DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| XCELSIOR ADVISOR PARTNERS LLC independent RIA | Scottsdale, Az | 21 | 14 | 1 | +13 | 4.8% | 3 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Downers Grove, Il | 21 | 3 | 1 | +2 | 4.8% | |||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Peoria, Az | 21 | 3 | 1 | +2 | 4.8% | |||
| W•••• F•••• A••••••• wirehouse | Mission Viejo, Ca | 21 | 1 | 1 | 0 | 4.8% | |||
| L•• F•••••••• L•• BD affiliated | St George, Ut | 21 | 2 | 1 | +1 | 4.8% | |||
| H•••••••• A•••••••• L•• BD affiliated | Bellevue, Wa | 21 | 2 | 1 | +1 | 4.8% | |||
| L•• E••••••••• L•• BD affiliated | Independence, Oh | 21 | 6 | 1 | +5 | 4.8% | |||
| S•••••• W••••• P•••••••• L•• BD affiliated | Scottsdale, Az | 21 | 1 | 1 | 0 | 4.8% | |||
| T••••••• I••••••••• M••••••••• institutional | Madison, Wi · principal | 21 | 1 | 1 | 0 | 4.8% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Spokane, Wa | 21 | 6 | 1 | +5 | 4.8% | |||
| O•••• I••••••••• I••• BD affiliated | New York, Ny | 21 | 2 | 1 | +1 | 4.8% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Durham, Nc | 21 | 3 | 1 | +2 | 4.8% | 1 | ||
| E••••• J•••• national BD | Abilene, Tx | 21 | 0 | 1 | -1 | 4.8% | |||
| I••••••••• A•••••• A•••••••• L•• independent RIA | Columbia, Sc | 20 | 2 | 1 | +1 | 5.0% | |||
| E••••• P•••••• W•••••• L•• independent RIA | Los Angeles, Ca · principal | 20 | 12 | 1 | +11 | 5.0% | 2 | ||
| F••••• V••••• independent RIA | Greenville, Sc · principal | 20 | 4 | 1 | +3 | 5.0% | |||
| L•• F•••••••• L•• BD affiliated | Frederick, Md | 20 | 1 | 1 | 0 | 5.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Mclean, Va | 20 | 2 | 1 | +1 | 5.0% | 1 | ||
| F•••• T•••• S••••••••• I••• bank affiliated | Charlotte, Nc | 20 | 0 | 1 | -1 | 5.0% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Schaumburg, Il | 20 | 2 | 1 | +1 | 5.0% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Pittsford, Ny | 20 | 4 | 1 | +3 | 5.0% | |||
| M••••• G••••• A••••••• I••• independent RIA | Newport Beach, Ca | 20 | 4 | 1 | +3 | 5.0% | |||
| C•••• A••••••• I••• independent RIA | Boston, Ma · principal | 20 | 4 | 1 | +3 | 5.0% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | New York, Ny | 20 | 4 | 1 | +3 | 5.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Mobile, Al | 20 | 2 | 1 | +1 | 5.0% | |||
| O•••• W•••••• I••• BD affiliated | Fort Wayne, In | 20 | 2 | 1 | +1 | 5.0% | |||
| U••• B•••••• A•••••••• L•• bank affiliated | Tempe, Az | 20 | 12 | 1 | +11 | 5.0% | |||
| O•••• W•••••• I••• BD affiliated | Boston, Ma | 20 | 8 | 1 | +7 | 5.0% | 2 | ||
| R•• F•••••••• A••••••• I•• independent RIA | Philadelphia, Pa · principal | 20 | 5 | 1 | +4 | 5.0% | |||
| C•••••• independent RIA | Tulsa, Ok | 20 | 20 | 1 | +19 | 5.0% | |||
| C•••••• A••••••• BD affiliated | Getzville, Ny | 20 | 0 | 1 | -1 | 5.0% | |||
| E•••• S••••••••• L•• BD affiliated | Irvine, Ca | 20 | 3 | 1 | +2 | 5.0% | |||
| M•••••• I••••••••• A•••••••• L•• platform/SMA | M••••••, Wi · principal | 20 | 2 | 1 | +1 | 5.0% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Pittsburgh, Pa | 20 | 6 | 1 | +5 | 5.0% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Marietta, Ga | 20 | 1 | 1 | 0 | 5.0% | |||
| W•••• F•••• A••••••• BD affiliated | Alexandria, Va | 20 | 4 | 1 | +3 | 5.0% | |||
| W••• W••••• G••••• L•• independent RIA | Irvine, Ca · principal | 20 | 7 | 1 | +6 | 5.0% | |||
| J••• M••••• S••••••••• L•• wirehouse | Long Beach, Ca | 20 | 3 | 1 | +2 | 5.0% | |||
| E••••• J•••• national BD | Pittsburgh, Pa | 20 | 1 | 1 | 0 | 5.0% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Pittsburgh, Pa | 20 | 1 | 1 | 0 | 5.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Webster, Tx | 20 | 4 | 1 | +3 | 5.0% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Pittsburgh, Pa | 20 | 1 | 1 | 0 | 5.0% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Las Vegas, Nv | 20 | 3 | 1 | +2 | 5.0% | |||
| P•••••••• independent RIA | Boulder, Co | 20 | 1 | 1 | 0 | 5.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Pensacola, Fl | 20 | 2 | 1 | +1 | 5.0% | |||
| L•• F•••••••• L•• BD affiliated | Missoula, Mt | 20 | 1 | 1 | 0 | 5.0% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Cockeysville, Md | 20 | 3 | 1 | +2 | 5.0% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Naples, Fl | 20 | 0 | 1 | -1 | 5.0% | |||
| S•••••••• D•••• W••••• M••••••••• A•••••••• L• independent RIA | Pittsburgh, Pa · principal | 20 | 2 | 1 | +1 | 5.0% | |||
| S•••••• A•••• M••••••••• L•• other | Chatham, Nj · principal | 20 | 2 | 1 | +1 | 5.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Kirkland, Wa | 20 | 0 | 1 | -1 | 5.0% | |||
| E••••• J•••• national BD | Charleston, Sc | 20 | 2 | 1 | +1 | 5.0% | |||
| S•••• T••• A••••••• L•• independent RIA | Saratoga Springs, Ny · principal | 20 | 0 | 1 | -1 | 5.0% | |||
| W•••• F•••• A••••••• BD affiliated | Peachtree City, Ga | 20 | 3 | 1 | +2 | 5.0% | |||
| W•••• F•••• A••••••• wirehouse | Arlington, Va | 20 | 9 | 1 | +8 | 5.0% | |||
| L•• F•••••••• L•• BD affiliated | Lexington, Ma | 20 | 2 | 1 | +1 | 5.0% | |||
| M••••• S•••••• wirehouse | Medford, Or | 20 | 1 | 1 | 0 | 5.0% | |||
| L•• F•••••••• L•• BD affiliated | Sherman Oaks, Ca | 20 | 1 | 1 | 0 | 5.0% | |||
| E•••••••• A•••••••• L•• BD affiliated | Walnut Creek, Ca | 20 | 1 | 1 | 0 | 5.0% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Shreveport, La | 20 | 6 | 1 | +5 | 5.0% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.