DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ATTUCKS ASSET MANAGEMENT, LLC institutional | $3.9B | +14% | 0.0% | 1 | |||||
| NEWVIEW CAPITAL MANAGEMENT, LLC asset manager | $3.9B | +17% | 0.0% | 1 | 27 | ||||
| CASTLE ROCK ADVISORS LLC independent RIA | $3.9B | +49% | 70% | 100% | 1 | 6 | |||
| T•••• C•••••• L•• asset manager | $3.9B | 0.0% | 2 | 2 | |||||
| R•••••• C•••••• M••••••••• L•• asset manager | $3.9B | +29% | 6 | $642M | 0.0% | 1 | 6 | ||
| T••• L••• C•••••• P•••••••• L•• asset manager | $3.8B | +28% | 0.0% | 3 | 11 | ||||
| B•• P•••••••• I••• BD affiliated | $3.8B | +90% | 230 | $16.7M | 96% | 36% | 49 | 136 | |
| L••• L••• C•••••• asset manager | $3.8B | +45% | 0.0% | 2 | 16 | ||||
| C•••••••• A•••• M••••••••• L• asset manager | $3.8B | -0.5% | 0.0% | 1 | 7 | ||||
| H••• S••••••••• •••• I••• BD affiliated | $3.8B | +19% | 376 | $10.2M | 96% | 42% | 32 | 59 | 8 |
| N•••••• C•••••• A•••••••• L•• asset manager | $3.8B | +0.3% | 0.0% | 2 | 12 | ||||
| S•••••••• A••••••••• S•••••••• L•• other | $3.8B | +78% | 5 | $766M | 0.0% | 4 | 25 | ||
| V•••••• C•••••• M••••••••• L••• asset manager | $3.8B | +40% | 0.0% | 2 | 9 | ||||
| A•••• G••••• L• asset manager | $3.8B | +40% | 0.0% | 1 | 1 | ||||
| W•••••••• G••••• I••• asset manager | $3.8B | -6.9% | 0.0% | 1 | 2 | ||||
| L••••••• C•••••• P••••••• asset manager | $3.8B | +16% | 0.0% | 1 | 12 | ||||
| S••••• A•••• M••••••••• L••• asset manager | $3.8B | +24% | 0.0% | 2 | 5 | ||||
| J•••••••• C••••• M••••••••• L•• asset manager | $3.8B | +46% | 0.0% | 1 | 3 | ||||
| H••••••• F•••••••• independent RIA | $3.8B | +12% | 30 | $127M | 84% | 92% | 54 | 3 | |
| M••••• F••••• O••••• independent RIA | $3.8B | +7.5% | 43 | $88.6M | 95% | 95% | 5 | 4 | 1 |
| M••••• H••••• I••••••••• I•• mixed wealth | $3.8B | +10% | 4 | $953M | 22% | 40% | 465 | 1 | |
| T••••••• A•••• M••••••••• I•• independent RIA | $3.8B | -1.4% | 4 | $951M | 72% | 100% | 148 | 4 | 1 |
| G••••••• P••• G••••• A••••••• asset manager | $3.8B | -22% | 16 | $238M | 0.0% | 4 | 2 | ||
| K•••••••• W••••• A•••••••• L•• BD affiliated | $3.8B | +54% | 123 | $30.9M | 97% | 57% | 92 | 44 | |
| V•• B••••• A•• A••••••••• I••• institutional | $3.8B | +29% | 0.4% | 100% | 1 | ||||
| A•••• A•••• M••••••••• L•• asset manager | $3.8B | 1.8% | 100% | 1 | |||||
| H•••••• G••••• I••••••••• L•••••• asset manager | $3.8B | -11% | 0.0% | 1 | |||||
| S•• G•••••• I••••••••• M••••••••• independent RIA | $3.8B | +22% | 29 | $131M | 93% | 64% | 223 | 6 | |
| H••••• G•••• I••••••••• L•• asset manager | $3.8B | -10% | 0.0% | 4 | 74 | ||||
| S•••••• H•••••• F••• M•••••• L•• asset manager | $3.8B | 0.0% | 3 | 4 | |||||
| I••••••• I•• L••• asset manager | $3.8B | +30% | 0.0% | 1 | 9 | ||||
| H••••••• H•••••••• I••• asset manager | $3.8B | +64% | 0.0% | 4 | |||||
| S••••••• F••• A•••••••• I••• asset manager | $3.8B | +14% | 0.0% | 1 | 4 | ||||
| C••• A•• A•••• M••••••••• asset manager | $3.8B | +9.9% | 0.0% | 1 | 3 | ||||
| H••••••••• R•••••• M••••••••• L•• asset manager | $3.8B | +13% | 0.0% | 5 | 11 | ||||
| F•• W••••• P•••••••• I••• independent RIA | $3.8B | +22% | 23 | $164M | 97% | 81% | 66 | 1 | |
| M•••• C•••••• asset manager | $3.8B | -8.7% | 0.0% | 1 | 11 | ||||
| N••• P•••••••• L• asset manager | $3.8B | +24% | 0.0% | 1 | 8 | ||||
| P••••• C•••••• asset manager | $3.8B | +118% | 0.0% | 2 | 17 | ||||
| G•• A••••••• L•• mixed wealth | $3.8B | +15% | 10 | $376M | 36% | 96% | 37 | 1 | |
| B••••••• F•••••••• P••••••• independent RIA | $3.8B | +11% | 16 | $235M | 76% | 52% | 119 | 4 | |
| 1••• L••• P•••••••• L• asset manager | $3.8B | +1.3% | 0.0% | 1 | 26 | ||||
| V••••• C•••••• M••••••••• L••• asset manager | $3.8B | -11% | 0.0% | 2 | 9 | ||||
| F••••• C•••••• M••••••••• L•• institutional | $3.8B | +28% | 6 | $625M | 0.0% | 5 | |||
| K•••••••• C•••••• M••••••••• L••• asset manager | $3.8B | +27% | 0.0% | 1 | 15 | ||||
| A•••••• C•••••• M••••••••• L•• asset manager | $3.7B | +3.1% | 0.0% | 2 | 10 | ||||
| T••••••••• I••••••••• other | $3.7B | -13% | 3 | $1.2B | 0.0% | 2 | 5 | ||
| C•• C•••••• M••••••••• L•• other | $3.7B | +11% | 0.0% | 1 | 3 | ||||
| H•••••• C•••••• M••••••••• L•• independent RIA | $3.7B | +13% | 11 | $340M | 87% | 59% | 115 | 1 | 6 |
| T•• W••••• M••••••••• L•• other | $3.7B | +220% | 12 | $312M | 18% | 78% | 70 | 4 | 1 |
| S••••••• I••••••••• C•••••• I•• asset manager | $3.7B | +3.7% | 3 | $1.2B | 1.6% | 100% | 2 | ||
| A••••• F•••••••• P•••••••• I••• independent RIA | $3.7B | +75% | 189 | $19.8M | 97% | 57% | 87 | 112 | |
| A••••• C••••• O••••••••• M••••••••• L•• other | $3.7B | +34% | 0.0% | 1 | 2 | ||||
| A••••• C•••••• asset manager | $3.7B | 0.0% | 5 | 51 | |||||
| B•• F•••••••• P•••••• W•••••• I••• independent RIA | $3.7B | +17% | 27 | $138M | 83% | 95% | 27 | 9 | |
| P••••••• I••••••••• P••••••• L• asset manager | $3.7B | +2.9% | 0.0% | 10 | 27 | ||||
| F••••••••• M••••••••• P••••••• L• asset manager | $3.7B | +17% | 0.0% | 1 | 6 | ||||
| P•••••• A•••• M••••••••• other | $3.7B | +29% | 12 | $309M | 0.0% | 1 | 1 | ||
| O•••• M••••••••• P••••••• L••• asset manager | $3.7B | +7.3% | 0.0% | 2 | 17 | ||||
| W••••• M••••••••• mixed wealth | $3.7B | +20% | 47 | $78.9M | 46% | 51% | 101 | 30 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.