DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mercer Global Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Patrick Momper | Osaic Wealth, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 2, 2026 |
| Jonathan David Cohen | MML Investors Services, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2026 | Sep 16, 2026 |
| Karen Lee Zaramba | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 23, 2026 |
| Jeffrey Scott Troiano | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 20, 2026 |
| Todd Michael Cesca | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 17, 2026 |
| James Allen Bossieux | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 9, 2026 |
| Katy Morrison Carr | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 10, 2026 |
| Samuel Richardson Reid | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 15, 2026 |
| Lena Wyand | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 10, 2026 |
| Jessica Lynn Kreger | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 9, 2026 |
| Sarah Serling Clapp | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 14, 2026 |
| Emma K Bean | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 10, 2026 |
| Alicia Chiamulera | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Jun 4, 2026 |
| John Wilson | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Apr 10, 2026 |
| Renee Elizabeth Hickey | Charter Oak Capital Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Aug 10, 2026 |
| John Christopher Woodrome | Vantage Point Financial, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 21, 2026 | Jul 31, 2026 |
| Benjamin David Laubach | Harvest Investment Consultants LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 20, 2026 | Jul 14, 2026 |
| Hussain Abdulkareem Hassan | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 25, 2026 |
| Christian Javier Vargas | Morgan Stanley wirehouse | Mercer Global Advisors Inc. independent RIA | Wirehouse to independent RIA | Aug 12, 2026 | Sep 2, 2026 |
| Victoria Eagleson Arndt | Eagleson Arndt Financial Advisors independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 30, 2026 | May 13, 2026 |
| Chandelle A Volo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mercer Global Advisors Inc. independent RIA | Wirehouse to independent RIA | Jul 21, 2026 | Aug 7, 2026 |
| Connor Randolph Jones | LPL Financial LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 10, 2026 |
| Thomas James Sandt | Advice And Planning Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Aug 10, 2026 (34 d) |
| Cody Dolly | Park Avenue Securities LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 30, 2026 |
| Avilio Alejandro Sutherland Navea | Eminence Wealth Management Inc. state registered | Mercer Global Advisors Inc. independent RIA | Other | Jul 1, 2026 | Jun 18, 2026 |
| Brandon Joseph White-Szep | Pekin Hardy Strauss, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jun 17, 2026 | Jul 21, 2026 (34 d) |
| Robert James Pozzuto | Matune Basile Advisors independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jun 12, 2026 | Aug 24, 2026 (73 d) |
| William Brightman Walter | LPL Financial LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Jun 11, 2026 |
| Ryan Thomas Jones | Thrivent Investment Management Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Jun 29, 2026 |
| Caleb J Brasel | Strategic Advisers LLC national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jul 8, 2026 (34 d) |
| Halley Maclise Craig | Cwm, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2026 | Jul 1, 2026 |
| Stephen Francis Jacobson | Verdence Capital Advisors, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 29, 2026 | Jun 12, 2026 |
| Matthew John Williams | Northern Trust Securities, Inc BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 15, 2026 |
| Shannon Dale Burgett | Smith Salley Wealth Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 12, 2026 | May 14, 2026 |
| Gerard Thomas Quinn | Prairieview Wealth & Tax Advisors independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 12, 2026 | May 19, 2026 |
| Brian Yannaccone | Oxford Wealth Group, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 1, 2026 | Jun 9, 2026 (39 d) |
| Meghan Kathleen Doherty | Mai Capital Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 27, 2026 | Jun 2, 2026 (36 d) |
| Thomas Delbert Whited | Mainstay Capital Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 27, 2026 | May 6, 2026 |
| Harrison Eli Vogel | Equitable Advisors, LLC national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | May 20, 2026 |
| Hilary Angela Daniel | Motley Fool Wealth Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 20, 2026 | May 20, 2026 |
| Jacob R Cedor | Monte Financial Group, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 14, 2026 | Apr 28, 2026 |
| James Scott Rose | Zacks Investment Management, Inc. mixed wealth | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 13, 2026 | Apr 28, 2026 |
| George Ghobriel | Captrust institutional | Mercer Global Advisors Inc. independent RIA | Other | Apr 10, 2026 | Sep 17, 2026 (160 d) |
| Christina Ko Talbot | Destination Wealth Management independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 8, 2026 | May 6, 2026 |
| Jonathon Tyler Lovingood | Shell Capital Management, LLC other | Mercer Global Advisors Inc. independent RIA | Other | Apr 8, 2026 | Jul 7, 2026 (90 d) |
| Dylan James Audsley | Seia BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Jul 30, 2026 (119 d) |
| Elisabeth Meltzer Zimmerman | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jul 14, 2025 |
| Jill Ann Fopiano | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jul 16, 2025 |
| Bemelda Bragado | Sb Capital Management, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Nov 17, 2025 |
| Richard S. Singer | Sb Capital Management, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jan 5, 2026 |
| Stephanie Connor Arkof | Sb Capital Management, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Nov 3, 2025 |
| Amitha K Harichandran | Sb Capital Management, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Nov 4, 2025 |
| Troy Ellis Thompson | Thompson Advisory Services, LLC unclassified | Mercer Global Advisors Inc. independent RIA | Other | Mar 31, 2026 | Dec 18, 2025 |
| Qing Yang | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Aug 1, 2025 |
| Lauren Elizabeth Higgins | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jul 16, 2025 |
| Timothy A. Pilczak | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jul 16, 2025 |
| Richard Arthur Davies | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jul 16, 2025 |
| Stephen Wayne Engle | Thompson Advisory Services, LLC unclassified | Mercer Global Advisors Inc. independent RIA | Other | Mar 31, 2026 | Dec 18, 2025 |
| Leah Elizabeth Mccormack | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jul 28, 2025 |
| Matthew Christopher Kelley | O'Brien Wealth Partners LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 31, 2026 | Jul 28, 2025 |
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776 moves match.