DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| DGS CAPITAL MANAGEMENT platform/SMA | $1.1B | +97% | 1 | $1.1B | 100% | 89% | 394 | 2 | |
| CONNELLY CAPITAL MANAGEMENT LLC asset manager | $1.1B | +51% | 5 | $211M | 0.0% | 1 | 38 | ||
| GOLDSTONE FINANCIAL GROUP, LLC independent RIA | $1.1B | +32% | 17 | $62.0M | 100% | 44% | 99 | 17 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC asset manager | $1.1B | -48% | 0.0% | 1 | |||||
| SATOR GROVE MANAGEMENT COMPANY, LLC asset manager | $1.1B | +32% | 0.0% | 2 | 2 | ||||
| W••••• C•••••• M••••••••• L•• asset manager | $1.1B | 0.0% | 2 | 8 | |||||
| G• F•••••••• G••••• L•• independent RIA | $1.1B | +7.3% | 7 | $150M | 99% | 61% | 221 | 1 | |
| J•••••• P•••••• W••••• M••••••••• I••• independent RIA | $1.1B | +24% | 4 | $263M | 91% | 87% | 118 | 1 | |
| F•••••••• A•••••••• L•• independent RIA | $1.1B | +16% | 18 | $58.5M | 96% | 62% | 169 | 7 | |
| A•••• A•••• M••••••••• P•• L••• asset manager | $1.1B | +4.8% | 0.0% | 1 | 4 | ||||
| L•••••• O•• I••••••••• M••••••••• asset manager | $1.1B | -56% | 15 | $70.1M | 0.0% | 19 | |||
| T••••• B•• P•••••••• L•• asset manager | $1.1B | +36% | 0.0% | 1 | 4 | ||||
| W•••••••• C•••••• M••••••••• L• asset manager | $1.1B | +36% | 0.0% | 2 | 1 | ||||
| P••• R••• G•••• L•• asset manager | $1.1B | -47% | 0.0% | 1 | 5 | ||||
| P•••••• U•• L•••••• asset manager | $1.1B | -7.4% | 0.0% | 1 | |||||
| P••••••••• A••••••• I••• other | $1.1B | +11% | 3.4% | 100% | 1 | ||||
| S••••••• F•••••••• G••••• L•• independent RIA | $1.1B | +12% | 4 | $263M | 100% | 73% | 285 | 1 | |
| C•••• independent RIA | $1.0B | +14% | 11 | $95.4M | 100% | 95% | 40 | 7 | |
| D••• U•• L•• asset manager | $1.0B | 0.0% | 1 | 6 | |||||
| M••• R••• E••••• C••••• S••••••••• L••• asset manager | $1.0B | -26% | 0.0% | 3 | 11 | ||||
| S•••••• • N•••••• L•• independent RIA | $1.0B | +17% | 4 | $262M | 93% | 86% | 114 | 1 | |
| Q• G••••• F••••• O••••••• L•• independent RIA | $1.0B | +8.7% | 89% | 100% | 3 | ||||
| C••••••••• I••••••••• M••••••••• L•• institutional | $1.0B | 0.0% | 1 | ||||||
| M••••••• L•• independent RIA | $1.0B | +49% | 10 | $105M | 100% | 77% | 88 | 1 | |
| B•••• C••• E••••• asset manager | $1.0B | -30% | 2 | $524M | 0.0% | 1 | 7 | ||
| B•••• E•••• A•••• M••••••••• L•• independent RIA | $1.0B | +20% | 5 | $209M | 97% | 90% | 67 | 1 | |
| N••••• P•••••• C••••• L•• other | $1.0B | -13% | 0.0% | 2 | 5 | ||||
| M•••••• F•••••••• A•••••••• L•• independent RIA | $1.0B | +39% | 17 | $61.6M | 89% | 96% | 20 | 4 | |
| Q•••• C•••••• M••••••••• L•• asset manager | $1.0B | +6.2% | 0.0% | 2 | 9 | ||||
| B••••••••• F•••••••• S•••••••• independent RIA | $1.0B | +116% | 13 | $80.5M | 87% | 75% | 69 | 8 | |
| W••••• C••••••••• G••••• L•• independent RIA | $1.0B | +17% | 4 | $262M | 96% | 77% | 271 | 1 | |
| H••• P••••••••• A•••••••• L•• independent RIA | $1.0B | +29% | 8 | $131M | 85% | 91% | 43 | 4 | |
| M••••••••• F•••••••• I•• independent RIA | $1.0B | +10% | 11 | $95.1M | 98% | 82% | 93 | 3 | |
| W••••••••• C•••••• M••••••••• asset manager | $1.0B | +13% | 0.0% | 3 | 21 | ||||
| T•••• B••••• W••••• A••••••• independent RIA | $1.0B | +28% | 2 | $523M | 100% | 99% | 36 | 1 | |
| M••••• W•••••• L•• independent RIA | $1.0B | 5 | $209M | 62% | 92% | 57 | 1 | ||
| P•••••• F•••••••• A••••••• independent RIA | $1.0B | +23% | 12 | $87.1M | 91% | 92% | 36 | 1 | |
| R•• I••••••••• A•••••••• L•• independent RIA | $1.0B | +22% | 2 | $522M | 100% | 100% | 1 | ||
| B•••••• C•••••• C•••• asset manager | $1.0B | +12% | 1 | $1.0B | 0.0% | 1 | 2 | ||
| C••• I••••••••• M••••••••• L•• asset manager | $1.0B | +14% | 0.0% | 3 | |||||
| F•••••• I••••••••• A••••••• L•• independent RIA | $1.0B | +3.3% | 100% | 100% | 2 | ||||
| S••••• C•••••• P••••••• L•• asset manager | $1.0B | +53% | 0.0% | 1 | 36 | ||||
| E•• I••••••••• A••••••• L•• asset manager | $1.0B | -35% | 0.0% | 1 | 3 | ||||
| R•• O•• F•••••••• G•••• independent RIA | $1.0B | +24% | 7 | $149M | 59% | 1 | |||
| L• B•• A••••••• L•• asset manager | $1.0B | +18% | 0.0% | 2 | |||||
| D•••• U••• M•••••• L•• asset manager | $1.0B | -5.6% | 0.0% | 2 | 1 | ||||
| C••••••••• P••••••• L• asset manager | $1.0B | +2.7% | 0.0% | 1 | 4 | ||||
| V•••••• C•••••• M••••••••• platform/SMA | $1.0B | +14% | 1 | $1.0B | 89% | 100% | 105 | 1 | |
| A•••• W••••• A••••••• L•• independent RIA | $1.0B | +16% | 8 | $130M | 95% | 77% | 29 | 3 | |
| N••••••• R••••••••• S•••••••• I••• institutional | $1.0B | +60% | 22 | $47.2M | 0.0% | 24 | |||
| A••• C•••••• M••••••••• L• asset manager | $1.0B | -31% | 0.0% | 2 | 1 | ||||
| M•• W••••• A••••••• independent RIA | $1.0B | +17% | 15 | $69.2M | 95% | 72% | 73 | 13 | |
| W•••••••• P•••• P•••••••• L•• independent RIA | $1.0B | +37% | 4 | $260M | 63% | 96% | 33 | 2 | |
| R••••• W••••• G••••• I••• independent RIA | $1.0B | +8.0% | 8 | $130M | 90% | 43% | 51 | 1 | |
| 1••• C•••••• L• asset manager | $1.0B | +23% | 0.0% | 1 | 5 | ||||
| B••••••••• P••••••• L•• asset manager | $1.0B | 0.0% | 1 | 2 | |||||
| R•••••• B•••••••• I••• independent RIA | $1.0B | +7.5% | 9 | $115M | 89% | 88% | 55 | 3 | |
| T•••• A•••• M••••••••• asset manager | $1.0B | +9.8% | 15 | $69.2M | 1.7% | 20% | 8 | 2 | |
| P•••••••• C•••••• P•••••••• L••••• asset manager | $1.0B | -1.3% | 0.0% | 1 | 4 | ||||
| F••••••• F•••••••• G•••• I•• independent RIA | $1.0B | +9.9% | 5 | $207M | 97% | 95% | 62 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.