DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Wealth Advisors Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Stanley RebelloFsc Securities Corporation BD affiliatedStrategic Wealth Advisors Group otherOtherNov 3, 2023Nov 17, 2006
Bradley MarshallLPL Financial LLC independent RIAStrategic Wealth Advisors Group otherOtherFeb 6, 2023Jul 28, 2015
Aaron Theo ReyerFsc Securities Corporation BD affiliatedStrategic Wealth Advisors Group otherOtherJul 19, 2022Sep 26, 2008
John Robert TriantafelowFsc Securities Corporation BD affiliatedStrategic Wealth Advisors Group otherOtherMar 12, 2021Sep 26, 2008
Scott E GroomsLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherMar 10, 2017Mar 3, 2016
Jonathan Dennis HorstLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherNov 22, 2016Mar 2, 2016
Dale Andrew HornbergerLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherOct 20, 2016Dec 23, 2015
Lilian LoLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherSep 8, 2016Apr 22, 2016
Christopher Bartolomeo GiordanoLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherSep 7, 2016Apr 17, 2015
Daniel King OttCetera Advisors LLC otherStrategic Wealth Advisors Group otherOtherMay 13, 2016May 12, 2016
Joseph A. GassCetera Advisors LLC otherStrategic Wealth Advisors Group otherOtherMay 13, 2016May 12, 2016
Stuart Bradley ArakelianCetera Advisor Networks LLC otherStrategic Wealth Advisors Group otherOtherMay 11, 2016May 6, 2016
Christopher Michael JohnsonCetera Advisor Networks LLC otherStrategic Wealth Advisors Group otherOtherMay 6, 2016May 6, 2016
Gregory Reginald Van KesterenRBC Capital Markets, LLC national BDStrategic Wealth Advisors Group otherOtherFeb 4, 2016Jan 11, 2016
Nasser AhmadStrategic Advisers LLC national BDStrategic Wealth Advisors Group otherOtherJan 22, 2016Jan 8, 2016
Steven L GlasbergD.A. Davidson & Co. otherStrategic Wealth Advisors Group otherOtherOct 1, 2015Oct 5, 2015
Ilia Michael DaleaD.A. Davidson & Co. otherStrategic Wealth Advisors Group otherOtherOct 1, 2015Oct 5, 2015
Dominick RuizWells Fargo Advisors wirehouseStrategic Wealth Advisors Group otherOtherSep 14, 2015Sep 9, 2015
Nancy Elizabeth Lewis-HeliotesCitigroup Global Markets Inc. otherStrategic Wealth Advisors Group otherOtherJun 22, 2015Jun 1, 2015
Tyler Edward MackesonEdward Jones national BDStrategic Wealth Advisors Group otherOtherJun 12, 2015Jun 17, 2015
John Bernard AnzalduaU.S. Bancorp Investments, Inc. otherStrategic Wealth Advisors Group otherOtherJun 3, 2015Jun 5, 2015
Jeffrey Roger KleinWells Fargo Advisors wirehouseStrategic Wealth Advisors Group otherOtherMay 27, 2015Jun 3, 2015
Bryan Charles ForonjyStrategic Advisers LLC national BDStrategic Wealth Advisors Group otherOtherMay 22, 2015May 22, 2015
Ronald Aiji MatsuiAmeriprise Financial Services, LLC national BDStrategic Wealth Advisors Group otherOtherFeb 9, 2015Jan 27, 2015
Larry Allen FletcherAmeriprise Financial Services, LLC national BDStrategic Wealth Advisors Group otherOtherJan 14, 2015Jan 8, 2015
Kurt Michael Le FevreAmeriprise Financial Services, LLC national BDStrategic Wealth Advisors Group otherOtherDec 22, 2014Dec 22, 2014
Betty Jo TomlinsonBancwest Investment Services, Inc. (Bwis) otherStrategic Wealth Advisors Group otherOtherDec 22, 2014Dec 18, 2014
Jessica Lillian Mc CurdyAmeriprise Financial Services, LLC national BDStrategic Wealth Advisors Group otherOtherDec 2, 2014Apr 6, 2016 (491 d)
Patrick Glenn BennettWells Fargo Advisors wirehouseStrategic Wealth Advisors Group otherOtherNov 4, 2014Nov 5, 2014
Eric Fenton GreenFsic otherStrategic Wealth Advisors Group otherOtherMay 5, 2014Apr 30, 2014
Jeffery Jay SeitzCetera Advisors LLC otherStrategic Wealth Advisors Group otherOtherMay 3, 2014May 7, 2014
Frank Andrew DeptolaIndependent Financial Partners otherStrategic Wealth Advisors Group otherOtherApr 14, 2014Apr 14, 2014
Mark Edward IshibashiMsi Financial Services, Inc. otherStrategic Wealth Advisors Group otherOtherDec 20, 2013Nov 25, 2015 (705 d)
Andrew Hale SlanksterNext Financial Group, Inc. otherStrategic Wealth Advisors Group otherOtherSep 12, 2013Nov 25, 2013 (74 d)
Michael Robert ZentWells Fargo Advisors wirehouseStrategic Wealth Advisors Group otherOtherJul 18, 2013Nov 24, 2015 (859 d)
Kenneth Jurgen WeiseEdward Jones national BDStrategic Wealth Advisors Group otherOtherDec 20, 2012Apr 8, 2016 (1205 d)
Ronald Christopher VerbeckLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherDec 31, 2011Dec 11, 2009
Michael Christopher ChampionLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherDec 21, 2011Apr 20, 2011
Craig Allen BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Wealth Advisors Group otherOtherNov 14, 2011Nov 20, 2015 (1467 d)
Paul Stanton VirenFfr Advisory LLC otherStrategic Wealth Advisors Group otherOtherDec 31, 2010Jul 18, 2007
Dale Quintin RiceDale Q Rice Investment Advisor Ltd unclassifiedStrategic Wealth Advisors Group otherOtherDec 23, 2010Oct 4, 2010
Parrish T MalsonAmerican Financial Advisors, Inc. unclassifiedStrategic Wealth Advisors Group otherOtherOct 31, 2010Dec 11, 2009
John Franklin CampaigneRetirement Wealth Advisors, Inc. unclassifiedStrategic Wealth Advisors Group otherOtherOct 1, 2010May 7, 2010
Thomas Michael ChavezRetirement Wealth Advisors, Inc. unclassifiedStrategic Wealth Advisors Group otherOtherOct 1, 2010May 7, 2010
Jevon Mark WebsterAmeriprise Financial Services, LLC national BDStrategic Wealth Advisors Group otherOtherApr 7, 2010Mar 31, 2010
Kent Douglas KuhlmannRetirement Capital Strategies, Inc. otherStrategic Wealth Advisors Group otherOtherJan 27, 2010Apr 15, 2011 (443 d)
Steven Frederick RauBarclay West Financial Advisors unclassifiedStrategic Wealth Advisors Group otherOtherJan 11, 2010Dec 11, 2009
James Edward BlazerLPL Financial LLC otherStrategic Wealth Advisors Group otherOtherDec 18, 2009Dec 11, 2009
Marvin Yue-Chin ShiueFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherNov 23, 2009Feb 16, 2007
Wallace Chi-Ho ChuAssociated Planners Investment Advisory Inc unclassifiedStrategic Wealth Advisors Group otherOtherOct 13, 2009Apr 1, 2009
Yuenman Anne MakAssociated Planners Investment Advisory Inc unclassifiedStrategic Wealth Advisors Group otherOtherOct 13, 2009Apr 1, 2009
Sheri H. PanAssociated Planners Investment Advisory Inc unclassifiedStrategic Wealth Advisors Group otherOtherOct 13, 2009Apr 1, 2009
Lan LinAssociated Planners Investment Advisory Inc unclassifiedStrategic Wealth Advisors Group otherOtherOct 13, 2009Apr 1, 2009
Sarah M WisniewskiAssociated Planners Investment Advisory Inc unclassifiedStrategic Wealth Advisors Group otherOtherOct 1, 2009Dec 7, 2010 (432 d)
George Theodore TemelAssociated Securities Corp. unclassifiedStrategic Wealth Advisors Group otherOtherSep 30, 2009Jul 22, 2015 (2121 d)
Robert Richard WheelerAssociated Securities Corp. unclassifiedStrategic Wealth Advisors Group otherOtherSep 8, 2009Dec 14, 2009 (97 d)
Sarah Yehsueh HuangAssociated Securities Corp. unclassifiedStrategic Wealth Advisors Group otherOtherSep 8, 2009Apr 1, 2009
Kurt Masami MiyamuraFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherFeb 6, 2009Oct 17, 2006
Susan Beth AllenFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Mar 7, 2008
Bradley HarschFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Sep 5, 2006
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78 moves match.