DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “RAYMOND JAMES & ASSOCIATES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. BD affiliated | Lake Oswego, Or | 7 | 1 | 1 | 0 | 14% | |||
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC mixed wealth | Boston, Ma · principal | 7 | 1 | 1 | 0 | 14% | |||
| SENTINEL ASSET MANAGEMENT, LLC state registered | Wallingford, Ct · principal | 7 | 3 | 1 | +2 | 14% | |||
| OSAIC ADVISORY SERVICES, LLC BD affiliated | Plantation, Fl | 7 | 0 | 1 | -1 | 14% | |||
| MERCURY ADVISORY, LLC other | San Francisco, Ca · principal | 7 | 4 | 1 | +3 | 14% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Franklin Lakes, Nj | 7 | 0 | 1 | -1 | 14% | |||
| P••••••••• W••••• state registered | Columbia, Mo · principal | 7 | 1 | 1 | 0 | 14% | |||
| R••••••••• A•••••••• L•• mixed wealth | Norwalk, Ct · principal | 7 | 3 | 1 | +2 | 14% | |||
| A•••• F•••••••• W••••• M••••••••• L•• independent RIA | Ashburn, Va · principal | 7 | 2 | 1 | +1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Cottage Grove, Wi | 7 | 0 | 1 | -1 | 14% | |||
| R•• C•••••• M••••••• L•• national BD | Eagan, Mn | 7 | 1 | 1 | 0 | 14% | |||
| R•• C•••••• M••••••• L•• national BD | Jupiter, Fl | 7 | 2 | 1 | +1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Zionsville, In | 7 | 0 | 1 | -1 | 14% | |||
| R•• C•••••• M••••••• L•• national BD | Novato, Ca | 7 | 0 | 1 | -1 | 14% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Addison, Tx | 7 | 0 | 1 | -1 | 14% | |||
| V••••• I••••••••• A•••••••• L•• asset manager | New York, Ny | 7 | 1 | 1 | 0 | 14% | |||
| F•••••••• C••••••• L•• independent RIA | Towson, Md · principal | 7 | 2 | 1 | +1 | 14% | |||
| W•• B•••••••• S•••••••• I••• BD affiliated | Findlay, Oh | 7 | 0 | 1 | -1 | 14% | |||
| E••••••• W•••••• L•• state registered | Bryan, Tx · principal | 7 | 3 | 1 | +2 | 14% | |||
| P•••• W••••• M••••••••• independent RIA | Alpharetta, Ga · principal | 7 | 2 | 1 | +1 | 14% | |||
| C••••••••• F•••••••• N•••••• national BD | Prairie Du Sac, Wi | 7 | 0 | 1 | -1 | 14% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Wauwatosa, Wi | 7 | 0 | 1 | -1 | 14% | |||
| C••••••••• F•••••••• N•••••• national BD | Norwell, Ma | 7 | 0 | 1 | -1 | 14% | |||
| M••••••• F•••••••• G•••• independent RIA | Bellevue, Wa · principal | 7 | 2 | 1 | +1 | 14% | |||
| S••••• W••••• P••••••• independent RIA | Charlotte, Nc · principal | 7 | 2 | 1 | +1 | 14% | 1 | ||
| 7•• C••••••• L•• independent RIA | Archbold, Oh | 7 | 7 | 1 | +6 | 14% | |||
| J••• M••••• S••••••••• L•• wirehouse | Millburn, Nj | 7 | 1 | 1 | 0 | 14% | |||
| H••••••• W••••• P•••••••• L•• independent RIA | Baton Rouge, La · principal | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | High Point, Nc | 7 | 2 | 1 | +1 | 14% | |||
| B••• W••••• M••••••••• independent RIA | Lakewood Ranch, Fl · principal | 7 | 2 | 1 | +1 | 14% | |||
| G•••••••• A••••••• L•• other | Miami, Fl · principal | 7 | 4 | 1 | +3 | 14% | |||
| N••••••• A••••••• independent RIA | Radnor, Pa · principal | 7 | 0 | 1 | -1 | 14% | |||
| C••••••••• I••••••••• A•••••••• L•• independent RIA | Scottsdale, Az | 7 | 1 | 1 | 0 | 14% | |||
| R•• I••••••••• L•• independent RIA | Overland Park, Ks · principal | 7 | 3 | 1 | +2 | 14% | |||
| P•••••• P••• W••••• P•••••••• L•• independent RIA | Madison, Nj · principal | 7 | 1 | 1 | 0 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Lawrenceville, Ga | 7 | 0 | 1 | -1 | 14% | |||
| T•••••••• P••••••• F•••••••• L•• mixed wealth | Columbia, Md · principal | 7 | 0 | 1 | -1 | 14% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Asheville, Nc | 7 | 0 | 1 | -1 | 14% | |||
| S•••••••• W••••• M••••••••• independent RIA | Traverse City, Mi · principal | 7 | 0 | 1 | -1 | 14% | |||
| A•••• W••••• A•••••••• L•• independent RIA | Atlanta, Ga · principal | 7 | 0 | 1 | -1 | 14% | |||
| B••• F•••••••• independent RIA | Charlotte, Nc · principal | 7 | 2 | 1 | +1 | 14% | |||
| J••• M••••• S••••••••• L•• wirehouse | New Canaan, Ct | 7 | 1 | 1 | 0 | 14% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Modesto, Ca | 7 | 1 | 1 | 0 | 14% | |||
| M•••••••• W••••• M••••••••• independent RIA | Tempe, Az · principal | 7 | 2 | 1 | +1 | 14% | |||
| J••• M••••• S••••••••• L•• wirehouse | Marina Del Rey, Ca | 7 | 2 | 1 | +1 | 14% | |||
| R•••••••• A•••••••• L•• independent RIA | Englewood, Co · principal | 7 | 1 | 1 | 0 | 14% | 1 | ||
| E••••••• F•••••••• G•••• independent RIA | Indianapolis, In · principal | 7 | 1 | 1 | 0 | 14% | |||
| J••• M••••• S••••••••• L•• wirehouse | Larchmont, Ny | 7 | 0 | 1 | -1 | 14% | |||
| T••••••• T••••••••• A••••••• independent RIA | Fort Worth, Tx · principal | 7 | 7 | 1 | +6 | 14% | |||
| J••• M••••• S••••••••• L•• wirehouse | Green Bay, Wi | 7 | 0 | 1 | -1 | 14% | |||
| S••••••• BD affiliated | Charlotte, Nc | 7 | 2 | 1 | +1 | 14% | |||
| O•••• I••••••••• I••• BD affiliated | Brooklyn, Ny | 7 | 1 | 1 | 0 | 14% | |||
| T••••••• B•••••• A•• R••••••••• A••••••• institutional | Rensselaer, Ny · principal | 7 | 1 | 1 | 0 | 14% | |||
| J••• M••••• S••••••••• L•• wirehouse | Dearborn, Mi | 7 | 0 | 1 | -1 | 14% | |||
| J••• M••••• S••••••••• L•• wirehouse | Canton, Oh | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Kailua Kona, Hi | 7 | 3 | 1 | +2 | 14% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Auburn Hills, Mi | 7 | 3 | 1 | +2 | 14% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Huntersville, Nc | 7 | 1 | 1 | 0 | 14% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Albany, Ny | 7 | 0 | 1 | -1 | 14% | |||
| M•• S••••••••• L•• no RAUM | New York, Ny · principal | 7 | 2 | 1 | +1 | 14% |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.