DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at A.G.P / Alliance Global Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Michael Tomkins | Oppenheimer & Co. Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2026 | Aug 4, 2026 |
| Russell Marc Fiske | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jul 15, 2026 |
| Joshua Robert Barg | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jun 9, 2026 |
| Stephen Alan Colavito | San Blas Advisory, Inc. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Jun 26, 2026 | Jun 29, 2026 |
| Maria Dontsis | Morgan Stanley wirehouse | A.G.P / Alliance Global Partners independent RIA | Wirehouse to independent RIA | Feb 19, 2026 | Feb 17, 2026 |
| Michael Rama | Ameriprise Financial Services, LLC national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2026 | Jan 9, 2026 |
| Jonathan Harry Siegel | Stifel, Nicolaus & Company, Incorporated national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 5, 2025 |
| Kamren James Barkus | D.A. Davidson & Co. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Oct 21, 2025 | Oct 13, 2025 |
| Kenneth James Barkus | D.A. Davidson & Co. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Oct 1, 2025 | Oct 13, 2025 |
| Daniel Bodnar | Edward Jones national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Jan 12, 2026 (103 d) |
| Simona Taurosevicius | Gwn Securities Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 8, 2025 |
| Marcus Berger | Osaic Wealth, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Jun 30, 2025 |
| Christopher Adam Toro | Joseph Gunnar & Co., LLC independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | May 28, 2025 | May 28, 2025 |
| Stephanie Lynn Fagenson | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2025 | May 1, 2025 |
| Teddy Lellos | Joseph Gunnar & Co., LLC independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Apr 21, 2025 | Apr 21, 2025 |
| Nick Eugene Son | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | Mar 31, 2025 |
| Woodrow Wilson Willey | Arete Wealth Advisors, LLC BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Nilos Theodore Sakellariou | Arete Wealth Advisors, LLC BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Feb 3, 2025 |
| Jonathan Greene | Maxim Financial Advisors LLC independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Feb 28, 2025 | Jan 29, 2025 |
| Hal William Brown | Maxim Financial Advisors LLC independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Feb 21, 2025 | Jan 24, 2025 |
| Jay Shah | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2024 | Oct 31, 2024 |
| James Edward Pinzker | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | Apr 16, 2024 |
| Sarah Peter | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | Apr 17, 2024 |
| Roger Daniel Follis | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | Feb 24, 2024 |
| Charles Douglas Hartley | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | Feb 28, 2024 |
| Jaskirat Singh Lakhat | Wells Fargo Advisors wirehouse | A.G.P / Alliance Global Partners independent RIA | Wirehouse to independent RIA | Mar 1, 2024 | Apr 8, 2024 (38 d) |
| Jonathan Morrell Moody | Stifel, Nicolaus & Company, Incorporated national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2024 | May 10, 2024 (87 d) |
| Dylan Deans | Lord, Abbett & Co. LLC asset manager | A.G.P / Alliance Global Partners independent RIA | Other | Jan 18, 2024 | May 21, 2026 (854 d) |
| George Michael Russell | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Dec 1, 2023 |
| Hemant Pal Singh | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Dec 1, 2023 |
| Kayvan Karoon | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Dec 1, 2023 |
| Nicholas Steven Choman | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Dec 1, 2023 |
| Steven Marc Muehlgay | Morgan Stanley wirehouse | A.G.P / Alliance Global Partners independent RIA | Wirehouse to independent RIA | Dec 11, 2023 | Dec 1, 2023 |
| Eric Arthur Kleinberg | Morgan Stanley wirehouse | A.G.P / Alliance Global Partners independent RIA | Wirehouse to independent RIA | Oct 24, 2023 | Oct 30, 2023 |
| Jacob D Heskett | Crown Capital Securities, L.P. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2023 | Sep 21, 2023 |
| William Wells Van Pelt | Stifel, Nicolaus & Company, Incorporated national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 2, 2023 |
| Patricia Carroll Van Pelt | Stifel, Nicolaus & Company, Incorporated national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 | Aug 21, 2023 |
| Walter Edward Nystrom | Vanguard Advisers, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Feb 3, 2026 (1013 d) |
| Elizabeth Jane Tavel | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Feb 19, 2023 |
| Peter Elliot Hirsh | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2023 | Jan 27, 2023 |
| Jean Kelly Coulanges | Raymond James Financial Services Advisors, Inc BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2023 | Feb 16, 2023 |
| Edwin Alfredo Salazar | Allgen Financial Advisors, Inc. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Feb 2, 2023 | Jan 24, 2023 |
| Sarah Louise Gray | Center Street Advisors, Inc. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Jan 5, 2023 | Jan 5, 2023 |
| Siddharth Dhawan | Ameriprise Financial Services, LLC national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Nov 29, 2022 |
| Michael Anthony Mondiello | Cantella & Co., Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Nov 21, 2022 |
| Thomas Mazzara | Osaic Wealth, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | Oct 24, 2022 |
| Aditya Kumar Saraogi | Ameriprise Financial Services, LLC national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2022 | Nov 11, 2022 |
| Vishal Kishor Chotai | Ameriprise Financial Services, LLC national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2022 | Oct 17, 2022 |
| Stephen Edward Jones | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Jul 21, 2022 |
| Mai Nguyen Bresnik | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Jul 25, 2022 |
| Nechemia Vallach | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Jul 19, 2022 |
| Scott David Shames | B. Riley Wealth Advisors, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 19, 2022 |
| Marti M Latour | LPL Financial LLC BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2021 | Jan 24, 2023 (398 d) |
| Alec Spencer Lowell | LPL Financial LLC BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2021 | Jan 10, 2022 |
| Ronald J Holtz | Edward Jones national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2021 | Nov 29, 2021 |
| Marc Layne Lowell | LPL Financial LLC BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Mar 9, 2022 (117 d) |
| Eric Scott Strominger | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2021 | Jul 23, 2021 |
| Thomas M Dowling | Aegis Capital Corp. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2021 | Jun 30, 2021 |
| Cole Edwin Aaronson | Spirit Of America Management Corp asset manager | A.G.P / Alliance Global Partners independent RIA | Other | Jun 21, 2021 | Jun 24, 2021 |
| Steven R Bell | Morgan Stanley wirehouse | A.G.P / Alliance Global Partners independent RIA | Wirehouse to independent RIA | Jun 1, 2021 | May 17, 2021 |
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126 moves match.