DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at People'S Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Paul Richard Duquette	People'S United Advisors, Inc. mixed wealth	People'S Securities, Inc. no RAUM	Other	Jan 29, 2020	Nov 13, 2018
Thomas Omalley	Cuso Financial Services, L.P. BD affiliated	People'S Securities, Inc. no RAUM	Other	Nov 19, 2018	Nov 28, 2018
Garett Christian Ceraso	Strategic Advisers LLC national BD	People'S Securities, Inc. no RAUM	Other	Feb 20, 2018	Apr 26, 2018 (65 d)
William Thomas Spencer	Capital One Advisors, LLC other	People'S Securities, Inc. other	Other	May 1, 2017	Jun 21, 2017 (51 d)
Daniel Winston Maurer	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Keri Robyn Primack	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Curt Arri Schultzberg	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Michael Gold	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Anna Tyutyunik	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Robert Harvard Kinnie	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 2, 2016
Bernard John Lynch	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Stephen Robert Johnson	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Justin Michael Neuwirt	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 29, 2016	Nov 3, 2016
Jacqueline Steczkowski	Strategic Advisers LLC national BD	People'S Securities, Inc. other	Other	Nov 23, 2016	Jan 19, 2017 (57 d)
Christopher Anthony Dende	Gerstein Fisher other	People'S Securities, Inc. other	Other	Nov 23, 2016	Nov 3, 2016
Christine Stafstrom	J.P. Morgan Private Wealth Advisors LLC other	People'S Securities, Inc. other	Other	Nov 14, 2016	Jan 9, 2017 (56 d)
Maria Tychi-Kefalas	LPL Financial LLC other	People'S Securities, Inc. no RAUM	Other	Aug 2, 2016	Jul 13, 2018 (710 d)
Matthew P Boyle	Charles Schwab & Co., Inc. national BD	People'S Securities, Inc. other	Other	May 31, 2016	Aug 5, 2016 (66 d)
Rebecca Marouski	Waddell & Reed other	People'S Securities, Inc. other	Other	Mar 24, 2016	Mar 24, 2016
Brian Keith Mckoy	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	People'S Securities, Inc. other	Other	Jan 28, 2016	Dec 19, 2016 (326 d)
Eric Chodkowski	Advice And Planning Services other	People'S Securities, Inc. other	Other	Jan 15, 2016	Nov 15, 2016 (305 d)
Jose Abreu	LPL Financial LLC other	People'S Securities, Inc. other	Other	Dec 28, 2015	Feb 19, 2016 (53 d)
Alexander George Moody	Td Private Client Wealth LLC other	People'S Securities, Inc. other	Other	Dec 15, 2015	Jun 7, 2016 (175 d)
Ryan James Birge	RBC Capital Markets, LLC national BD	People'S Securities, Inc. other	Other	May 27, 2015	Dec 14, 2016 (567 d)
Jason Michael Jeffers	Santander Securities other	People'S Securities, Inc. other	Other	May 5, 2015	May 21, 2015
Kurt Schaefer	Key Investment Services LLC other	People'S Securities, Inc. other	Other	Nov 25, 2014	Dec 4, 2014
Babatunde Micheal Aiyegbusi	J.P. Morgan Securities LLC wirehouse	People'S Securities, Inc. other	Other	Jul 29, 2014	Aug 5, 2014
Utpal Parekh	Pruco Securities, LLC other	People'S Securities, Inc. other	Other	May 23, 2014	May 22, 2014
Michael Patrick Kiziuk	Santander Securities other	People'S Securities, Inc. other	Other	Mar 26, 2014	Apr 8, 2014
Stanislav Nedzhetskiy	Santander Securities other	People'S Securities, Inc. other	Other	Feb 6, 2014	Feb 10, 2014
Christopher Louis Dursi	LPL Financial LLC other	People'S Securities, Inc. other	Other	Jan 3, 2014	Jan 2, 2014
Thomas Joseph Curry	Capital One Financial Advisors LLC unclassified	People'S Securities, Inc. other	Other	Oct 8, 2013	Oct 21, 2013
Darren Stevenson	LPL Financial LLC other	People'S Securities, Inc. other	Other	Jun 6, 2013	Jun 6, 2013
Gordon Rhoads	Morgan Stanley wirehouse	People'S Securities, Inc. other	Other	Dec 5, 2012	Dec 7, 2012
Joseph M. Bonanno	LPL Financial LLC other	People'S Securities, Inc. other	Other	Oct 11, 2012	Oct 9, 2015 (1093 d)
Roberta Preis Anderson	Wells Fargo Advisors wirehouse	People'S Securities, Inc. other	Other	Jul 31, 2012	Jun 28, 2013 (332 d)
Frank Richard Petrilli	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	People'S Securities, Inc. other	Other	Jan 3, 2012	Jan 9, 2012
Robert Cheney Stimson	Eastern Investment Advisors, Inc. unclassified	People'S Securities, Inc. other	Other	Dec 31, 2011	Dec 13, 2012 (348 d)
Robert George Vail	Geneos Wealth Management, Inc. other	People'S Securities, Inc. other	Other	Oct 10, 2011	Jan 19, 2012 (101 d)
Charles Lyon Olson	Uvest Financial Services Group, Inc. unclassified	People'S Securities, Inc. other	Other	Oct 5, 2011	Dec 7, 2015 (1524 d)
Anna Soave	Uvest Financial Services Group, Inc. unclassified	People'S Securities, Inc. other	Other	Aug 2, 2011	Sep 28, 2011 (57 d)
Peter Frontiero	Bancwest Investment Services, Inc. (Bwis) other	People'S Securities, Inc. other	Other	May 11, 2011	Jul 19, 2012 (435 d)
Kimberly Jean Scott	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	People'S Securities, Inc. other	Other	May 4, 2011	May 18, 2011
Jason Michael Jeffers	Citizens Securities, Inc. other	People'S Securities, Inc. other	Other	Feb 1, 2011	Mar 14, 2011 (41 d)
Christopher Michael Sheehan	Investment Professionals, Inc. other	People'S Securities, Inc. other	Other	Dec 31, 2010	Jan 8, 2013 (739 d)
Beat Ryff	Edward Jones national BD	People'S Securities, Inc. other	Other	Jul 21, 2010	Aug 6, 2010
Wendi Chrystina Cowdrey-Ragon	Td Wealth Management Services Inc. unclassified	People'S Securities, Inc. other	Other	Apr 5, 2010	Sep 28, 2010 (176 d)
Samantha Wentland	Waddell & Reed other	People'S Securities, Inc. other	Other	Jan 19, 2010	Apr 22, 2010 (93 d)
Steven Scott Smith	Td Wealth Management Services Inc. unclassified	People'S Securities, Inc. other	Other	Jan 8, 2010	Jan 27, 2010
Mary Mcnamara Couture	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Nov 19, 2009	Sep 18, 2009
Marcy B Smith	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Nov 19, 2009	Oct 27, 2009
Stephen Christopher Simmons	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Nov 19, 2009	Dec 16, 2009
Eleanor Tobin Stubbs	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Oct 28, 2009	Dec 16, 2009 (49 d)
Matthew Alan Mcfarland	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Oct 28, 2009	Jun 9, 2010 (224 d)
William F Clifford	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Oct 28, 2009	Apr 21, 2011 (540 d)
John William Morlock	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Oct 28, 2009	Sep 24, 2009
Edward Joseph Donohue	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Oct 28, 2009	May 12, 2010 (196 d)
Jeffrey Pratt Russell	Chittenden Securities, LLC. unclassified	People'S Securities, Inc. other	Other	Oct 28, 2009	Sep 20, 2011 (692 d)
David A Yaffee	Connecticut Investment Management unclassified	People'S Securities, Inc. other	Other	Jul 28, 2009	Aug 5, 2009
Daniel N Montanaro	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	People'S Securities, Inc. other	Other	Jan 22, 2009	Jan 20, 2009

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77 moves match.