DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Polaris Wealth Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elena SongTeam Hewins, LLC independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAOct 2, 2023Oct 13, 2023
Bryce SagersE*Trade Capital Management, LLC independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAJun 23, 2023Jun 14, 2023
Todd Blanchard StockwellRwa Wealth Partners independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAApr 14, 2023Mar 1, 2023
Christopher Brian ThomEdelman Financial Engines mixed wealthPolaris Wealth Advisory Group independent RIARIA to RIAMar 10, 2023Mar 17, 2023
Stephen In Hee LeeMariner BD affiliatedPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2022Jan 19, 2023 (113 d)
Cody Allen CarlsonFidelity Personal And Workplace Advisors BD affiliatedPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2022Apr 13, 2022
Jonathan Beck SchooleyAlly Invest Advisors independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAMar 8, 2022Feb 25, 2022
Samboun SimWells Fargo Advisors wirehousePolaris Wealth Advisory Group independent RIAWirehouse to independent RIAJan 26, 2022Jan 18, 2022
Ryan DrewsCharles Schwab & Co., Inc. national BDPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 25, 2021Apr 20, 2023 (695 d)
Nathan Paul RogersTd Ameritrade, Inc. no RAUMPolaris Wealth Advisory Group independent RIAOtherJan 11, 2021Jan 15, 2021
Robert Russell ShampinePolaris Greystone Advisory Group, LLC institutionalPolaris Wealth Advisory Group independent RIAOtherSep 9, 2020Jul 8, 2019
Spencer Gordon DawAdvice And Planning Services BD affiliatedPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2019Oct 18, 2019 (67 d)
Russell Boyce AlbrightAlbright Investment Management LLC unclassifiedPolaris Wealth Advisory Group independent RIAOtherAug 2, 2019Jul 10, 2019
Christopher Kane ParksFidelity Personal And Workplace Advisors BD affiliatedPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2019Jul 26, 2019
Andrew Christopher HuntBeacon Pointe Wealth Advisors, LLC independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAJan 23, 2019Jan 29, 2019
Dominic John CollettiFidelity Personal And Workplace Advisors BD affiliatedPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2018Oct 18, 2018
Anton Thomas SchirmangNuveen Asset Management, LLC otherPolaris Wealth Advisory Group independent RIAOtherNov 2, 2018Nov 1, 2018
Jason Zachary TimpeFidelity Personal And Workplace Advisors BD affiliatedPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAOct 22, 2018Oct 9, 2018
Matthew Philip EricksonRenaissance Capital Management, LLC unclassifiedPolaris Wealth Advisory Group independent RIAOtherSep 26, 2018Jun 1, 2018
Connie F Liberto-AlvarezLPL Financial LLC independent RIAPolaris Wealth Advisory Group independent RIARIA to RIASep 13, 2018Jan 9, 2019 (118 d)
Natalie YoungReilly Financial Advisors independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAJun 22, 2018Jul 9, 2018
Corey Bryant LongRaub Brock Capital Management, LP mixed wealthPolaris Wealth Advisory Group independent RIARIA to RIAApr 23, 2018Apr 24, 2018
Yi Ching TsaiTd Ameritrade Investment Management, LLC independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAMar 13, 2018Apr 17, 2018 (35 d)
Brett A MillerScottrade Investment Management otherPolaris Wealth Advisory Group otherOtherJul 11, 2017Jul 14, 2017
Brandon M BermanJ.P. Morgan Securities LLC wirehousePolaris Wealth Advisory Group otherOtherApr 26, 2017May 2, 2017
Michael Brian WachslerScottrade Investment Management otherPolaris Wealth Advisory Group otherOtherMar 17, 2017Mar 1, 2017
Todd Robinson MossPolaris Greystone Advisory Group, LLC no RAUMPolaris Wealth Advisory Group otherOtherDec 31, 2016Dec 3, 2015
Kristie Lee GuadianoPolaris Greystone Advisory Group, LLC no RAUMPolaris Wealth Advisory Group otherOtherDec 31, 2016Dec 3, 2015
Danielle Starr WashingtonPolaris Greystone Advisory Group, LLC no RAUMPolaris Wealth Advisory Group otherOtherDec 31, 2016Nov 17, 2016
Brian James HaysPolaris Greystone Advisory Group, LLC no RAUMPolaris Wealth Advisory Group otherOtherNov 14, 2016Dec 3, 2015
Lacey Ashlyn CobbPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group otherOtherOct 31, 2016Jul 28, 2016
Mark Charles KeyserPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group otherOtherJul 25, 2016Apr 17, 2015
John McnertneyPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group no RAUMOtherJul 25, 2016Oct 12, 2012
Darren Frederick KalbPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group otherOtherJul 25, 2016Feb 28, 2014
Philip Aglubat QuitorianoWells Fargo Advisors wirehousePolaris Wealth Advisory Group otherOtherMay 9, 2016May 3, 2016
Lauren Ann PattersonTitus Wealth Management otherPolaris Wealth Advisory Group otherOtherJan 15, 2016Mar 3, 2016 (48 d)
Eric Wayne BabcockPolaris Greystone Advisory Group, LLC no RAUMPolaris Wealth Advisory Group otherOtherDec 31, 2015Dec 7, 2015
Brian A StoneGreystone Financial Group, Inc. otherPolaris Wealth Advisory Group otherOtherDec 31, 2015Dec 7, 2015
Timothy John DowdGreystone Financial Group, Inc. otherPolaris Wealth Advisory Group otherOtherDec 31, 2015Dec 7, 2015
Daniel P McgovernMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePolaris Wealth Advisory Group otherOtherNov 30, 2015Dec 7, 2015
Ryan Christopher ColletteWescom Financial Services, LLC independent RIAPolaris Wealth Advisory Group otherOtherNov 17, 2015Dec 15, 2015
Christopher Alexander Eagles-SmithPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group otherOtherJul 9, 2015Jun 7, 2013
Michele Lyford SineTran Capital Management, L.P. otherPolaris Wealth Advisory Group otherOtherMar 11, 2015Apr 7, 2015
Tanya Faye WelchPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group no RAUMOtherFeb 10, 2015Oct 15, 2012
Tyler M BrockPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group no RAUMOtherFeb 4, 2015Oct 11, 2012
Jeremy Dee WitbeckGould Asset Management LLC otherPolaris Wealth Advisory Group otherOtherMar 11, 2014Mar 6, 2014
Lorenzo Dominique RileyTransamerica Financial Advisors, LLC otherPolaris Wealth Advisory Group independent RIAOtherDec 13, 2013Jun 1, 2021 (2727 d)
Matthew Fitzpatrick CameronWells Fargo Advisors wirehousePolaris Wealth Advisory Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 27, 2012Oct 12, 2012
Nathan Hatton WalshPolaris Equity Management, Inc. otherPolaris Wealth Advisory Group no RAUMOtherSep 4, 2012Nov 21, 2011
Meridith Louise HutchensFinancial Advisers Of America, LLC otherPolaris Wealth Advisory Group otherOtherSep 30, 2011Nov 15, 2013 (777 d)
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50 moves match.