DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Offices

Where advisors are leaving, and where they are arriving

An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.

FirmOfficeAdvisorsJoined 12mLeft 12mNetRateTeams outTeams inForming
STRATEGIC ADVISERS LLC national BDBoston, Ma · principal28226572-546203%69
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseNew York, Ny · principal4,394797209+5884.8%274
EDWARD JONES national BDSt Louis, Mo2,560462105+3574.1%15
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseAtlanta, Ga40329102-7325%1
FISHER INVESTMENTS independent RIAPlano, Tx · principal2,96069197+5943.3%8
J.P. MORGAN SECURITIES LLC wirehouseNew York, Ny · principal2,29143765+3722.8%1012
LPL FINANCIAL LLC BD affiliatedSan Diego, Ca1,95952764+4633.3%43
MORGAN STANLEY wirehouseNew York, Ny2,58429460+2342.3%1111
EMPOWER ADVISORY GROUP, LLC BD affiliatedGreenwood Village, Co · principal1,94586160+8013.1%5
THRIVENT INVESTMENT MANAGEMENT INC. BD affiliatedMinneapolis, Mn · principal54023453+1819.8%1
UBS FINANCIAL SERVICES INC. wirehouseWeehawken, Nj · principal1,01625652+2045.1%5
COMMONWEALTH FINANCIAL NETWORK national BDWaltham, Ma · principal2521550-3520%11
OSAIC WEALTH, INC. BD affiliatedScottsdale, Az · principal3975544+1111%51
KESTRA ADVISORY SERVICES, LLC BD affiliatedAustin, Tx · principal1,19521643+1733.6%5
MORGAN STANLEY wirehouseGilbert, Az1504243-129%41
WELLS FARGO ADVISORS wirehouseCharlotte, Nc62014442+1026.8%73
STIFEL INDEPENDENT ADVISORS, LLC BD affiliatedSt Louis, Mo · principal10041-41410%6
EQUITABLE ADVISORS, LLC national BDNew York, Ny · principal3448940+4912%6
CHARLES SCHWAB & CO., INC. national BDWestlake, Tx1,07617039+1313.6%2
VANGUARD ADVISERS, INC. BD affiliatedCharlotte, Nc70018637+1495.3%21
MORGAN STANLEY wirehouseTampa, Fl3426037+2311%41
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseChicago, Il7228034+464.7%3
VANGUARD ADVISERS, INC. BD affiliatedMalvern, Pa · principal80318233+1494.1%1
VANGUARD ADVISERS, INC. BD affiliatedScottsdale, Az68620933+1764.8%21
WELLS FARGO ADVISORS wirehouseSt Louis, Mo1,14020531+1742.7%11
UBS FINANCIAL SERVICES INC. wirehouseNew York, Ny1,26610630+762.4%27
KEY INVESTMENT SERVICES LLC BD affiliatedBrooklyn, Oh · principal64013930+1094.7%3
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseLos Angeles, Ca4352530-56.9%51
HIGHTOWER ADVISORS, LLC BD affiliatedChicago, Il · principal97516228+1342.9%2
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehousePennington, Nj9439128+633.0%2
LPL FINANCIAL LLC BD affiliatedFort Mill, Sc · principal73115628+1283.8%1
MORGAN STANLEY wirehousePurchase, Ny · principal88518627+1593.1%3
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseJacksonville, Fl1,06012526+992.5%63
NEWEDGE ADVISORS BD affiliatedNew Orleans, La · principal59813326+1074.3%4
RAYMOND JAMES & ASSOCIATES, INC. national BDSt Petersburg, Fl88710625+812.8%1
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseCharlotte, Nc74611825+933.4%43
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseChandler, Az4815325+285.2%41
FOUNDATIONS INVESTMENT ADVISORS LLC independent RIAPhoenix, Az · principal29610325+788.4%3
EQUITABLE ADVISORS, LLC national BDDallas, Tx651525-1038%3
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseHouston, Tx4733624+125.1%4
LINCOLN INVESTMENT independent RIAFort Washington, Pa · principal4584824+245.2%4
MORGAN STANLEY wirehouseAlpharetta, Ga3717424+506.5%21
COMMONWEALTH FINANCIAL NETWORK national BDSan Diego, Ca103824-1623%61
UBS FINANCIAL SERVICES INC. wirehouseCharlotte, Nc1843423+1113%
EQUITABLE ADVISORS, LLC national BDWoodbridge, Nj971723-624%4
GOLDMAN SACHS WEALTH SERVICES, L.P. BD affiliatedCohoes, Ny · principal3146522+437.0%1
ONEAMERICA SECURITIES, INC. BD affiliatedIndianapolis, In · principal3356021+396.3%3
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouseMelville, Ny2551721-48.2%21
EQUITABLE ADVISORS, LLC national BDMelville, Ny1672821+713%4
EQUITABLE ADVISORS, LLC national BDSan Francisco, Ca571421-737%2
MORGAN STANLEY wirehouseAtlanta, Ga5023920+194.0%4
FARTHER independent RIASan Francisco, Ca · principal32815420+1346.1%1
EQUITABLE ADVISORS, LLC national BDBellevue, Wa872420+423%1
CITIGROUP GLOBAL MARKETS INC. BD affiliatedNew York, Ny · principal94011519+962.0%21
CHARLES SCHWAB & CO., INC. national BDPhoenix, Az5847019+513.3%1
NATIONWIDE INVESTMENT ADVISORS, LLC BD affiliatedColumbus, Oh · principal4015919+404.7%1
WELLS FARGO ADVISORS wirehouseNew York, Ny4057218+544.4%48
FISHER INVESTMENTS independent RIACamas, Wa85613917+1222.0%
MORGAN STANLEY wirehouseChicago, Il7208917+722.4%1
CWM, LLC BD affiliatedOmaha, Ne · principal61513617+1192.8%2
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22,731 offices match.