DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BERKSHIRE MONEY MANAGEMENT, INC. independent RIA | $1.2B | +14% | 10 | $123M | 96% | 82% | 88 | 3 | |
| QTRON INVESTMENTS LLC other | $1.2B | +15% | 2 | $613M | 0.0% | 1 | 2 | ||
| HARVEY PARTNERS, LLC institutional | $1.2B | +22% | 0.8% | 100% | 1 | 2 | |||
| C••••••••• C•••••• L• asset manager | $1.2B | -8.3% | 0.0% | 1 | |||||
| S••••• I••••••••• L•••••• asset manager | $1.2B | -10% | 3.3% | 100% | 1 | ||||
| A••• A•••• M••••••••• C••• L••• asset manager | $1.2B | -33% | 0.0% | 1 | 35 | ||||
| P••• R••••• A•••••••• L•• asset manager | $1.2B | +77% | 2 | $612M | 0.0% | 1 | |||
| D••••••••• F••••••••• L•• mixed wealth | $1.2B | +44% | 13 | $94.2M | 49% | 79% | 46 | 3 | |
| I•••••• W••••• S••••••••• L•• independent RIA | $1.2B | +14% | 9 | $136M | 100% | 55% | 65 | 2 | |
| P•••••• G••••• P••••••• asset manager | $1.2B | 0.0% | 1 | 4 | |||||
| P•••••• P••• W••••• P•••••••• L•• independent RIA | $1.2B | +11% | 7 | $175M | 98% | 93% | 65 | 1 | 1 |
| S••• T•••••• C••••••••• asset manager | $1.2B | 1 | $1.2B | 0.0% | 1 | ||||
| P•••••• W••••• M••••••••• G••••• L•• independent RIA | $1.2B | 18 | $67.9M | 97% | 78% | 73 | 5 | ||
| M••••••• P•••• C••••• M••••••••• L•• asset manager | $1.2B | +7909% | 0.0% | 1 | 4 | ||||
| F••••••••• L•• asset manager | $1.2B | +28% | 0.0% | 1 | 3 | ||||
| R•• E••••• P••••••• asset manager | $1.2B | +13% | 0.0% | 2 | 8 | ||||
| E•••••• P••••• F••••• O••••• independent RIA | $1.2B | +43% | 8 | $152M | 100% | 100% | 1 | 1 | |
| W•••• I••••• C••••••• L•• asset manager | $1.2B | -14% | 0.0% | 2 | |||||
| S•••••• C• B•••••••• • C••• L•• other | $1.2B | -26% | 7.1% | 100% | 24 | ||||
| I••••••• R••••••••• F••• A•••••• L•• asset manager | $1.2B | +33% | 0.0% | 2 | |||||
| P••••• S••••• B•• A•••••• L•• asset manager | $1.2B | -11% | 3 | $406M | 0.0% | 3 | |||
| C•••• W••••• M••••••••• independent RIA | $1.2B | +15% | 9 | $135M | 98% | 100% | 71 | 1 | |
| P•••••••• L•• independent RIA | $1.2B | +8.7% | 5 | $244M | 88% | 100% | 1 | 1 | |
| W•••••• L•• asset manager | $1.2B | +174% | 2 | $609M | 0.0% | 3 | 4 | ||
| I••••••••• A••••••• G•••• L•• independent RIA | $1.2B | +22% | 5 | $243M | 100% | 51% | 308 | 2 | |
| S•••••• O• A••••• W••••• M••••••••• independent RIA | $1.2B | +15% | 10 | $122M | 100% | 86% | 89 | 3 | |
| S••••••••• C•••••• P••••••• L•• asset manager | $1.2B | +29% | 0.0% | 1 | 8 | ||||
| D• G••••• F•••••••• G••••• L•• independent RIA | $1.2B | +62% | 2 | $608M | 73% | 83% | 174 | 2 | |
| W••• P•••••• C••••• A•••••••• L•• independent RIA | $1.2B | +50% | 7 | $174M | 100% | 98% | 27 | 2 | |
| O•• I•••••••• E•••••• L•• asset manager | $1.2B | 0.0% | 1 | 8 | |||||
| H••••• R••••••••• S•••••••• 2• L•• institutional | $1.2B | +3.8% | 4 | $304M | 0.0% | 1 | |||
| F•••••• C•••••• G•••• L•• independent RIA | $1.2B | +14% | 8 | $152M | 84% | 99% | 14 | 1 | |
| A•••••••• L•••••• L•• asset manager | $1.2B | -27% | 0.0% | 1 | 1 | ||||
| R•••••• G••• C•••••• L•• asset manager | $1.2B | +55% | 0.0% | 1 | 1 | ||||
| H••••• C••• C•••••• M••••••••• L•• asset manager | $1.2B | +16% | 0.0% | 2 | 3 | ||||
| A•• W••••• A•••••••• L•• independent RIA | $1.2B | +91% | 15 | $80.8M | 98% | 88% | 40 | 1 | |
| F••••• N•••• F•••••• D•••••• C•••••• M••••••••• I••• independent RIA | $1.2B | +1.1% | 3 | $404M | 99% | 97% | 159 | 1 | |
| J•••• I••••••••• R••••••• I•• mixed wealth | $1.2B | +9.9% | 8 | $151M | 47% | 82% | 51 | 1 | |
| H••••••• P•••• I••••••••• A•••••••• L•• independent RIA | $1.2B | +14% | 7 | $173M | 75% | 99% | 34 | 2 | |
| H• C•••••• M••••••••• L•• asset manager | $1.2B | +8.2% | 0.0% | 1 | 6 | ||||
| T•••• M••••• A•••• M••••••••• ••••• L••• asset manager | $1.2B | -31% | 0.0% | 1 | |||||
| A•••••• A•••• M••••••••• L•• asset manager | $1.2B | +28% | 0.0% | 13 | 4 | ||||
| S••••••• B•••• C•••••• M••••••••• I•• independent RIA | $1.2B | +1.5% | 4 | $302M | 51% | 100% | 37 | 1 | 1 |
| C•••••• O••••••• F•••••••• G•••• independent RIA | $1.2B | +33% | 10 | $121M | 92% | 57% | 134 | 2 | |
| V•• C•••• A•••• M••••••••• I•• independent RIA | $1.2B | +9.3% | 5 | $242M | 100% | 97% | 45 | 1 | |
| W••••• I•••••••• S•••••• I•• other | $1.2B | -2.4% | 4 | $302M | 3.0% | 34% | 16 | 1 | |
| W••••• A•••••••• L•• other | $1.2B | +12% | 9 | $134M | 12% | 69% | 32 | 3 | |
| C•••••••• C•••••• A•••••••• L•• independent RIA | $1.2B | +46% | 4 | $301M | 78% | 100% | 32 | 1 | |
| B••••••••• C•••••• A•••••••• L•• asset manager | $1.2B | -8.5% | 0.0% | 2 | |||||
| A•••••• E••••• P•••••••• L•• asset manager | $1.2B | +9.8% | 0.0% | 1 | 10 | ||||
| A••••• W••••• M••••••••• L•• independent RIA | $1.2B | +21% | 11 | $109M | 82% | 93% | 34 | 3 | |
| O•••••• C•••••• M••••••••• L••• asset manager | $1.2B | -16% | 0.0% | 1 | 5 | ||||
| S••••• R••• E••••• A••••••• asset manager | $1.2B | +7.3% | 0.0% | 2 | 23 | ||||
| S•••• L•••• A•••• M••••••••• P••• L••• asset manager | $1.2B | +18% | 0.7% | 100% | 1 | 1 | |||
| C••••••• A•••• M••••••••• L••••• independent RIA | $1.2B | +14% | 5 | $240M | 85% | 94% | 82 | 1 | |
| S••••••• M••••••••• L•• asset manager | $1.2B | -2.3% | 0.0% | 1 | 2 | ||||
| B••••••••• F••• M••••••••• L•• asset manager | $1.2B | -32% | 0.0% | 1 | 4 | ||||
| J••••••••• M••••••••• L•• asset manager | $1.2B | -16% | 0.0% | 1 | 19 | ||||
| A••••• L••• A•••••••• L•• independent RIA | $1.2B | +13% | 4 | $300M | 64% | 100% | 1 | 13 | |
| B••••••• C•••••• P••••••• other | $1.2B | +96% | 0.0% | 1 | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.