DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “ESI FINANCIAL ADVISORS” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Redmond, Wa | 5 | 0 | 2 | -2 | 40% | 1 | ||
| SVB WEALTH independent RIA | Menlo Park, Ca | 5 | 0 | 2 | -2 | 40% | 1 | ||
| CENTRIC ADVISORS, LLC independent RIA | Cypress, Tx · principal | 5 | 0 | 2 | -2 | 40% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Cape Girardeau, Mo | 5 | 0 | 2 | -2 | 40% | 1 | ||
| S•• W••••• M••••••••• independent RIA | Lathrup Village, Mi · principal | 5 | 1 | 2 | -1 | 40% | |||
| N•••••• A••••••• BD affiliated | Jupiter, Fl | 5 | 1 | 2 | -1 | 40% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Marietta, Ga | 5 | 0 | 2 | -2 | 40% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Estero, Fl | 5 | 0 | 2 | -2 | 40% | 1 | ||
| F•••••••• S••••••• A••••••• I•• independent RIA | Va Beach, Va | 5 | 0 | 2 | -2 | 40% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pembroke Pines, Fl | 5 | 2 | 2 | 0 | 40% | |||
| E••••• J•••• national BD | Riverview, Fl | 5 | 0 | 2 | -2 | 40% | |||
| P•••• F•••••••• G•••• W••••• M••••••••• I••• independent RIA | Portland, Or · principal | 5 | 1 | 2 | -1 | 40% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Bedford, Tx | 5 | 0 | 2 | -2 | 40% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Tucson, Az | 5 | 1 | 2 | -1 | 40% | |||
| C••••••••• F•••••••• N•••••• national BD | South Easton, Ma | 5 | 0 | 2 | -2 | 40% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Cupertino, Ca | 5 | 3 | 2 | +1 | 40% | |||
| E•••••• F•••••••• E•••••• independent RIA | West Conshohocken, Pa | 5 | 0 | 2 | -2 | 40% | 1 | ||
| E••••• J•••• national BD | Madison, Ms | 5 | 1 | 2 | -1 | 40% | |||
| W•••• F•••• A••••••• wirehouse | Williston, Vt | 5 | 1 | 2 | -1 | 40% | 1 | ||
| A• B••••• W•• F••••••••• L•• independent RIA | Allentown, Pa · principal | 5 | 2 | 2 | 0 | 40% | |||
| T•• M••••• G••••• L•• independent RIA | Dallas, Tx | 5 | 1 | 2 | -1 | 40% | |||
| X• A•••••••• L•• independent RIA | Santa Maria, Ca · principal | 5 | 0 | 2 | -2 | 40% | |||
| E••••• J•••• national BD | Clovis, Ca | 5 | 1 | 2 | -1 | 40% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Tucson, Az | 5 | 1 | 2 | -1 | 40% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Harrisburg, Pa | 5 | 2 | 2 | 0 | 40% | |||
| M• R••••••••• institutional | Carmel, In · principal | 5 | 1 | 2 | -1 | 40% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Goodyear, Az | 5 | 1 | 2 | -1 | 40% | |||
| E•••••• F•••••••• E•••••• independent RIA | Ashburn, Va | 5 | 0 | 2 | -2 | 40% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Topeka, Ks | 5 | 1 | 2 | -1 | 40% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Gainesville, Va | 5 | 1 | 2 | -1 | 40% | |||
| L•• F•••••••• L•• BD affiliated | Atascadero, Ca | 5 | 0 | 2 | -2 | 40% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Reading, Pa | 5 | 1 | 2 | -1 | 40% | |||
| R••••• W• B•••• • C•• I••••••••• mixed wealth | Princeton, In | 5 | 0 | 2 | -2 | 40% | |||
| O••••••••• institutional | Clayton, Mo | 5 | 1 | 2 | -1 | 40% | |||
| W•• B•••••••• S•••••••• I••• BD affiliated | Daniel Island, Sc | 5 | 2 | 2 | 0 | 40% | |||
| O•••• W•••••• I••• BD affiliated | Roseville, Mn | 5 | 0 | 2 | -2 | 40% | 1 | ||
| O••••••••• S••••••••• I••• BD affiliated | Lisle, Il | 5 | 1 | 2 | -1 | 40% | 1 | ||
| S••••••• I••••••••• C••••••• L•• independent RIA | Buffalo, Ny · principal | 5 | 0 | 2 | -2 | 40% | |||
| W•••• F•••• A••••••• wirehouse | Mountain Brook, Al | 5 | 1 | 2 | -1 | 40% | |||
| A• W••••• M••••••••• L•• BD affiliated | Alpharetta, Ga | 5 | 2 | 2 | 0 | 40% | |||
| O•••• W•••••• I••• BD affiliated | Eau Claire, Wi | 5 | 0 | 2 | -2 | 40% | 1 | ||
| I••••••••• F•••••••• G••••• L•• BD affiliated | Carlsbad, Ca | 5 | 0 | 2 | -2 | 40% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Costa Mesa, Ca | 4 | 3 | 2 | +1 | 50% | 1 | ||
| C••••••••• A•••• M••••••••• L•• state registered | San Diego, Ca · principal | 4 | 0 | 2 | -2 | 50% | 1 | ||
| C•••• P•••••• W••••• A•••••••• L•• independent RIA | San Luis Obispo, Ca · principal | 4 | 0 | 2 | -2 | 50% | 1 | ||
| W••••••••• I••••••••• independent RIA | Greenwood Village, Co · principal | 4 | 2 | 2 | 0 | 50% | |||
| A••••• G••••• A•••• M••••••••• L•• mixed wealth | West Hollywood, Ca · principal | 4 | 2 | 2 | 0 | 50% | |||
| M••••• C•••••• M••••••••• C•• asset manager | Mt Pleasant, Sc · principal | 4 | 2 | 2 | 0 | 50% | |||
| M•••••• I••••••••• independent RIA | Los Angeles, Ca | 4 | 0 | 2 | -2 | 50% | |||
| P•• A••••••• independent RIA | Scottsdale, Az | 4 | 1 | 2 | -1 | 50% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Greenwood Village, Co | 4 | 3 | 2 | +1 | 50% | 1 | ||
| O••••••••• S••••••••• I••• BD affiliated | Evansville, In | 4 | 2 | 2 | 0 | 50% | 1 | ||
| W••••• P••••••• G•••• independent RIA | Baltimore, Md · principal | 4 | 2 | 2 | 0 | 50% | 1 | ||
| C•••••• W•••••• L•• independent RIA | Lehi, Ut · principal | 4 | 2 | 2 | 0 | 50% | |||
| W•••• F•••• A••••••• wirehouse | Reston, Va | 4 | 1 | 2 | -1 | 50% | |||
| S•••• O•• W••••• M••••••••• L•• independent RIA | San Antonio, Tx · principal | 4 | 1 | 2 | -1 | 50% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Moorestown, Nj | 4 | 0 | 2 | -2 | 50% | 1 | ||
| O•••• P••• A•••• M••••••••• L•• asset manager | Nashville, Tn | 4 | 1 | 2 | -1 | 50% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Saint George, Ut | 4 | 0 | 2 | -2 | 50% | |||
| F•• A•••••••• I••• state registered | Rochester, Ny · principal | 4 | 1 | 2 | -1 | 50% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.