DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| NORTHEAST FINANCIAL GROUP, INC. mixed wealth | $1.4B | +20% | 1 | $1.4B | 37% | 72% | 553 | 3 | 4 |
| OAK CITY INVESTMENT CONSULTING institutional | $1.4B | +13% | 3 | $477M | 1.4% | 0.0% | 11 | 1 | |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC institutional | $1.4B | +90% | 0.0% | 2 | |||||
| NEWPORT CAPITAL GROUP, LLC mixed wealth | $1.3B | +5.1% | 10 | $128M | 30% | 95% | 14 | 1 | 1 |
| NORTH PIER FIDUCIARY MANAGEMENT, LLC institutional | $1.3B | +15% | 7 | $182M | 6.3% | 83% | 3 | 1 | |
| LEGATO CAPITAL MANAGEMENT, LLC institutional | $1.3B | +21% | 1 | $1.3B | 0.0% | 1 | |||
| CROSSMARK WEALTH MANAGEMENT, LLC mixed wealth | $1.2B | +10% | 5 | $237M | 27% | 83% | 97 | 1 | |
| LUCID ADVISORS, INC. institutional | $1.1B | +20% | 2 | $574M | 4.8% | 88% | 17 | 1 | |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC other | $1.1B | -13% | 0.0% | 2 | 3 | ||||
| ASSET CONSULTING GROUP, LLC mixed wealth | $1.1B | +45% | 19 | $57.7M | 45% | 100% | 1 | ||
| BPS WEALTH ADVISORS, INC. mixed wealth | $1.1B | +26% | 7 | $155M | 39% | 77% | 78 | 1 | |
| PIVOTAL ADVISORS LLC institutional | $1.1B | 0.4% | 100% | 1 | |||||
| FIDUCIARY BENEFITS GROUP other | $1.1B | +26% | 4 | $266M | 15% | 89% | 47 | 1 | |
| SPECTRUM INVESTMENT ADVISORS, INC. mixed wealth | $1.1B | +25% | 23 | $46.3M | 46% | 83% | 18 | 1 | |
| CAPSOUTH WEALTH MANAGEMENT mixed wealth | $1.0B | +13% | 11 | $91.0M | 44% | 81% | 30 | 5 | |
| CREWCIAL PARTNERS LLC institutional | $972M | 9.9% | 100% | 1 | |||||
| FOCUS INVESTMENT ADVISORS, INC institutional | $956M | +8.0% | 5 | $191M | 0.0% | 1 | |||
| GUARDIAN FINANCIAL PARTNERS, LLC mixed wealth | $912M | +9.1% | 9 | $101M | 45% | 80% | 47 | 1 | |
| ROBERT HARRELL, INCORPORATED mixed wealth | $885M | -7.7% | 6 | $148M | 20% | 100% | 8 | 1 | |
| MERIDIAN INVESTMENT ADVISORS mixed wealth | $862M | +12% | 4 | $215M | 44% | 88% | 48 | 1 | |
| FAI CAPITAL MANAGEMENT institutional | $842M | -4.7% | 4 | $211M | 0.0% | 2 | |||
| ACANSA INVESTMENT MANAGEMENT GROUP, LLC institutional | $838M | -7.2% | 1 | $838M | 0.0% | 4 | |||
| IMPACT RETIREMENT ADVISORS other | $828M | +18% | 4 | $207M | 13% | 76% | 25 | 1 | |
| RELEVANT WEALTH ADVISORS, LLC mixed wealth | $799M | +17% | 4 | $200M | 30% | 100% | 13 | 1 | |
| MMA ASSET MANAGEMENT LLC mixed wealth | $788M | +10% | 20 | $39.4M | 42% | 88% | 14 | 4 | |
| INVESTMENT PERFORMANCE SERVICES LLC institutional | $764M | +2.4% | 1 | $764M | 0.0% | 2 | |||
| HI-LINE CAPITAL MANAGEMENT, LLC institutional | $757M | +15% | 2 | $378M | 6.2% | 87% | 59 | 1 | |
| TAIBER, KOSMALA & ASSOCIATES, LLC institutional | $717M | 1 | $717M | 0.0% | 2 | ||||
| PREISZ FINANCIAL mixed wealth | $702M | +15% | 9 | $78.0M | 22% | 60% | 27 | 1 | |
| ABG CONSULTANTS institutional | $697M | +21% | 7 | $99.6M | 8.8% | 37% | 229 | 4 | |
| OLD GLORY ASSET MANAGEMENT LLC institutional | $656M | +15% | 0.0% | 2 | |||||
| ASSET STRATEGY ADVISORS, LLC mixed wealth | $649M | -29% | 12 | $54.1M | 35% | 84% | 40 | 1 | |
| CAPVISOR ASSOCIATES, LLC institutional | $633M | -6.1% | 4 | $158M | 3.6% | 100% | 1 | 5 | |
| CAPSHIFT ADVISORS institutional | $628M | +27% | 1.8% | 100% | 2 | ||||
| SAFE HARBOR FAMILY CAPITAL, LLC mixed wealth | $614M | +12% | 1 | $614M | 37% | 100% | 1 | ||
| FLORIDA ATLANTIC SECURITIES CORP. mixed wealth | $590M | 4 | $148M | 33% | 90% | 11 | 1 | 1 | |
| CONSOLIDATED FINANCIAL mixed wealth | $589M | +14% | 5 | $118M | 42% | 67% | 139 | 1 | |
| HARPSWELL CAPITAL ADVISORS, LLC institutional | $587M | +18% | 2 | $294M | 4.5% | 78% | 17 | 1 | |
| DIVERSIFIED FINANCIAL ADVISORS, LLC mixed wealth | $586M | +14% | 4 | $146M | 34% | 38% | 128 | 1 | |
| FREEDOM FIDUCIARIES LLC institutional | $585M | +34% | 3 | $195M | 0.8% | 1 | |||
| REEDMARK ADVISORS, LLC other | $565M | +42% | 4 | $141M | 14% | 97% | 10 | 1 | |
| CENTRAL TRUST BANK institutional | $554M | +8.9% | 2 | $277M | 0.0% | 5 | |||
| FIDUCIARY ADVISORS, LLC institutional | $520M | +12% | 2 | $260M | 0.3% | 1 | |||
| SERENITY INVESTMENT ADVISORS mixed wealth | $514M | +37% | 6 | $85.6M | 50% | 57% | 72 | 4 | |
| PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC. mixed wealth | $505M | +11% | 2 | $253M | 34% | 97% | 46 | 1 | |
| 1505 CAPITAL LLC institutional | $486M | -1.3% | 1 | $486M | 0.0% | 1 | |||
| 10TH MOUNTAIN, LLC other | $480M | +2.3% | 1 | $480M | 18% | 100% | 1 | ||
| MATCH GRADE ADVISORS mixed wealth | $479M | +33% | 6 | $79.9M | 37% | 62% | 48 | 2 | |
| ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC other | $464M | +25% | 1 | $464M | 11% | 1 | |||
| HAZARD & SIEGEL ADVISORY SERVICES LLC other | $450M | +19% | 27 | $16.7M | 12% | 1.9% | 2 | ||
| PRACTICE FINANCIAL GROUP mixed wealth | $437M | +31% | 7 | $62.4M | 35% | 68% | 34 | 6 | |
| QBOX FIDUCIARY SOLUTIONS, LLC institutional | $429M | -1.1% | 1 | $429M | 6.9% | 50% | 127 | 1 | |
| PROVIDENCE FINANCIAL ADVISORS, LLC mixed wealth | $428M | -21% | 4 | $107M | 43% | 80% | 44 | 1 | |
| LANDSEER ADVISORS LLC institutional | $415M | +2.9% | 0.0% | 2 | |||||
| NAMCOA mixed wealth | $404M | +16% | 7 | $57.8M | 32% | 19% | 77 | 5 | |
| WEST RIDGE ADVISORS mixed wealth | $396M | +48% | 11 | $36.0M | 47% | 62% | 33 | 6 | |
| ECIO, INC. institutional | $396M | +71% | 5 | $79.1M | 2.4% | 99% | 1 | 8 | |
| SUNCAP MANAGEMENT institutional | $380M | -6.1% | 4 | $95.0M | 6.6% | 48% | 25 | 1 | |
| AVIVAR CAPITAL, LLC institutional | $362M | -30% | 10 | $36.2M | 0.0% | 1 | |||
| US ASSET MANAGEMENT, LLC institutional | $358M | +12% | 4 | $89.6M | 2.6% | 100% | 1 |
277 practices match (OCIO / institutional advisory). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.