DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ANCHORAGE CAPITAL GROUP, L.L.C. asset manager | $3.7B | -24% | 0.0% | 1 | 7 | ||||
| RESOURCE CAPITAL INVESTMENT CORPORATION asset manager | $3.7B | +3.4% | 1 | $3.7B | 0.0% | 1 | 14 | ||
| SOUTHEASTERN ASSET MANAGEMENT INC. asset manager | $3.7B | -14% | 6.3% | 66% | 2 | 1 | |||
| M••••••• U• A••••••• L••• asset manager | $3.7B | -8.0% | 0.0% | 2 | |||||
| E•••• A•••• M••••••••• asset manager | $3.7B | +35% | 0.0% | 1 | |||||
| 5• S•••• L•• asset manager | $3.7B | -11% | 0.0% | 5 | 15 | ||||
| G•••••••• C•••••• L• asset manager | $3.7B | +13% | 0.0% | 2 | 1 | ||||
| M•••• E••••• C•••••• asset manager | $3.7B | -8.9% | 0.0% | 1 | 12 | ||||
| T•• W•••• G••••• L•• independent RIA | $3.7B | +15% | 28 | $132M | 99% | 92% | 51 | 2 | |
| S•••••• C•••••• M••••••••• L• asset manager | $3.7B | +21% | 0.0% | 3 | 2 | ||||
| T••••••• S••••••• A••••••• BD affiliated | $3.7B | +192% | 102 | $36.0M | 54% | 66% | 55 | 21 | |
| F••••• S••• C•••••• U• L• asset manager | $3.7B | +54% | 0.0% | 1 | 3 | ||||
| F•••• I••••••••• S••••••• BD affiliated | $3.7B | +23% | 162 | $22.7M | 58% | 64% | 19 | 51 | |
| S••••• O•••••• A• P••• O• B•• F•••••••• G•••• independent RIA | $3.7B | +18% | 14 | $262M | 100% | 91% | 113 | 2 | |
| L••••• C••••••••• other | $3.7B | +390% | 0.0% | 1 | |||||
| S••••• C•••••• M••••••••• L••• asset manager | $3.7B | +57% | 0.0% | 1 | 12 | ||||
| T•• A••••••••• L••• asset manager | $3.7B | +2.9% | 0.0% | 1 | 7 | ||||
| C•••••••• U•• L• asset manager | $3.7B | -31% | 0.0% | 2 | 4 | ||||
| 3•• O•• P•••••••• M••••••• L•••••• independent RIA | $3.6B | +13% | 1 | $3.6B | 92% | 52% | 1,820 | 3 | 2 |
| V•••••• P••• C•••••• asset manager | $3.6B | -18% | 0.0% | 1 | 26 | ||||
| B••• A•••••••• L• asset manager | $3.6B | +11% | 0.0% | 1 | |||||
| M•••••• L•• independent RIA | $3.6B | -10% | 92% | 100% | 1 | ||||
| I••••••••• C•••••• A•••••••• L•• asset manager | $3.6B | +38% | 4 | $910M | 0.1% | 100% | 0 | 1 | 1 |
| S• C•••••• A••••••• L•• asset manager | $3.6B | 0.0% | 2 | 4 | |||||
| F•••• S•••••• I•••••••• asset manager | $3.6B | +15% | 0.0% | 3 | |||||
| B•••••••• L• asset manager | $3.6B | -4.7% | 0.0% | 1 | |||||
| P••••••••• W••••• A••••••• independent RIA | $3.6B | +26% | 18 | $202M | 58% | 90% | 159 | 6 | |
| U••••• I••••••••• C••••••••• mixed wealth | $3.6B | +13% | 12 | $302M | 20% | 79% | 20 | 5 | |
| P•••••••• E••••• P••••••• A••••••• L•• asset manager | $3.6B | +7.2% | 0.0% | 3 | 5 | ||||
| A••• C•••••• M••••••••• L• other | $3.6B | +14% | 0.0% | 1 | 20 | ||||
| C• W••••• A••••••• L•• independent RIA | $3.6B | +5.7% | 5 | $719M | 50% | 99% | 41 | 1 | 30 |
| S•• W••••• A•••••••• L•• independent RIA | $3.6B | +47% | 44 | $81.7M | 94% | 84% | 36 | 11 | 1 |
| E••••• institutional | $3.6B | +17% | 6 | $598M | 0.0% | 2 | |||
| R•••• C•••••• asset manager | $3.6B | +71% | 2 | $1.8B | 0.1% | 100% | 1 | 3 | |
| R••••••••• P••••••• O• A•••••• independent RIA | $3.6B | -9.7% | 33 | $109M | 99% | 56% | 170 | 12 | |
| T•• B••••• C•••••• independent RIA | $3.6B | +14% | 37 | $97.0M | 84% | 86% | 51 | 15 | |
| C•••••• C••••••• L•• independent RIA | $3.6B | +16% | 14 | $256M | 68% | 74% | 150 | 5 | |
| O•• P•••••• C••••• A••••••• L•• asset manager | $3.6B | +42% | 0.0% | 3 | |||||
| C•••••• I••••••••• M••••••••• L••• asset manager | $3.6B | +34% | 1 | $3.6B | 1.0% | 25% | 183 | 1 | |
| V•••••• P•••••• W••••• independent RIA | $3.6B | +19% | 20 | $179M | 85% | 96% | 34 | 3 | 11 |
| S••••• W••••• M••••••••• L•• independent RIA | $3.6B | +20% | 4 | $895M | 100% | 5.7% | 26,590 | 2 | |
| A••••• W••••• P••••••• independent RIA | $3.6B | +9.4% | 50 | $71.6M | 89% | 89% | 31 | 32 | 1 |
| C•••••• C••••••• L•• independent RIA | $3.6B | +25% | 7 | $511M | 67% | 100% | 2 | 1 | |
| S•• I••••••••• M••••••••• L••• asset manager | $3.6B | +4.1% | 0.0% | 1 | 1 | ||||
| M••••• B•• A•••• M••••••••• L•• asset manager | $3.6B | +72% | 0.0% | 1 | |||||
| M•• B•••••••• asset manager | $3.6B | +4.9% | 0.0% | 2 | 14 | ||||
| E••••••• asset manager | $3.6B | +21% | 0.0% | 2 | 13 | ||||
| A••••• M••••••• L•• other | $3.6B | +181% | 0.0% | 29 | |||||
| C•••••• • C•••••• L• asset manager | $3.6B | -1.9% | 0.0% | 2 | 12 | ||||
| P•• R••• E••••• asset manager | $3.6B | +2.4% | 0.0% | 6 | 8 | ||||
| A•••••••• C•••••• P••••••• L•• asset manager | $3.5B | +68% | 0.0% | 1 | 9 | ||||
| S••••• C•••••• M••••••••• I••• independent RIA | $3.5B | +17% | 15 | $236M | 75% | 85% | 101 | 3 | |
| Q••••• M••••••••• I••• asset manager | $3.5B | -1.9% | 0.0% | 1 | 2 | ||||
| F•• I••••••••• A••••••• ••• L••• asset manager | $3.5B | -51% | 0.0% | 2 | |||||
| E••••• G••••• P••••••• asset manager | $3.5B | 0.0% | 1 | 9 | |||||
| L•••••• S•••••••• C•••••• asset manager | $3.5B | +13% | 0.0% | 1 | 3 | ||||
| S•• I••••••••• A••••••••• I•• asset manager | $3.5B | 6.0% | 100% | 1 | 7 | ||||
| R••••••••• P••• A•••••••• L•• mixed wealth | $3.5B | +88% | 47 | $75.3M | 23% | 20% | 172 | 31 | |
| S••••••• T••• C•••••• P•••••••• L••• asset manager | $3.5B | +40% | 4 | $885M | 0.0% | 2 | 12 | ||
| O•••••••• F•••••••• S••••••• L•• independent RIA | $3.5B | +98% | 84 | $42.1M | 85% | 63% | 61 | 36 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.