DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “EDELMAN FINANCIAL ENGINES” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| W&S BROKERAGE SERVICES, INC. BD affiliated | Houston, Tx | 2 | 0 | 3 | -3 | 150% | |||
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. BD affiliated | Merritt Island, Fl | 2 | 0 | 3 | -3 | 150% | 1 | ||
| AMERITAS ADVISORY SERVICES, LLC BD affiliated | Houston, Tx | 2 | 0 | 3 | -3 | 150% | 1 | ||
| A••••••••• I••••••••• A••••••• mixed wealth | Denver, Co | 2 | 0 | 3 | -3 | 150% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Lagrange, Ga | 2 | 0 | 3 | -3 | 150% | 1 | ||
| B•••••••• F•••••••• S•••••••• I••• state registered | Roseville, Ca · principal | 2 | 0 | 3 | -3 | 150% | |||
| C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated | Cary, Nc | 2 | 0 | 3 | -3 | 150% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Arvada, Co | 2 | 0 | 3 | -3 | 150% | |||
| S•••••••• A••••••• L•• national BD | Covington, Ky | 1,088 | 129 | 2 | +127 | 0.2% | |||
| C•••••• C••••• G••••• I••• no RAUM | Los Angeles, Ca · principal | 412 | 59 | 2 | +57 | 0.5% | |||
| S•••••••• A••••••• L•• national BD | Durham, Nc | 409 | 42 | 2 | +40 | 0.5% | |||
| R•• C•••••• M••••••• L•• national BD | Minneapolis, Mn | 286 | 31 | 2 | +29 | 0.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Cincinnati, Oh | 225 | 12 | 2 | +10 | 0.9% | 1 | ||
| W•••••• A•••••••• L•• independent RIA | Birmingham, Al · principal | 223 | 79 | 2 | +77 | 0.9% | |||
| W•••• F•••• A••••••• wirehouse | Walnut Creek, Ca | 221 | 25 | 2 | +23 | 0.9% | |||
| S•••••••• A••••••• L•• national BD | New York, Ny | 216 | 14 | 2 | +12 | 0.9% | 1 | ||
| C•••••• A•••• M••••••••• L•• independent RIA | Chicago, Il · principal | 205 | 45 | 2 | +43 | 1.0% | |||
| M••••• S•••••• wirehouse | Seattle, Wa | 189 | 14 | 2 | +12 | 1.1% | |||
| M••••• S•••••• wirehouse | Scottsdale, Az | 171 | 7 | 2 | +5 | 1.2% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Newtown Square, Pa | 166 | 18 | 2 | +16 | 1.2% | |||
| W•••• F•••• A••••••• wirehouse | Pasadena, Ca | 165 | 19 | 2 | +17 | 1.2% | 1 | ||
| M••••• S•••••• wirehouse | Fort Lauderdale, Fl | 159 | 20 | 2 | +18 | 1.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Stamford, Ct | 155 | 14 | 2 | +12 | 1.3% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Dallas, Tx | 154 | 47 | 2 | +45 | 1.3% | 3 | ||
| A•••••••• C•••••• M••••••••• independent RIA | Cornelius, Nc · principal | 153 | 53 | 2 | +51 | 1.3% | |||
| M••••• S•••••• wirehouse | Baltimore, Md | 151 | 15 | 2 | +13 | 1.3% | |||
| W•••••• S••••••••• I••• BD affiliated | Pasadena, Ca · principal | 146 | 14 | 2 | +12 | 1.4% | 1 | ||
| U••• B•••••• A•••••••• L•• BD affiliated | Saint Paul, Mn · principal | 146 | 125 | 2 | +123 | 1.4% | |||
| S••••• W••••• A•••••••• I••• no RAUM | San Francisco, Ca · principal | 145 | 27 | 2 | +25 | 1.4% | |||
| M•••••• BD affiliated | Overland Park, Ks · principal | 145 | 18 | 2 | +16 | 1.4% | |||
| S•••••••• A••••••• L•• national BD | San Diego, Ca | 143 | 13 | 2 | +11 | 1.4% | |||
| F•••• T•••• S••••••••• I••• BD affiliated | Cincinnati, Oh · principal | 143 | 13 | 2 | +11 | 1.4% | |||
| W•••• F•••• A••••••• wirehouse | Birmingham, Al | 141 | 27 | 2 | +25 | 1.4% | |||
| M••••• S•••••• wirehouse | South Jordan, Ut | 133 | 22 | 2 | +20 | 1.5% | |||
| I• F•••••••• A••••••• S••••••• L•• independent RIA | Charlotte, Nc · principal | 133 | 31 | 2 | +29 | 1.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Red Bank, Nj | 132 | 8 | 2 | +6 | 1.5% | |||
| S••••••• BD affiliated | Little Rock, Ar · principal | 128 | 12 | 2 | +10 | 1.6% | |||
| I•••••••• A••••••• S•••••••• independent RIA | Dallas, Tx · principal | 127 | 28 | 2 | +26 | 1.6% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Fairfield, Ia · principal | 127 | 7 | 2 | +5 | 1.6% | |||
| M••••• S•••••• wirehouse | Austin, Tx | 126 | 18 | 2 | +16 | 1.6% | 3 | ||
| W•••• F•••• A••••••• wirehouse | Wilmington, Nc | 125 | 24 | 2 | +22 | 1.6% | |||
| O•••••• C•••••••• A•••••••• L•• independent RIA | Atlanta, Ga · principal | 123 | 123 | 2 | +121 | 1.6% | |||
| T•• W••••• C••••••••• G•••• independent RIA | Las Vegas, Nv · principal | 121 | 18 | 2 | +16 | 1.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Troy, Mi | 118 | 4 | 2 | +2 | 1.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | El Segundo, Ca | 118 | 30 | 2 | +28 | 1.7% | |||
| S••••••••• W••••• P••••••• independent RIA | Franklin, Tn · principal | 118 | 17 | 2 | +15 | 1.7% | |||
| J•••••••• I••••••••• A••••••• L•• mixed wealth | New York, Ny · principal | 116 | 17 | 2 | +15 | 1.7% | |||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | Deerfield, Il | 113 | 24 | 2 | +22 | 1.8% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Ponte Vedra Beach, Fl | 112 | 5 | 2 | +3 | 1.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Atlanta, Ga | 111 | 7 | 2 | +5 | 1.8% | |||
| M••••• S•••••• wirehouse | Newport Beach, Ca | 109 | 7 | 2 | +5 | 1.8% | |||
| E•••••• F•••••••• E•••••• independent RIA | Fairfax, Va | 109 | 28 | 2 | +26 | 1.8% | |||
| C••••• • A••••••••• I••• independent RIA | Tampa, Fl · principal | 106 | 21 | 2 | +19 | 1.9% | |||
| G•••••••• W••••• P••••••• BD affiliated | Palm Beach Gardens, Fl · principal | 106 | 18 | 2 | +16 | 1.9% | |||
| M••••• S•••••• wirehouse | Louisville, Ky | 104 | 8 | 2 | +6 | 1.9% | 1 | ||
| M••••• S•••••• wirehouse | Jericho, Ny | 104 | 8 | 2 | +6 | 1.9% | |||
| J••• M••••• S••••••••• L•• wirehouse | Jacksonville, Fl | 103 | 35 | 2 | +33 | 1.9% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Seattle, Wa | 103 | 9 | 2 | +7 | 1.9% | |||
| K•••••••• W••••• A•••••••• L•• BD affiliated | San Diego, Ca · principal | 103 | 22 | 2 | +20 | 1.9% | |||
| S•••••••• A••••••• L•• national BD | Manchester, Nh | 101 | 14 | 2 | +12 | 2.0% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.