DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marcum Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Ashley Renfroe | Arista Consulting Group unclassified | Marcum Wealth, LLC independent RIA | Other | Jan 19, 2024 | Mar 18, 2024 (59 d) |
| Brian J Forneris | Intellicents Investment Solutions Inc other | Marcum Wealth, LLC independent RIA | Other | Sep 20, 2023 | Oct 26, 2023 (36 d) |
| John Costello | Adviceone Advisory Services, LLC independent RIA | Marcum Wealth, LLC independent RIA | RIA to RIA | May 23, 2023 | Jun 14, 2023 |
| Shaun Dallas Cox | Global Retirement Partners LLC institutional | Marcum Wealth, LLC independent RIA | Other | Oct 18, 2022 | Feb 26, 2020 |
| Lori Ann Porcelli-Plescia | Mason Road Wealth Advisors, L.L.C. independent RIA | Marcum Wealth, LLC independent RIA | RIA to RIA | Jul 27, 2022 | Apr 21, 2022 |
| Steven C Pawlowski | Trivium Point Advisory, LLC independent RIA | Marcum Wealth, LLC independent RIA | RIA to RIA | Mar 14, 2022 | Mar 24, 2022 |
| Nina Marie Dipalma | Ascensus Investment Advisors, LLC institutional | Marcum Wealth, LLC independent RIA | Other | Jan 18, 2022 | Oct 10, 2023 (630 d) |
| Charles P Hoffmann | Fourfront Advisors, LLC unclassified | Marcum Wealth, LLC independent RIA | Other | Dec 31, 2021 | Sep 8, 2021 |
| Steven David Brett | Marcum Financial Services LLC unclassified | Marcum Wealth, LLC independent RIA | Other | Dec 2, 2021 | Apr 22, 2021 |
| Gregory A Lopez | Global Retirement Partners LLC institutional | Marcum Wealth, LLC independent RIA | Other | Oct 15, 2021 | Oct 21, 2021 |
| James Butler | Commonwealth Financial Network national BD | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2021 | Dec 1, 2021 (106 d) |
| Peter Edward Hoffmann | Fourfront Advisors, LLC unclassified | Marcum Wealth, LLC independent RIA | Other | Jun 28, 2021 | Jul 20, 2021 |
| Mohammed Ali Ansari | Raymond James Financial Services Advisors, Inc BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2021 | May 26, 2021 (47 d) |
| Matthew Harris | Raymond James Financial Services Advisors, Inc BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2021 | Apr 27, 2021 |
| Christopher John Jud | Raymond James Financial Services Advisors, Inc BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2021 | Jul 19, 2021 (103 d) |
| Brandon L Dunn | Adviseme National Advisors other | Marcum Wealth, LLC independent RIA | Other | Dec 7, 2020 | Dec 2, 2020 |
| Kaitlin Nicholis | Advice And Planning Services BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Oct 21, 2021 (342 d) |
| Thomas J Filomeno | Filomeno Wealth Management, LLC other | Marcum Wealth, LLC independent RIA | Other | Oct 2, 2020 | Sep 22, 2020 |
| Patricia Elizabeth Small | Filomeno Wealth Management, LLC other | Marcum Wealth, LLC independent RIA | Other | Oct 2, 2020 | Sep 22, 2020 |
| Richard Matthieu Marciano | Filomeno Wealth Management, LLC other | Marcum Wealth, LLC independent RIA | Other | Oct 2, 2020 | Aug 11, 2020 |
| Robert Ernest Coode | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Feb 7, 2020 |
| Michael John Vanhimbergen | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Feb 18, 2020 |
| Louis Angelo Trivisonno | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2019 | Sep 4, 2019 (35 d) |
| Michael Granito | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Jul 29, 2019 |
| Robert Duncan Coode | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2019 | Sep 3, 2019 (54 d) |
| Zachary Gillette Williams | Cetera Advisors LLC BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2019 | Mar 24, 2019 (31 d) |
| David Rome | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Marcum Wealth, LLC independent RIA | Wirehouse to independent RIA | Jan 14, 2019 | Mar 24, 2019 (69 d) |
| Alynne Strait | Strategic Advisers LLC national BD | Marcum Wealth, LLC other | Other | Aug 31, 2017 | Oct 10, 2017 (40 d) |
| Michael Ryan Baker | Game Plan Financial Advisors, LLC other | Marcum Wealth, LLC other | Other | Aug 22, 2017 | Mar 28, 2016 |
| Matthew Reghetti | B Riley Wealth Management other | Marcum Wealth, LLC other | Other | Apr 5, 2017 | Apr 27, 2017 |
| Perry Dennis Reghetti | Reghetti & Associates, LLC unclassified | Marcum Wealth, LLC other | Other | Jul 20, 2015 | Aug 2, 2017 (744 d) |
| Charles Moore | Reghetti & Associates, LLC unclassified | Marcum Wealth, LLC other | Other | Jul 20, 2015 | Apr 27, 2017 (647 d) |
| Wendy Lynn Eldridge | Park Avenue Securities LLC other | Marcum Wealth, LLC other | Other | Mar 17, 2014 | Mar 18, 2014 |
| Laura Beth Kiick | Cetera Advisors LLC other | Marcum Wealth, LLC other | Other | Oct 3, 2013 | Jan 10, 2014 (99 d) |
| Eric Wulff | Morgan Stanley Dw Inc. unclassified | Marcum Wealth, LLC other | Other | Jan 3, 2007 | Dec 18, 2006 |
| Christopher Donald Bart | Morgan Stanley Dw Inc. unclassified | Marcum Wealth, LLC other | Other | Jan 3, 2007 | Dec 18, 2006 |
| Michael Thomas Mckeown | Morgan Stanley Dw Inc. unclassified | Marcum Wealth, LLC other | Other | Sep 8, 2006 | Dec 18, 2006 (101 d) |
| Karen Rose Kleinhenz | Stifel Independent Advisors, LLC other | Marcum Wealth, LLC other | Other | Mar 16, 2005 | Apr 14, 2005 |
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38 moves match.