LLC otherOtherOct 18, 2013Oct 31, 2013
Susan ChandlerWells Fargo Advisors wirehouseSteward Partners Investment Solutions, LLC otherOtherOct 15, 2013Oct 31, 2013
Shane Thomas HillerCitigroup Global Markets Inc. otherSteward Partners Investment Solutions, LLC otherOtherJul 30, 2013Jul 26, 2013
Thomas Francis KennedyWells Fargo Advisors wirehouseSteward Partners Investment Solutions, LLC otherOtherApr 1, 2013Apr 18, 2013
Michelle Lynn WanlessWells Fargo Advisors wirehouseSteward Partners Investment Solutions, LLC otherOtherMar 4, 2013May 1, 2013 (58 d)
Brent Robert BridenbackCetera Investment Services LLC otherSteward Partners Investment Solutions, LLC otherOtherOct 24, 2012Oct 30, 2012
Kristine Jean StawinskiWells Fargo Advisors wirehouseSteward Partners Investment Solutions, LLC otherOtherJun 26, 2012Jun 26, 2012
Charissa Eilleen AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSteward Partners Investment Solutions, LLC otherOtherMar 14, 2011Jun 2, 2011 (80 d)
Pradeep TempalliWells Fargo Investments, LLC unclassifiedSteward Partners Investment Solutions, LLC otherOtherMar 25, 2010Oct 22, 2010 (211 d)
Arron Christopher DieterCetera Investment Services LLC otherSteward Partners Investment Solutions, LLC otherOtherDec 8, 2009Dec 11, 2009
Jeffrey Arnold CrouchMorgan Stanley wirehouseSteward Partners Investment Solutions, LLC otherOtherOct 15, 2009Sep 21, 2009
Evan Lyle HersheyMorgan Stanley wirehouseSteward Partners Investment Solutions, LLC otherOtherOct 15, 2009Sep 21, 2009
Karla Renee PembertonBanc Of America Investment Services, Inc. unclassifiedSteward Partners Investment Solutions, LLC otherOtherSep 3, 2009Aug 28, 2009
Daniel John MurphyMorgan Stanley wirehouseSteward Partners Investment Solutions, LLC otherOtherJun 23, 2009Jun 17, 2009
Jennifer FlickingerWells Fargo Investments, LLC unclassifiedSteward Partners Investment Solutions, LLC otherOtherApr 24, 2009Nov 30, 2010 (585 d)
Rex Sean RitterBanc Of America Investment Services, Inc. unclassifiedSteward Partners Investment Solutions, LLC otherOtherMar 6, 2009Oct 22, 2010 (595 d)
Harry Lynn StriplinPaulson Investment Company, LLC otherSteward Partners Investment Solutions, LLC otherOtherDec 8, 2008Dec 8, 2008
Virginia Lee-Davis TycksenWells Fargo Investments, LLC unclassifiedSteward Partners Investment Solutions, LLC otherOtherMar 6, 2007Dec 22, 2009 (1022 d)
Clement Eric Alexander RichardsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSteward Partners Investment Solutions, LLC otherOtherNov 3, 2006Jul 11, 2007 (250 d)
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46 moves match.