DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC wirehouse | Los Angeles, Ca | 409 | 80 | 17 | +63 | 4.2% | 6 | ||
| MONEY CONCEPTS ADVISORY SERVICE BD affiliated | Palm Beach Gardens, Fl · principal | 394 | 41 | 17 | +24 | 4.3% | 2 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Houston, Tx | 360 | 63 | 17 | +46 | 4.7% | 2 | 3 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Riverside, Ri | 342 | 38 | 17 | +21 | 5.0% | 2 | ||
| T. ROWE PRICE ADVISORY SERVICES, INC. BD affiliated | Owings Mills, Md · principal | 230 | 65 | 17 | +48 | 7.4% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | San Antonio, Tx | 160 | 56 | 17 | +39 | 11% | 3 | 3 | |
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Tampa, Fl · principal | 76 | 32 | 17 | +15 | 22% | 3 | ||
| EQUITABLE ADVISORS, LLC national BD | Charlotte, Nc | 73 | 11 | 17 | -6 | 23% | 1 | ||
| BLACKROCK INVESTMENT MANAGEMENT, LLC asset manager | Princeton, Nj · principal | 669 | 96 | 16 | +80 | 2.4% | 1 | ||
| WELLS FARGO ADVISORS wirehouse | St Louis, Mo | 641 | 402 | 16 | +386 | 2.5% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Dallas, Tx | 297 | 41 | 16 | +25 | 5.4% | 2 | ||
| DIMENSIONAL FUND ADVISORS LP asset manager | Austin, Tx · principal | 256 | 43 | 16 | +27 | 6.3% | |||
| STIFEL, NICOLAUS & COMPANY, INCORPORATED national BD | St Louis, Mo · principal | 253 | 26 | 16 | +10 | 6.3% | 1 | ||
| UBS FINANCIAL SERVICES INC. wirehouse | Dallas, Tx | 164 | 20 | 16 | +4 | 9.8% | 2 | ||
| EQUITABLE ADVISORS, LLC national BD | Syracuse, Ny | 74 | 16 | 16 | 0 | 22% | 2 | ||
| EQUITABLE ADVISORS, LLC national BD | Scottsdale, Az | 54 | 16 | 16 | 0 | 30% | 3 | ||
| FIRST COMMAND ADVISORY SERVICES BD affiliated | Fort Worth, Tx · principal | 1,035 | 226 | 15 | +211 | 1.4% | |||
| J.P. MORGAN SECURITIES LLC wirehouse | Chicago, Il | 784 | 137 | 15 | +122 | 1.9% | 3 | ||
| CHARLES SCHWAB & CO., INC. national BD | Lone Tree, Co | 686 | 87 | 15 | +72 | 2.2% | |||
| BANKERS LIFE ADVISORY SERVICES, INC. BD affiliated | Chicago, Il · principal | 527 | 97 | 15 | +82 | 2.8% | 1 | ||
| GLOBAL RETIREMENT PARTNERS LLC institutional | San Rafael, Ca · principal | 483 | 90 | 15 | +75 | 3.1% | 3 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Miami, Fl | 366 | 28 | 15 | +13 | 4.1% | 1 | 1 | |
| WELLS FARGO ADVISORS wirehouse | Salt Lake City, Ut | 317 | 69 | 15 | +54 | 4.7% | 1 | ||
| KOVACK ADVISORS, INC. BD affiliated | Ft Lauderdale, Fl | 244 | 21 | 15 | +6 | 6.1% | 3 | ||
| LORD, ABBETT & CO. LLC asset manager | Jersey City, Nj · principal | 210 | 68 | 15 | +53 | 7.1% | |||
| EQUITABLE ADVISORS, LLC national BD | Bala Cynwyd, Pa | 178 | 31 | 15 | +16 | 8.4% | 1 | ||
| CETERA INVESTMENT ADVISERS LLC BD affiliated | San Diego, Ca | 128 | 14 | 15 | -1 | 12% | 2 | 2 | |
| ANNEX WEALTH MANAGEMENT, LLC independent RIA | Brookfield, Wi · principal | 98 | 35 | 15 | +20 | 15% | |||
| EQUITABLE ADVISORS, LLC national BD | Columbia, Md | 58 | 15 | 15 | 0 | 26% | |||
| LPL FINANCIAL LLC BD affiliated | Fort Collins, Co | 36 | 4 | 15 | -11 | 42% | 3 | ||
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC BD affiliated | Plymouth, Mn · principal | 1,014 | 232 | 14 | +218 | 1.4% | 1 | ||
| MORGAN STANLEY wirehouse | Boston, Ma | 427 | 48 | 14 | +34 | 3.3% | 3 | 7 | |
| TLG ADVISORS, INC. BD affiliated | Summit, Nj · principal | 303 | 71 | 14 | +57 | 4.6% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Austin, Tx | 147 | 34 | 14 | +20 | 9.5% | 2 | 2 | |
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Atlanta, Ga | 63 | 22 | 14 | +8 | 22% | |||
| OSAIC WEALTH, INC. BD affiliated | Raleigh, Nc | 62 | 7 | 14 | -7 | 23% | 1 | ||
| LPL FINANCIAL LLC BD affiliated | Roseville, Ca | 45 | 4 | 14 | -10 | 31% | 2 | ||
| MORGAN STANLEY wirehouse | Miami, Fl | 486 | 54 | 13 | +41 | 2.7% | 3 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Dallas, Tx | 375 | 15 | 13 | +2 | 3.5% | |||
| SCHWAB WEALTH ADVISORY, INC. no RAUM | Phoenix, Az | 299 | 87 | 13 | +74 | 4.3% | |||
| MORGAN STANLEY wirehouse | Boca Raton, Fl | 239 | 13 | 13 | 0 | 5.4% | 1 | 2 | |
| CREATIVEONE WEALTH, LLC independent RIA | Overland Park, Ks · principal | 223 | 38 | 13 | +25 | 5.8% | 1 | 1 | |
| UBS FINANCIAL SERVICES INC. wirehouse | Chicago, Il | 219 | 17 | 13 | +4 | 5.9% | 2 | ||
| MORGAN STANLEY wirehouse | Sandy, Ut | 181 | 31 | 13 | +18 | 7.2% | 1 | ||
| T. ROWE PRICE ADVISORY SERVICES, INC. BD affiliated | Colorado Springs, Co | 178 | 44 | 13 | +31 | 7.3% | 1 | ||
| UBS FINANCIAL SERVICES INC. wirehouse | Atlanta, Ga | 159 | 9 | 13 | -4 | 8.2% | 2 | 1 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Savannah, Ga | 119 | 14 | 13 | +1 | 11% | 3 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Dubuque, Ia | 9 | 2 | 13 | -11 | 144% | 2 | ||
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC BD affiliated | Tulsa, Ok | 9 | 1 | 13 | -12 | 144% | 1 | ||
| ONEDIGITAL institutional | Overland Park, Ks · principal | 388 | 106 | 12 | +94 | 3.1% | 2 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Boston, Ma | 346 | 41 | 12 | +29 | 3.5% | 1 | 6 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Newport Beach, Ca | 312 | 24 | 12 | +12 | 3.8% | 2 | ||
| FROST INVESTMENT SERVICES BD affiliated | San Antonio, Tx · principal | 162 | 20 | 12 | +8 | 7.4% | 1 | ||
| TRUIST ADVISORY SERVICES, INC. BD affiliated | Atlanta, Ga · principal | 160 | 17 | 12 | +5 | 7.5% | 1 | ||
| THRIVENT ADVISOR NETWORK, LLC BD affiliated | Minneapolis, Mn · principal | 118 | 25 | 12 | +13 | 10% | 2 | ||
| LPL ENTERPRISE, LLC BD affiliated | Troy, Mi | 77 | 18 | 12 | +6 | 16% | 1 | ||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Jacksonville, Fl | 71 | 23 | 12 | +11 | 17% | 2 | ||
| MML INVESTORS SERVICES, LLC BD affiliated | Dallas, Tx | 69 | 12 | 12 | 0 | 17% | 2 | ||
| LPL ENTERPRISE, LLC BD affiliated | Holmdel, Nj | 57 | 19 | 12 | +7 | 21% | |||
| LPL ENTERPRISE, LLC BD affiliated | Atlanta, Ga | 56 | 20 | 12 | +8 | 21% |
22,731 offices match.