DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FIRST MANHATTAN CO. LLC BD affiliated | $38B | +11% | 65 | $586M | 89% | 98% | 94 | 5 | 9 |
| ACCEL MANAGEMENT CO. L.L.C asset manager | $38B | +22% | 0.0% | 2 | 83 | ||||
| ADVICE AND PLANNING SERVICES BD affiliated | $38B | +10% | 1,683 | $22.5M | 100% | 78% | 43 | 144 | |
| P•••• A•••• M••••••••• P••••••• I••• asset manager | $38B | +11% | 1 | $38B | 0.0% | 7 | 4 | ||
| H•••••• S••••••••• A•••• M••••••••• L•• institutional | $38B | +19% | 25 | $1.5B | 0.0% | 4 | |||
| N••••• C•••••••• R••••••• A•• A•••• M••••••••• I•• other | $38B | -3.4% | 0.0% | 1 | |||||
| C••••••• P••••••• I••••••••• A•••••••• L•• institutional | $38B | -84% | 95 | $395M | 1.4% | 90% | 2 | 24 | |
| V••• R••••••••• A•••••••• L•• other | $37B | +21% | 129 | $290M | 0.0% | 2 | |||
| D•••••••• I••••••••• G••••• L•• asset manager | $37B | +45% | 0.0% | 3 | 39 | ||||
| S•••• P•••• C•••••• M••••••••• L• asset manager | $37B | +7.3% | 0.0% | 6 | 52 | ||||
| H••••••• A•• W•••• C•••••• M••••••••• L•• asset manager | $37B | +11% | 0.0% | 6 | 2 | ||||
| M•• C•••••• M••••••••• U• L•• asset manager | $37B | 0.0% | 1 | 35 | |||||
| R••••••••• C•••••• M••••••••• BD affiliated | $37B | +13% | 347 | $106M | 62% | 93% | 17 | 52 | 39 |
| 5••• asset manager | $37B | +32% | 0.0% | 4 | |||||
| S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated | $37B | +35% | 477 | $77.0M | 94% | 80% | 87 | 87 | |
| O••••••••• • C•• I••• BD affiliated | $37B | +13% | 1,158 | $31.7M | 62% | 25% | 32 | 110 | |
| A•• C•••••• M••••••••• L•• asset manager | $37B | +12% | 17 | $2.2B | 0.0% | 100% | 2 | ||
| C••••• I••••••••• M••••••••• L•• asset manager | $37B | +140% | 0.0% | 1 | |||||
| W••••••• P••••••• L• asset manager | $37B | +61% | 0.0% | 4 | 2 | ||||
| S•••• I••••••••• I••• asset manager | $37B | +14% | 3 | $12B | 0.1% | 0.0% | 65 | 2 | 3 |
| G••••••• I••••••••• G••••• L•• asset manager | $36B | 0.0% | 36 | 51 | |||||
| B•• P•••••••• L•• independent RIA | $36B | +17% | 58 | $629M | 76% | 100% | 6 | 41 | |
| H••••• A••••••• asset manager | $36B | -4.5% | 1 | $36B | 0.0% | 2 | 55 | ||
| S••••• E••••• G••••• L••• asset manager | $36B | -10% | 4.1% | 64% | 2 | 35 | |||
| S•••• R•••• A•••• M••••••••• L•• asset manager | $36B | +33% | 0.0% | 2 | 19 | ||||
| G••••••••• C•••••• M••••••••• asset manager | $36B | +15% | 0.0% | 1 | |||||
| V•••••••• asset manager | $36B | -0.3% | 0.0% | 1 | 5 | ||||
| B•••••• G•••••• • C•••••• L••• other | $36B | -0.5% | 8.7% | 100% | 1 | ||||
| E•••• C•••••• M••••••••• L•• other | $36B | +15% | 1 | $36B | 18% | 100% | 1,509 | 2 | |
| G• P••••••• other | $36B | +5.1% | 0.0% | 7 | 28 | ||||
| L••• S••• F•••• asset manager | $36B | -4.5% | 1 | $36B | 0.0% | 2 | 33 | ||
| B••••••••• C••••• S••••••••• S••••••••• L•• institutional | $36B | +19% | 0.0% | 4 | 1 | ||||
| C•••• C•••••• M••••••••• G•••• I•• BD affiliated | $36B | +17% | 1 | $36B | 70% | 55% | 35,290 | 1 | |
| H•• C•••••• M••••••••• asset manager | $36B | +25% | 1 | $36B | 0.0% | 4 | 4 | ||
| N•• E••••••••• A••••••••• asset manager | $36B | +28% | 0.0% | 6 | 27 | ||||
| A•••• C•••••• M••••••••• L•••••• asset manager | $36B | +101% | 0.0% | 1 | 19 | ||||
| E•••• V•••• A••••••• I••••••••• L••• asset manager | $36B | -1.2% | 0.0% | 4 | |||||
| S•••••••• I••••••••• M••••••••• L•• institutional | $36B | +20% | 1.2% | 100% | 1 | 26 | |||
| C••••••••• L••• asset manager | $35B | +23% | 1 | $35B | 0.0% | 9 | 46 | ||
| A•••• L•• other | $35B | +58% | 0.0% | 2 | |||||
| E••••• P••••••• G••••• L•• asset manager | $35B | +6.8% | 0.0% | 2 | 15 | ||||
| G••••••••• P•••••••• A••••••• L•• institutional | $35B | +35% | 6 | $5.8B | 0.1% | 100% | 1 | ||
| S••••••• C•••••• M••••••••• I••• other | $35B | +14% | 0.2% | 100% | 4 | 14 | |||
| F•••• S•••••• • C•• mixed wealth | $35B | -0.1% | 16 | $2.2B | 45% | 89% | 171 | 1 | |
| A••••• F•••••••• A•••••••• L•• independent RIA | $35B | +14% | 64 | $548M | 100% | 1 | |||
| O•••••• C••••• I••••••••• L•• asset manager | $35B | +2.3% | 0.0% | 1 | 59 | ||||
| R•••••• I••••••••• asset manager | $35B | +29% | 80 | $438M | 0.0% | 2 | 43 | ||
| V••••• F•••• I••••• A•••••••• L•• other | $35B | +5.8% | 4 | $8.7B | 1.5% | 100% | 7 | 15 | |
| S•••••••• A•••••••• L•• BD affiliated | $35B | +26% | 404 | $86.3M | 88% | 74% | 47 | 84 | |
| S•••••••• C•••••• M••••••••• ••• I••• other | $35B | +19% | 0.5% | 100% | 1 | 66 | |||
| K••• S••••• C•••••• M••••••••• L••• asset manager | $35B | +7.0% | 0.0% | 4 | 63 | ||||
| S••••••• I••••••••• A•••••••• I••• other | $35B | +2.7% | 76 | $454M | 14% | 2 | |||
| B••••• H••••• U• I••••••••• M••••••••• L• asset manager | $34B | +64% | 0.0% | 15 | |||||
| R•••• A•••••• L••••• asset manager | $34B | +17% | 0.0% | 10 | |||||
| W••••••••• A••••••• independent RIA | $34B | +33% | 237 | $145M | 97% | 95% | 41 | 27 | |
| R•••• C•••••• M••••••••• L•• asset manager | $34B | +5.0% | 0.0% | 1 | 14 | ||||
| K•••• A••••••• C•••••• A•••••••• L••• asset manager | $34B | +12% | 1 | $34B | 0.1% | 100% | 1 | 7 | 82 |
| V••• A••••••••• A•••• M••••••••• L•• asset manager | $34B | +32% | 56 | $607M | 0.0% | 3 | 56 | ||
| C••••••••• C••••••••• A••••••• S•••••••• independent RIA | $34B | +39% | 65 | $521M | 63% | 96% | 66 | 11 | 3 |
| E•••••••• I••••••••• G•••• asset manager | $34B | +20% | 0.0% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.