DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “CETERA INVESTMENT ADVISERS LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Excelsior, Mn | 13 | 1 | 1 | 0 | 7.7% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Katy, Tx | 13 | 2 | 1 | +1 | 7.7% | |||
| NEW MILLENNIUM GROUP independent RIA | Sandy, Ut · principal | 13 | 3 | 1 | +2 | 7.7% | |||
| H•••••••• A•••••••• L•• BD affiliated | Naples, Fl | 13 | 1 | 1 | 0 | 7.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Scarsdale, Ny | 13 | 0 | 1 | -1 | 7.7% | |||
| E••••• J•••• national BD | Waterloo, Il | 13 | 1 | 1 | 0 | 7.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Doylestown, Pa | 13 | 0 | 1 | -1 | 7.7% | |||
| Z••• D•• C•••••• E••••••••• L•• independent RIA | West Point, Ny | 13 | 7 | 1 | +6 | 7.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Hauppauge, Ny | 13 | 1 | 1 | 0 | 7.7% | |||
| C••••••• P••••••• independent RIA | Madison, Wi | 13 | 1 | 1 | 0 | 7.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Clifton Park, Ny | 13 | 3 | 1 | +2 | 7.7% | |||
| S••••••• P••••••• W••••• M••••••••• • F••••• O••••• independent RIA | San Diego, Ca · principal | 13 | 5 | 1 | +4 | 7.7% | |||
| S••••• F••••••••• L•• BD affiliated | Kirkwood, Mo | 13 | 0 | 1 | -1 | 7.7% | |||
| A•••••••• F••••• O•••••• L•• independent RIA | Marina Del Rey, Ca · principal | 13 | 2 | 1 | +1 | 7.7% | |||
| S•••••••• A••••••• L•• brokerage advisory | Little Rock, Ar | 13 | 3 | 1 | +2 | 7.7% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | Albany, Ny | 13 | 0 | 1 | -1 | 7.7% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Oak Brook, Il | 13 | 1 | 1 | 0 | 7.7% | |||
| C••••••••• W••• • C• I•• independent RIA | San Diego, Ca · principal | 13 | 3 | 1 | +2 | 7.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Fort Wayne, In | 13 | 0 | 1 | -1 | 7.7% | 1 | ||
| C• I••••••••• L•• independent RIA | Plano, Tx | 13 | 6 | 1 | +5 | 7.7% | |||
| M••••••••• A•••••••• L•• independent RIA | New York, Ny · principal | 13 | 2 | 1 | +1 | 7.7% | |||
| Z••••••••• C•••••• I••••••••• L•• other | Edmonds, Wa · principal | 13 | 2 | 1 | +1 | 7.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Farmington Hills, Mi | 13 | 2 | 1 | +1 | 7.7% | |||
| T• P•••••• C••••• W••••• L•• bank affiliated | Brooklyn, Ny | 13 | 6 | 1 | +5 | 7.7% | |||
| R••••• W• B•••• • C•• I••••••••• mixed wealth | Miamisburg, Oh | 13 | 0 | 1 | -1 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Hamburg, Ny | 13 | 0 | 1 | -1 | 7.7% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Thousand Oaks, Ca | 13 | 2 | 1 | +1 | 7.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Jericho, Ny | 13 | 2 | 1 | +1 | 7.7% | |||
| P••••••• C•••••• S•••••••• I••• independent RIA | Hauppauge, Ny · principal | 13 | 1 | 1 | 0 | 7.7% | |||
| A••• C•••••• M••••••••• L•• independent RIA | Salt Lake City, Ut · principal | 13 | 1 | 1 | 0 | 7.7% | |||
| T•••• B••• C•••••• L•• mixed wealth | Dallas, Tx · principal | 13 | 2 | 1 | +1 | 7.7% | |||
| B••• W••••• S••••••••• L•• independent RIA | Honolulu, Hi | 13 | 3 | 1 | +2 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Elk Grove, Ca | 13 | 4 | 1 | +3 | 7.7% | |||
| J••• M••••• S••••••••• L•• wirehouse | Carlsbad, Ca | 13 | 0 | 1 | -1 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Rancho Cucamonga, Ca | 13 | 2 | 1 | +1 | 7.7% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Westerville, Oh | 13 | 7 | 1 | +6 | 7.7% | |||
| W•••• F•••• A••••••• wirehouse | Cape Coral, Fl | 13 | 0 | 1 | -1 | 7.7% | |||
| E••••• J•••• national BD | Mount Pleasant, Sc | 13 | 1 | 1 | 0 | 7.7% | |||
| W•••• F•••• A••••••• BD affiliated | Miami, Fl | 13 | 0 | 1 | -1 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Culver City, Ca | 13 | 1 | 1 | 0 | 7.7% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Redmond, Wa | 13 | 3 | 1 | +2 | 7.7% | |||
| 7•• C••••••• L•• independent RIA | Lansing, Mi | 13 | 13 | 1 | +12 | 7.7% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Reston, Va | 13 | 0 | 1 | -1 | 7.7% | |||
| S••••• I••••••••• A•••••••• L•• independent RIA | Salt Lake City, Ut | 13 | 1 | 1 | 0 | 7.7% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Southborough, Ma | 13 | 1 | 1 | 0 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Huntersville, Nc | 13 | 2 | 1 | +1 | 7.7% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Roseville, Ca | 13 | 4 | 1 | +3 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Citrus Heights, Ca | 13 | 5 | 1 | +4 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Clarksville, Md | 13 | 1 | 1 | 0 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Concord, Nh | 13 | 5 | 1 | +4 | 7.7% | 1 | ||
| Q•••••• W••••• M••••••••• L•• independent RIA | Frisco, Tx · principal | 13 | 2 | 1 | +1 | 7.7% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Centennial, Co | 13 | 10 | 1 | +9 | 7.7% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Saint George, Ut | 13 | 2 | 1 | +1 | 7.7% | |||
| B•• F•••••••• P•••••• W•••••• I••• independent RIA | Denver, Co · principal | 13 | 6 | 1 | +5 | 7.7% | |||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | Chicago, Il | 13 | 2 | 1 | +1 | 7.7% | |||
| M•••••• independent RIA | Pittsburgh, Pa | 13 | 4 | 1 | +3 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Cape Coral, Fl | 13 | 1 | 1 | 0 | 7.7% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Frisco, Tx | 13 | 0 | 1 | -1 | 7.7% | |||
| W•••• F•••• A••••••• wirehouse | Portland, Me | 13 | 1 | 1 | 0 | 7.7% | |||
| M••••• G•••• I••••••••• A•••••••• L•• independent RIA | Denver, Co | 13 | 1 | 1 | 0 | 7.7% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.