DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “GENEOS WEALTH MANAGEMENT, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Lake Forest, Il | 10 | 0 | 1 | -1 | 10% | |||
| ALLIANCEBERNSTEIN L.P. other | San Diego, Ca | 10 | 1 | 1 | 0 | 10% | |||
| CHARLES SCHWAB & CO., INC. brokerage advisory | Carmel, Ca | 10 | 3 | 1 | +2 | 10% | |||
| F••••••• A•••• M••••••••• L•• independent RIA | Clearwater, Fl · principal | 10 | 2 | 1 | +1 | 10% | |||
| O•••• A••••••• S•••••••• L•• BD affiliated | Colorado Springs, Co | 10 | 2 | 1 | +1 | 10% | |||
| C••••• F•••••••• G••••• I••• independent RIA | San Diego, Ca · principal | 10 | 3 | 1 | +2 | 10% | |||
| E••••• J•••• national BD | Highlands Ranch, Co | 10 | 2 | 1 | +1 | 10% | |||
| M•• W••••• C••••••••• L•• independent RIA | Chesterfield, Mo · principal | 10 | 3 | 1 | +2 | 10% | |||
| C••••• A•••• M••••••••• L•• institutional | New York, Ny · principal | 10 | 0 | 1 | -1 | 10% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Jacksonville, Fl | 10 | 0 | 1 | -1 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Gadsden, Al | 10 | 1 | 1 | 0 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Richardson, Tx | 10 | 1 | 1 | 0 | 10% | 1 | ||
| P• A•••• M••••••••• L•• asset manager | Chicago, Il · principal | 10 | 0 | 1 | -1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Franklin, Wi | 10 | 1 | 1 | 0 | 10% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Aurora, Co | 10 | 0 | 1 | -1 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Greenville, De | 10 | 0 | 1 | -1 | 10% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Murfreesboro, Tn | 10 | 1 | 1 | 0 | 10% | |||
| B•• C•••••• M••••••••• other | Des Moines, Ia · principal | 10 | 0 | 1 | -1 | 10% | |||
| F•• P•••••• W••••• M••••••••• I••• BD affiliated | Waterloo, Ia · principal | 10 | 0 | 1 | -1 | 10% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Jacksonville, Nc | 10 | 3 | 1 | +2 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Cypress, Tx | 10 | 2 | 1 | +1 | 10% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Fort Lauderdale, Fl | 10 | 1 | 1 | 0 | 10% | |||
| S•••• P•••• A•••••••• L•• independent RIA | Brielle, Nj · principal | 10 | 1 | 1 | 0 | 10% | |||
| T•••••• C••••••• I••• independent RIA | West Covina, Ca | 10 | 1 | 1 | 0 | 10% | |||
| W•••••••• A•••• M••••••••• independent RIA | Del Mar, Ca · principal | 10 | 0 | 1 | -1 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Rye, Ny | 10 | 0 | 1 | -1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Urbandale, Ia | 10 | 3 | 1 | +2 | 10% | |||
| O•••• A•••••••• L•• independent RIA | Austin, Tx · principal | 10 | 0 | 1 | -1 | 10% | |||
| C••••••• P••••••• independent RIA | Doylestown, Pa | 10 | 10 | 1 | +9 | 10% | |||
| T•• W••••• A•••••••• L•• independent RIA | Melville, Ny · principal | 10 | 2 | 1 | +1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Brick, Nj | 10 | 1 | 1 | 0 | 10% | |||
| A•••• C•••••• M••••••••• L•• independent RIA | Boise, Id · principal | 10 | 2 | 1 | +1 | 10% | |||
| C••••••• S••••••••• I••• bank affiliated | Naples, Fl | 10 | 3 | 1 | +2 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Edwardsville, Il | 10 | 2 | 1 | +1 | 10% | |||
| V••••••• C•••••• L•• independent RIA | Atlanta, Ga · principal | 10 | 0 | 1 | -1 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Port Washington, Ny | 10 | 0 | 1 | -1 | 10% | |||
| W••••• E••••••••• A••••••• S•••••••• L•• independent RIA | Atlanta, Ga | 10 | 1 | 1 | 0 | 10% | |||
| E••••• J•••• national BD | Ames, Ia | 10 | 1 | 1 | 0 | 10% | |||
| M••••• S•••••• wirehouse | Poughkeepsie, Ny | 10 | 0 | 1 | -1 | 10% | |||
| M••••• S•••••• wirehouse | Hagerstown, Md | 10 | 0 | 1 | -1 | 10% | |||
| E••••• J•••• national BD | Wake Forest, Nc | 10 | 2 | 1 | +1 | 10% | |||
| P•••••••• S••••••••• I••• BD affiliated | Austin, Tx | 10 | 1 | 1 | 0 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Flowood, Ms | 10 | 0 | 1 | -1 | 10% | |||
| M••••• S•••••• wirehouse | Chico, Ca | 10 | 1 | 1 | 0 | 10% | |||
| L••••• C•••••• independent RIA | Richardson, Tx · principal | 10 | 10 | 1 | +9 | 10% | |||
| M•• F•••••••• S•••••••• I••• BD affiliated | Laguna Hills, Ca | 10 | 3 | 1 | +2 | 10% | |||
| J• W• C••• A•••••••• I••• BD affiliated | Pittsford, Ny | 10 | 5 | 1 | +4 | 10% | 1 | ||
| T•••••• C••••••• I••• independent RIA | San Diego, Ca | 10 | 2 | 1 | +1 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Fort Walton Beach, Fl | 10 | 0 | 1 | -1 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Roseville, Ca | 10 | 1 | 1 | 0 | 10% | |||
| P••••• M•••• F•••••••• A••••••• independent RIA | Grand Rapids, Mi | 10 | 1 | 1 | 0 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Peachtree City, Ga | 10 | 2 | 1 | +1 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Newport News, Va | 10 | 2 | 1 | +1 | 10% | |||
| R•••••••• independent RIA | New York, Ny · principal | 10 | 1 | 1 | 0 | 10% | |||
| C••••••• S••••••••• I••• bank affiliated | Cranston, Ri | 10 | 1 | 1 | 0 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Meridian, Ms | 10 | 3 | 1 | +2 | 10% | 1 | ||
| E••••• J•••• national BD | St Charles, Il | 10 | 0 | 1 | -1 | 10% | |||
| O•••••••• F••••• O•••••• mixed wealth | Birmingham, Al · principal | 9 | 1 | 1 | 0 | 11% | |||
| L•••••• I••••••••• BD affiliated | Bethlehem, Pa | 9 | 1 | 1 | 0 | 11% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Lake Mary, Fl | 9 | 4 | 1 | +3 | 11% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.