DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Voya Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas S Souza | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 14, 2026 |
| Gabriel Vides | UBS Financial Services Inc. wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Aug 4, 2026 |
| Brendon Joseph Sailer | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2026 | Sep 14, 2026 |
| Grace Magdalen Clark | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 14, 2026 |
| Macisaac John Oliver Armstrong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 14, 2026 |
| Nicholas Robert Tuccelli | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 14, 2026 |
| Wesley Pratt | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Sep 14, 2026 |
| Christopher J Kheirallah | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2026 | Sep 14, 2026 |
| John E. Ferren | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Sep 14, 2026 |
| Melissa Mullins Shanhouse | LPL Financial LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 3, 2026 |
| Joshua Walters | LPL Financial LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Sara Marcela Beltran-Caro | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 24, 2026 |
| Harold Alvarado | Tlg Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Sep 12, 2026 (33 d) |
| Joseph Najm | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Sep 14, 2026 (35 d) |
| Michael Dean Dooley | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 3, 2026 |
| Jack Reilly Oricoli | M1 Advisory independent RIA | Voya Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 11, 2026 |
| John J Coutu | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Sep 14, 2026 (46 d) |
| Melissa Williams Thomas | Ameriprise Financial Services, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Aug 3, 2026 |
| Dustin Glynn Kostalek | Nationwide Investment Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 20, 2026 |
| Richard William Gruber | Truist Advisory Services, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Aug 4, 2026 |
| Mark L Soderquist | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 2, 2026 |
| Kelly Jo Hester | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 9, 2026 |
| Joseph Richard Wilkeson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jul 6, 2026 |
| Nicholas Allen Carrillo | Ameriprise Financial Services, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 6, 2026 |
| Adam Hershman | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 16, 2026 |
| Dylan Charles Chandler | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 15, 2026 |
| Nicholas Gopaul | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 16, 2026 |
| Alexis Mena | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 16, 2026 |
| Luke Shapiro | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 16, 2026 |
| James Michael Mccabe | LPL Financial LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 17, 2026 |
| Carmen Lena Habenicht | Equitable Advisors, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jul 6, 2026 (35 d) |
| Shane Matthew Comeau | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Jun 16, 2026 |
| Charles Cote | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Jun 16, 2026 |
| Tyler Anthony Santilli | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 16, 2026 |
| George Walker James | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 15, 2026 |
| Melchor C Martinez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2026 | May 4, 2026 |
| Nicholas Clark Minter | Empirikal Partners LLC state registered | Voya Financial Advisors, Inc. BD affiliated | Other | May 12, 2026 | Jul 14, 2026 (63 d) |
| Muriel Mary Dol | Goldman Sachs Wealth Services, L.P. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | Apr 17, 2026 |
| Ethan W. Howe | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 17, 2026 |
| Cole W Dirico | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 15, 2026 |
| Jacob Dickson | LPL Enterprise, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 17, 2026 |
| William Steele | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 20, 2026 |
| Dylan T. Lemis | Sentinel Pension Advisors, LLC. institutional | Voya Financial Advisors, Inc. BD affiliated | Other | Apr 13, 2026 | Apr 15, 2026 |
| Ryan Andre Myers | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Angela Mceachern Macon | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 2, 2026 |
| Harold Hubert Michael | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 11, 2026 (31 d) |
| Brandon Michael Cisneros | First Command Advisory Services BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | May 11, 2026 (32 d) |
| Jonathan Christopher Glennon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 17, 2026 |
| Daniel John Desmarais | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 17, 2026 |
| Salvatore Demalia | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 17, 2026 |
| Gavin Symington | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 27, 2026 |
| Shreyans Patel | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Jun 16, 2026 (75 d) |
| Lauren Katherine Dowling | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 17, 2026 |
| Daniel Agbor | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Apr 17, 2026 |
| Chloe Warren | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Apr 22, 2026 |
| Michael Thomas Bugg | W&S Brokerage Services, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Apr 2, 2026 |
| Natasha Esplin | Wells Fargo Advisors wirehouse | Voya Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2026 | Apr 17, 2026 |
| Dylan Jeffrey Cantara | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Apr 16, 2026 |
| Steven David Taylor | Missionsquare Wealth Management no RAUM | Voya Financial Advisors, Inc. BD affiliated | Other | Mar 18, 2026 | Apr 16, 2026 |
| Michael Louis Maida | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Mar 3, 2026 |
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1,209 moves match.