| Thomas Michael Galvin | Raymond James & Associates, Inc. national BD | Morgan Keegan & Company, LLC other | Other | Nov 8, 2023 | May 29, 2012 |
| Josh Schechter | Raymond James & Associates, Inc. national BD | Morgan Keegan & Company, LLC other | Other | Sep 28, 2017 | Sep 11, 2012 |
| Joseph Yong Yi | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Jul 11, 2012 | Jul 10, 2012 |
| Wesley Calvin Brumfield | RBC Capital Markets, LLC national BD | Morgan Keegan & Company, LLC other | Other | Jul 9, 2012 | Jul 9, 2012 |
| Elisabeth D Baldwin | Bb&T Investment Services, Inc. no RAUM | Morgan Keegan & Company, LLC other | Other | Jul 5, 2012 | Jul 30, 2012 |
| Michael Watson Belote | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | May 8, 2012 | May 2, 2012 |
| Claudia Marie Billeaud | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | May 4, 2012 | Apr 24, 2012 |
| Michael Brian Fink | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 13, 2012 | Mar 20, 2012 |
| John William Bach | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 13, 2012 | Mar 16, 2012 |
| Brad L Drager | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 10, 2012 | Mar 19, 2012 |
| Emilie Kay Theriot | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 28, 2012 | Mar 19, 2012 |
| Don Dusan Milich | Barclays Capital Inc. other | Morgan Keegan & Company, LLC other | Other | Mar 7, 2012 | Mar 16, 2012 |
| Kenneth Joseph Green | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 28, 2012 | Feb 22, 2012 |
| Perry Allen Brown | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 21, 2012 | Feb 17, 2012 |
| Raymond Crawford Suplee | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Jan 17, 2012 | Jan 18, 2012 |
| Brett Adam Blankenship | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Dec 13, 2011 | Jan 13, 2012 (31 d) |
| Joshua Robert Curran | Robert W. Baird & Co. Incorporated other | Morgan Keegan & Company, LLC other | Other | Oct 27, 2011 | Nov 15, 2011 |
| Patricia Marie Oconnor | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Oct 19, 2011 | Nov 16, 2011 |
| Shannon Marie Carlson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Oct 5, 2011 | Oct 4, 2011 |
| Andrew David Simmons | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Oct 4, 2011 | Jan 10, 2012 (98 d) |
| Geoffrey Henry Owen | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Aug 19, 2011 | Aug 17, 2011 |
| Rodney William Amicone | LPL Financial LLC other | Morgan Keegan & Company, LLC other | Other | Jul 22, 2011 | Jul 26, 2011 |
| Nathaniel Andrew Novak | Securian Financial Services, Inc. other | Morgan Keegan & Company, LLC other | Other | Jun 30, 2011 | Nov 9, 2011 (132 d) |
| Lloyd James Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 23, 2011 | Aug 4, 2011 (42 d) |
| James Odell Nichols | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 21, 2011 | Jun 28, 2011 |
| Chris J. Wallace | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 7, 2011 | Jun 3, 2011 |
| Mary Katherine Gouveia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 7, 2011 | Jun 6, 2011 |
| John William Mckenzie | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | May 31, 2011 | May 27, 2011 |
| Brian Michael Flemmer | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | May 5, 2011 | Jun 17, 2011 (43 d) |
| James Allen Churchill | Securian Financial Services, Inc. other | Morgan Keegan & Company, LLC other | Other | May 3, 2011 | May 19, 2011 |
| Kaon Nelson | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 21, 2011 | Apr 15, 2011 |
| Michael S Weiss | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 15, 2011 | Apr 20, 2011 |
| Robert Bradley Miller | Meeder Asset Management, Inc. other | Morgan Keegan & Company, LLC other | Other | Apr 1, 2011 | Jun 8, 2011 (68 d) |
| Andrew Neil Haley | Waddell & Reed other | Morgan Keegan & Company, LLC other | Other | Mar 28, 2011 | Jun 21, 2011 (85 d) |
| Kathaleen Ann Muilwyk | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 23, 2011 | Mar 23, 2011 |
| Sander D. Bleustein | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 22, 2011 | May 5, 2011 (44 d) |
| Robert Edward Lampe | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 11, 2011 | Feb 22, 2011 |
| Jeffrey B Reis | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 28, 2011 | Feb 22, 2011 |
| Lee Brian Schierloh | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 28, 2011 | Feb 22, 2011 |
| Stephanie Kelly | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 28, 2011 | Feb 22, 2011 |
| Todd Steven Mackler | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 28, 2011 | Feb 28, 2011 |
| Benjamin Hollis Penix | Raymond James Financial Services Advisors, Inc other | Morgan Keegan & Company, LLC other | Other | Feb 14, 2011 | Feb 11, 2011 |
| Jason Bert Frazier | Cetera Advisor Networks LLC other | Morgan Keegan & Company, LLC other | Other | Feb 9, 2011 | Feb 10, 2011 |
| Lori Panuccio Hubbard | Natixis Advisors, LLC other | Morgan Keegan & Company, LLC other | Other | Jan 31, 2011 | Feb 17, 2011 |
| Lisa Rogers Boone | Morgan Stanley wirehouse | Morgan Keegan & Company, LLC other | Other | Jan 21, 2011 | Feb 22, 2011 (32 d) |
| Russell Lamar Clark | Pathways Wealth Management, Inc. other | Morgan Keegan & Company, LLC other | Other | Jan 5, 2011 | Jan 6, 2011 |
| Charles Gardner Claus | First Citizens Asset Management, Inc other | Morgan Keegan & Company, LLC other | Other | Dec 16, 2010 | Dec 3, 2010 |
| Robert Douglas Howard | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Dec 13, 2010 | Mar 9, 2012 (452 d) |
| Michael Dean Mattix | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Nov 18, 2010 | Nov 19, 2010 |
| Bryan Todd Oglesby | Edward Jones national BD | Morgan Keegan & Company, LLC other | Other | Nov 10, 2010 | Nov 12, 2010 |
| Robert Carter Lachney | Sterne Agee Asset Management, Inc. other | Morgan Keegan & Company, LLC other | Other | Oct 13, 2010 | Jan 11, 2011 (90 d) |
| Jacob Luther Hermans | Suntrust Investment Services, Inc. other | Morgan Keegan & Company, LLC other | Other | Oct 5, 2010 | Nov 3, 2010 |
| David Neilson Summers | Yieldquest Advisors, LLC other | Morgan Keegan & Company, LLC other | Other | Sep 30, 2010 | Sep 1, 2010 |
| Joseph Bruce Patire | Yieldquest Advisors, LLC other | Morgan Keegan & Company, LLC other | Other | Sep 30, 2010 | Sep 20, 2010 |
| Joseph Robert Crane | Cetera Investment Services LLC other | Morgan Keegan & Company, LLC other | Other | Sep 15, 2010 | Aug 10, 2011 (329 d) |
| Jacob Matthew Mckelvey | Trustmont Advisory Group, Inc. other | Morgan Keegan & Company, LLC other | Other | Sep 7, 2010 | Oct 20, 2010 (43 d) |
| Neil Robert Bradie | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Sep 3, 2010 | Sep 14, 2010 |
| Robin Lynn Heiken | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Sep 3, 2010 | Aug 27, 2010 |
| David Vincent Schrader | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Aug 31, 2010 | Aug 27, 2010 |
| Andrew J Briesacher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Aug 31, 2010 | Aug 27, 2010 |