DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Western Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shane Shirley Bartholomew | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Jul 2, 2026 | Jul 6, 2026 |
| Christopher Paul Bruhl | LPL Financial LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | May 15, 2026 |
| Adam Watson Hall | LPL Financial LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | May 15, 2026 |
| Colin James Green | Blueheel LLC asset manager | Western Wealth Management LLC independent RIA | Other | Apr 1, 2026 | Apr 1, 2026 |
| Katherine Preston | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Dec 8, 2025 | Dec 1, 2025 |
| Levi Kevin Knutson | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Dec 4, 2025 | Dec 1, 2025 |
| Anna Elizabeth Graff | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Dec 4, 2025 | Dec 1, 2025 |
| M Katharine Collins | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Dec 1, 2025 | Nov 26, 2025 |
| Jeffrey Allan Hutcheson | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Dec 1, 2025 | Nov 20, 2025 |
| Charles Edwin Hellums | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Nov 26, 2025 | Nov 20, 2025 |
| Daniella Friend | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Nov 19, 2025 | Oct 21, 2025 |
| John Thomas Gilpin | Strategic Advisers LLC national BD | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Jun 10, 2026 (209 d) |
| Forbes Michael Robinson | Financial Advocates Investment Management independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Oct 23, 2025 | Sep 12, 2025 |
| Ali Barghelame | Financial Advocates Investment Management independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Aug 14, 2025 | May 23, 2025 |
| Mark S Durant | LPL Financial LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2025 | May 15, 2025 |
| David Andrew Henderson | Jenkins Wealth independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Feb 20, 2025 | Feb 14, 2025 |
| Deana Christine Lehman | LPL Financial LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jul 23, 2025 (181 d) |
| Timothy Neil Criss | Ameritas Advisory Services, LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2025 | Jan 9, 2025 |
| Steven Michael Ehnstrom | Wells Fargo Advisors wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Dec 6, 2024 | Jan 27, 2026 (417 d) |
| Benjamin Joseph Jennings | Schwab Wealth Advisory, Inc. no RAUM | Western Wealth Management LLC independent RIA | Other | Oct 11, 2024 | Dec 11, 2025 (426 d) |
| Matthew James Connell | Morgan Stanley wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Oct 2, 2024 | Nov 26, 2024 (55 d) |
| Chris R. Albertson | LPL Financial LLC BD affiliated | Western Wealth Management LLC other | Other | Aug 1, 2024 | Feb 6, 2017 |
| Johndavid Woolley | Foundations Investment Advisors LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Apr 26, 2024 | Jan 1, 2025 (250 d) |
| Bryan P Boll | Traction Financial Partners independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Apr 16, 2024 | Apr 16, 2024 |
| Pete Michael Koury | Traction Financial Partners independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Apr 16, 2024 | Apr 16, 2024 |
| Kathryn Ann Lizotte | Gps Wealth Strategies Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Oct 16, 2023 | Oct 16, 2023 |
| Samuel I Winter | Td Ameritrade Investment Management, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Sep 7, 2023 | Apr 23, 2025 (594 d) |
| Aaron Paul Bagully | Edward Jones national BD | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 | Sep 15, 2023 |
| Raymond Scott Vanderwal | LPL Financial LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Oct 28, 2022 | Mar 22, 2021 |
| Ross Edward Billows | Stifel, Nicolaus & Company, Incorporated national BD | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Sep 9, 2022 |
| John Joseph Anderson | LPL Financial LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Sep 13, 2022 | Feb 16, 2023 (156 d) |
| Brent Devon Hablutzel | Rockefeller Capital Management BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2022 | Aug 18, 2022 |
| Michael S Akins | Akins Financial, LLC unclassified | Western Wealth Management LLC independent RIA | Other | Jun 15, 2022 | Feb 19, 2021 |
| Derick Lance Volle | Wells Fargo Advisors wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Jun 6, 2022 | May 27, 2022 |
| Michelle Rene Francis | Pbs Wealth Management Consultants unclassified | Western Wealth Management LLC independent RIA | Other | Mar 4, 2022 | Aug 25, 2020 |
| Anthony Cheang | LPL Financial LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2022 | Nov 7, 2021 |
| William R. Douglas | Financial Partners, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Jan 3, 2022 | Dec 10, 2021 |
| Jason Dean Hansen | Wells Fargo Advisors wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Nov 26, 2021 | Nov 23, 2021 |
| Keith J Kozubal | Morgan Stanley wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Nov 22, 2021 | Nov 7, 2021 |
| Christine M Callaway | Cornbelt Financial, LLC state registered | Western Wealth Management LLC independent RIA | Other | Nov 2, 2021 | Nov 8, 2021 |
| Brooke Lee Martinez | U.S. Bancorp Investments, Inc. BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2021 | Oct 5, 2021 |
| Amy Jo Bouchie | Level Four Advisory Services BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2021 | Aug 27, 2021 |
| Kara Lynn Jett | Waddell & Reed BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Nov 7, 2021 (76 d) |
| Gregory Beal | Morgan Stanley wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Jun 7, 2021 | Apr 30, 2021 |
| Matthew A Cichocki | Charles Schwab & Co., Inc. national BD | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2021 | May 19, 2021 |
| James Michael Olson | Morgan Stanley wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | May 18, 2021 | May 3, 2021 |
| Lynn Marie Gill | Wells Fargo Advisors wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Apr 7, 2021 | May 13, 2021 (36 d) |
| Kip Cullen Hertzenberg | Morgan Stanley wirehouse | Western Wealth Management LLC independent RIA | Wirehouse to independent RIA | Jan 5, 2021 | Dec 11, 2020 |
| Robert Lee Holland | Kestra Advisory Services, LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2020 | Nov 4, 2020 |
| Benjamen Rodney Rothwell | Independent Financial Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Mar 10, 2020 | Apr 22, 2020 (43 d) |
| Shelley Anne Reeves | Independent Financial Group, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Feb 18, 2020 | Feb 25, 2020 |
| Michael David Massey | Edward Jones national BD | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2020 | Feb 10, 2020 |
| Jeff Mckenna | LPL Financial LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2019 | Dec 9, 2019 |
| Richard Keith Hazelbaker | Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2019 | Jul 22, 2019 |
| Jeffrey William Hinkle | Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2019 | Jul 2, 2019 |
| Barbara Barrio Beckner | Edward Jones national BD | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2019 | Jul 18, 2019 |
| Steven Ray Hinkle | Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2019 | Jul 8, 2019 |
| Lynn Probst | Ntb Advisors, A Division Of Ntb Financial Corporation BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2019 | Jan 1, 2026 (2375 d) |
| Daniel A Oschmann | Cornerstone Wealth Management, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | May 28, 2019 | Jun 6, 2019 |
| Ronald Dwayne Beckner | Edward Jones national BD | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | Aug 5, 2019 (73 d) |
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90 moves match.