DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Quest Capital Strategies, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gary Edwin Ung	Ung Financial & Insurance Services unclassified	Quest Capital Strategies, Inc. independent RIA	Other	Feb 8, 2020	Sep 21, 2018
Joel Harvey Fishman	Waddell & Reed BD affiliated	Quest Capital Strategies, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 5, 2018	Feb 5, 2019 (92 d)
Kingston Julio Wong	Foresters Equity Services, Inc. BD affiliated	Quest Capital Strategies, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 31, 2018	Oct 30, 2018
Tayen Hazqiyal	Investacorp Advisory Services Inc BD affiliated	Quest Capital Strategies, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 10, 2018	Apr 16, 2018
William W. Peng	Capital Markets Iq, LLC independent RIA	Quest Capital Strategies, Inc. independent RIA	RIA to RIA	Mar 21, 2018	Mar 21, 2018
Steven Lowell Smith	Interactive Financial Advisors other	Quest Capital Strategies, Inc. independent RIA	Other	Jan 2, 2018	May 1, 2018 (119 d)
Carlton John Ebneth	Foresters Equity Services, Inc. other	Quest Capital Strategies, Inc. independent RIA	Other	Dec 31, 2017	Jun 12, 2019 (528 d)
Carl James Boedecker	Seaport Financial Planning, LLC state registered	Quest Capital Strategies, Inc. other	Other	Dec 31, 2017	Jun 25, 2013
Roubik Sarian	Waddell & Reed other	Quest Capital Strategies, Inc. other	Other	Dec 15, 2017	Jan 3, 2018
Reuben Lewis	MML Investors Services, LLC other	Quest Capital Strategies, Inc. other	Other	Oct 5, 2017	Oct 25, 2017
Tayen Hazqiyal	MML Investors Services, LLC other	Quest Capital Strategies, Inc. other	Other	Sep 26, 2017	Nov 17, 2017 (52 d)
Eric Wei Ting Lin	LPL Financial LLC other	Quest Capital Strategies, Inc. independent RIA	Other	Aug 2, 2017	Apr 27, 2018 (268 d)
Robert John Erickson	Pruco Securities, LLC other	Quest Capital Strategies, Inc. other	Other	Apr 17, 2017	Aug 15, 2017 (120 d)
Stephen Derek Johnson	Great Bay Wealth Management state registered	Quest Capital Strategies, Inc. other	Other	Dec 20, 2016	Dec 14, 2016
Joseph Anthony Dambrosio	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Quest Capital Strategies, Inc. other	Other	Nov 11, 2016	Jul 31, 2017 (262 d)
George Nicolas Gopiao	LPL Financial LLC other	Quest Capital Strategies, Inc. independent RIA	Other	Nov 9, 2016	Jul 5, 2018 (603 d)
Daniel D Murphy	Lincoln Investment other	Quest Capital Strategies, Inc. independent RIA	Other	Aug 29, 2016	Aug 23, 2018 (724 d)
Richard Sheldon Harader	Edward Jones national BD	Quest Capital Strategies, Inc. other	Other	Jan 8, 2016	Feb 12, 2016 (35 d)
Richard Alan Hagins	Cooper Mcmanus other	Quest Capital Strategies, Inc. other	Other	Nov 6, 2015	Sep 14, 2016 (313 d)
Marie J Goldschmidt	Morgan Stanley wirehouse	Quest Capital Strategies, Inc. other	Other	May 20, 2014	Apr 25, 2016 (706 d)
Daniel Hilario Barajas	Waddell & Reed other	Quest Capital Strategies, Inc. other	Other	May 15, 2014	Apr 18, 2016 (704 d)
Michael Thomas Luchtenburg	Waddell & Reed other	Quest Capital Strategies, Inc. other	Other	Feb 19, 2014	Mar 6, 2014
Leslie Cameron Finn	Waddell & Reed other	Quest Capital Strategies, Inc. other	Other	Feb 11, 2014	Jun 13, 2014 (122 d)
Michael Tsiaklides	Private Label Money Management, Inc. unclassified	Quest Capital Strategies, Inc. independent RIA	Other	Oct 30, 2013	Mar 20, 2018 (1602 d)
Michael George Richardson	Strategic Advisers LLC national BD	Quest Capital Strategies, Inc. other	Other	Apr 30, 2013	Apr 17, 2015 (717 d)
Maria Mckeon Gregoriev	Valic Financial Advisors, Inc. other	Quest Capital Strategies, Inc. other	Other	Apr 18, 2013	Aug 12, 2013 (116 d)
John Robert Mccarthy	Momentum Independent Network Inc. other	Quest Capital Strategies, Inc. other	Other	Nov 16, 2012	Jan 24, 2013 (69 d)
Pranay Patel	Edward Jones national BD	Quest Capital Strategies, Inc. other	Other	Sep 13, 2012	Feb 12, 2013 (152 d)
Susan Monahan	Msi Financial Services, Inc. other	Quest Capital Strategies, Inc. other	Other	Jul 9, 2012	Aug 16, 2012 (38 d)
Kristyn Spates Bayles	Citigroup Global Markets Inc. other	Quest Capital Strategies, Inc. other	Other	Apr 25, 2012	Mar 17, 2014 (691 d)
Russell Eric Charvonia	The Renaissance Group, LLC unclassified	Quest Capital Strategies, Inc. other	Other	Feb 28, 2012	Oct 16, 2013 (596 d)
Albert A Velez	Hsbc Securities (USA) Inc. other	Quest Capital Strategies, Inc. other	Other	Jan 30, 2012	Feb 20, 2013 (387 d)
Jorge Alberto Trevino	Allstate Financial Advisors, LLC no RAUM	Quest Capital Strategies, Inc. other	Other	Oct 18, 2011	Sep 19, 2013 (702 d)
Richard Alan Hagins	Comerica Securities other	Quest Capital Strategies, Inc. other	Other	Aug 11, 2011	Sep 7, 2011
Amirreza Kayyal	Newport Coast Asset Management other	Quest Capital Strategies, Inc. other	Other	Jul 12, 2011	Jul 19, 2011
Brian John Tewksbury	Morgan Stanley wirehouse	Quest Capital Strategies, Inc. other	Other	Jul 7, 2011	Jun 19, 2013 (713 d)
Bimal Kumar Gupta	Gupta Investment Advisors, LLC unclassified	Quest Capital Strategies, Inc. other	Other	Jun 20, 2011	Jun 7, 2013 (718 d)
William W. Peng	Morgan Stanley wirehouse	Quest Capital Strategies, Inc. other	Other	Mar 9, 2011	Feb 21, 2013 (715 d)
Kevin William La Mont	Rb Capital Management, LLC other	Quest Capital Strategies, Inc. other	Other	Jun 7, 2010	Jun 8, 2010
Brian S Cussimanio	Morgan Stanley wirehouse	Quest Capital Strategies, Inc. other	Other	May 27, 2010	Aug 19, 2010 (84 d)
Matthew James Stroud	Uvest Financial Services Group, Inc. unclassified	Quest Capital Strategies, Inc. other	Other	Apr 6, 2010	Feb 24, 2011 (324 d)
Raymond Alexander Reynolds	Milkie/Ferguson Investments, Inc. unclassified	Quest Capital Strategies, Inc. other	Other	Jan 5, 2010	Apr 23, 2012 (839 d)
Fredric Jeffrey Lowe	Smart Money Strategies unclassified	Quest Capital Strategies, Inc. other	Other	Dec 31, 2009	Jan 28, 2010
Brian David Nolan	Colonial Asset Management Inc unclassified	Quest Capital Strategies, Inc. other	Other	Oct 29, 2009	Nov 25, 2009
Andrew Ian Mason	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Quest Capital Strategies, Inc. other	Other	Sep 4, 2009	Sep 29, 2009
Warren Stansberry	UBS Financial Services Inc. wirehouse	Quest Capital Strategies, Inc. other	Other	May 13, 2009	May 27, 2009
Michael S Sava	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Quest Capital Strategies, Inc. other	Other	May 8, 2009	May 6, 2011 (728 d)
Christian Matthew Del Giorgio	Woodbury Financial Services, Inc. other	Quest Capital Strategies, Inc. other	Other	Feb 17, 2009	Feb 13, 2009
Uma S Murthy	U-Win Investments Inc. unclassified	Quest Capital Strategies, Inc. other	Other	Dec 31, 2008	Feb 20, 2008
Patrick Joseph Reardon	Transamerica Financial Advisors, Inc. unclassified	Quest Capital Strategies, Inc. other	Other	Dec 31, 2008	Jan 8, 2009
Kevin G Addington	Chase Investment Services Corp. other	Quest Capital Strategies, Inc. other	Other	Nov 3, 2008	Oct 27, 2010 (723 d)
Mark Jerry Braverman	Woodbury Financial Services, Inc. other	Quest Capital Strategies, Inc. other	Other	Oct 1, 2007	Aug 20, 2009 (689 d)
Nalin Bhatt	Osaic Fs, Inc. other	Quest Capital Strategies, Inc. other	Other	Jul 31, 2007	Jan 7, 2008 (160 d)
Dea Anne Kirschman	Wells Fargo Investments, LLC unclassified	Quest Capital Strategies, Inc. other	Other	May 18, 2007	Mar 25, 2009 (677 d)
Sang Chang Yi	Chase Investment Services Corp. other	Quest Capital Strategies, Inc. other	Other	Mar 29, 2007	Feb 1, 2008 (309 d)
Ronnie Massey	Nfsg Corporation other	Quest Capital Strategies, Inc. other	Other	Jun 20, 2006	Jan 30, 2007 (224 d)
Michael Anthony Wilson	Citicorp Investment Services unclassified	Quest Capital Strategies, Inc. other	Other	Dec 21, 2005	Mar 30, 2006 (99 d)
Edward J Hawrylo	Banc Of America Investment Services, Inc. unclassified	Quest Capital Strategies, Inc. other	Other	Dec 13, 2005	Oct 11, 2007 (667 d)
Kenneth Yuen	Usallianz Securities, Inc. unclassified	Quest Capital Strategies, Inc. other	Other	Nov 30, 2005	May 18, 2007 (534 d)
Christopher Jacob Baum	Ameriprise Financial Services, LLC national BD	Quest Capital Strategies, Inc. other	Other	Apr 22, 2005	Jan 31, 2007 (649 d)

Page 1 of 2Next

67 moves match.