DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “CITIZENS SECURITIES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC BD affiliated | Charlotte, Nc | 52 | 8 | 8 | 0 | 15% | |||
| LPL ENTERPRISE, LLC BD affiliated | Wakefield, Ma | 49 | 7 | 8 | -1 | 16% | |||
| LPL ENTERPRISE, LLC BD affiliated | Columbus, Oh | 45 | 6 | 8 | -2 | 18% | |||
| E•••••• F•••••••• P••••••• A•• W••••• M••••••••• independent RIA | St Petersburg, Fl | 45 | 18 | 8 | +10 | 18% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Secaucus, Nj | 40 | 11 | 8 | +3 | 20% | |||
| E•••••••• A•••••••• L•• national BD | Fort Worth, Tx | 39 | 10 | 8 | +2 | 21% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Palm Beach Gardens, Fl | 38 | 4 | 8 | -4 | 21% | 4 | ||
| E••••• J•••• national BD | Tucson, Az | 31 | 1 | 8 | -7 | 26% | 2 | ||
| E•••••••• A•••••••• L•• national BD | Greenwood Village, Co | 31 | 7 | 8 | -1 | 26% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Houston, Tx | 31 | 1 | 8 | -7 | 26% | 2 | ||
| O•••• W•••••• I••• BD affiliated | St Louis, Mo | 21 | 0 | 8 | -8 | 38% | 2 | 3 | |
| K••••• F•••••••• independent RIA | Boston, Ma · principal | 20 | 8 | 8 | 0 | 40% | |||
| N•••••• I••• independent RIA | Minneapolis, Mn · principal | 12 | 0 | 8 | -8 | 67% | |||
| C••••••••• F•••••••• N•••••• national BD | Columbia, Md | 11 | 1 | 8 | -7 | 73% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Baton Rouge, La | 9 | 0 | 8 | -8 | 89% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Tyler, Tx | 3 | 0 | 8 | -8 | 267% | 1 | ||
| C••••••• P••••••• independent RIA | Overland Park, Ks · principal | 1,173 | 238 | 7 | +231 | 0.6% | |||
| S•••••••• A••••••• L•• national BD | Merrimack, Nh | 925 | 129 | 7 | +122 | 0.8% | 2 | ||
| F••••• I••••••••• independent RIA | Tampa, Fl | 713 | 263 | 7 | +256 | 1.0% | 5 | ||
| N•••••••• B••••• B• L•• no RAUM | New York, Ny · principal | 675 | 89 | 7 | +82 | 1.0% | |||
| J••• M••••• S••••••••• L•• wirehouse | Columbus, Oh | 632 | 101 | 7 | +94 | 1.1% | |||
| J• W• C••• A•••••••• I••• BD affiliated | Tampa, Fl · principal | 493 | 62 | 7 | +55 | 1.4% | 1 | ||
| G•• S••••••••• I••• BD affiliated | Palm Beach Gardens, Fl · principal | 447 | 28 | 7 | +21 | 1.6% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Charlotte, Nc | 432 | 90 | 7 | +83 | 1.6% | 3 | ||
| F•••• P••••••• W•••••• L•• independent RIA | St Louis, Mo | 351 | 26 | 7 | +19 | 2.0% | |||
| E• W••••• A••••••• independent RIA | Torrance, Ca · principal | 337 | 98 | 7 | +91 | 2.1% | |||
| C•••••• S••••• • C••• I••• national BD | Omaha, Ne | 290 | 46 | 7 | +39 | 2.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Washington, Dc | 235 | 14 | 7 | +7 | 3.0% | |||
| K•••••• O• C••••••• A•••• A••••••• L•• institutional | New Haven, Ct · principal | 222 | 42 | 7 | +35 | 3.2% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Tarpon Springs, Fl | 222 | 18 | 7 | +11 | 3.2% | 1 | ||
| W•••• F•••• A••••••• wirehouse | San Diego, Ca | 219 | 18 | 7 | +11 | 3.2% | 2 | 1 | |
| C••••••• S••••••••• I••• BD affiliated | Johnston, Ri · principal | 215 | 31 | 7 | +24 | 3.3% | |||
| L•• F•••••••• L•• BD affiliated | Charlotte, Nc | 212 | 41 | 7 | +34 | 3.3% | 1 | 1 | |
| P••• A••••• S••••••••• L•• BD affiliated | New York, Ny · principal | 211 | 21 | 7 | +14 | 3.3% | |||
| W•••• F•••• A••••••• wirehouse | Mclean, Va | 200 | 35 | 7 | +28 | 3.5% | |||
| O•••• P•••••••• S••••••••• L•• BD affiliated | Omaha, Ne · principal | 199 | 41 | 7 | +34 | 3.5% | |||
| S••••• W••••• A•••••••• I••• no RAUM | Westlake, Tx | 186 | 92 | 7 | +85 | 3.8% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | San Antonio, Tx | 185 | 20 | 7 | +13 | 3.8% | 1 | 3 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Paramus, Nj | 184 | 13 | 7 | +6 | 3.8% | 2 | ||
| J••• H•••••• I••••••••• M••••••••• L•• asset manager | Boston, Ma · principal | 173 | 35 | 7 | +28 | 4.0% | |||
| H• W••••• independent RIA | Atlanta, Ga · principal | 157 | 46 | 7 | +39 | 4.5% | 1 | ||
| M••••• S•••••• wirehouse | Cincinnati, Oh | 154 | 10 | 7 | +3 | 4.5% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Denver, Co | 146 | 17 | 7 | +10 | 4.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | New York, Ny | 132 | 16 | 7 | +9 | 5.3% | 2 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Columbus, Oh | 128 | 7 | 7 | 0 | 5.5% | |||
| J••• M••••• S••••••••• L•• wirehouse | Denver, Co | 123 | 30 | 7 | +23 | 5.7% | |||
| A••••••••• L••• other | New York, Ny | 112 | 15 | 7 | +8 | 6.3% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Las Vegas, Nv | 103 | 13 | 7 | +6 | 6.8% | 1 | ||
| P••••••••• C•••••• A••••••• independent RIA | Westlake, Oh · principal | 101 | 14 | 7 | +7 | 6.9% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Alpharetta, Ga | 101 | 8 | 7 | +1 | 6.9% | 1 | ||
| M••••• S•••••• wirehouse | Bethesda, Md | 94 | 8 | 7 | +1 | 7.4% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Nashville, Tn | 94 | 13 | 7 | +6 | 7.4% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | St Louis, Mo | 91 | 24 | 7 | +17 | 7.7% | 1 | ||
| M••••• S•••••• wirehouse | Long Beach, Ca | 90 | 16 | 7 | +9 | 7.8% | 1 | ||
| E••••• J•••• national BD | Houston, Tx | 89 | 13 | 7 | +6 | 7.9% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Sacramento, Ca | 88 | 5 | 7 | -2 | 8.0% | |||
| N••••••• T•••• S••••••••• I•• BD affiliated | Chicago, Il · principal | 87 | 14 | 7 | +7 | 8.0% | |||
| F•••• independent RIA | West Palm Beach, Fl · principal | 86 | 42 | 7 | +35 | 8.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Mount Laurel, Nj | 83 | 8 | 7 | +1 | 8.4% | 1 | ||
| V•••••• C•••••• M••••••••• I••• asset manager | San Antonio, Tx · principal | 80 | 6 | 7 | -1 | 8.8% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.