DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
878 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ARCWOOD FINANCIAL, LLC institutional | $187M | 3 | $62.2M | 6.9% | 56% | 10 | 1 | ||
| BLOCK WEALTH MANAGEMENT, INC independent RIA | $186M | +19% | 1 | $186M | 59% | 12% | 75 | 1 | |
| RETIREMENT ADVISORS, LLC other | $186M | +6.8% | 3 | $62.1M | 19% | 70% | 18 | 2 | |
| H••••••••• F••••••••• I••• independent RIA | $186M | +20% | 2 | $93.0M | 71% | 44% | 130 | 1 | |
| F•••••••• F•••••• F•• D••••••• L•• independent RIA | $182M | +20% | 3 | $60.7M | 66% | 90% | 40 | 1 | |
| F•••• P•••• F•••••••• A••••••• independent RIA | $181M | +26% | 2 | $90.6M | 62% | 80% | 57 | 1 | |
| W••••• • A••••••••• I••• independent RIA | $180M | +27% | 3 | $60.1M | 53% | 55% | 57 | 2 | |
| G••••• K• P•••• A•• W••••• M••••••••• A• D•• O• G••••• K• W••••• M• mixed wealth | $179M | +13% | 1 | $179M | 35% | 79% | 55 | 2 | |
| C•••••••• W••••• M••••••••• independent RIA | $179M | +12% | 2 | $89.3M | 92% | 70% | 170 | 1 | |
| A•• C•••••• M••••••••• I••• independent RIA | $179M | +20% | 4 | $44.6M | 97% | 72% | 70 | 3 | |
| M•••• F••••••••• L•• independent RIA | $178M | +16% | 5 | $35.5M | 64% | 87% | 19 | 1 | 1 |
| H••• P•••••• W••••• independent RIA | $177M | +38% | 3 | $59.2M | 67% | 66% | 51 | 1 | |
| C•••••• A•••••••• L•• independent RIA | $176M | +11% | 2 | $88.2M | 91% | 80% | 263 | 1 | |
| P•••• F•••••••• G•••• W••••• M••••••••• I••• independent RIA | $173M | +25% | 5 | $34.7M | 97% | 16% | 102 | 2 | |
| G•••••• I••••••••• A•••••••• I••• independent RIA | $173M | +6.6% | 5 | $34.6M | 60% | 37% | 77 | 2 | |
| F•••• 4•• •• G••••• L•• institutional | $170M | +70% | 2 | $84.9M | 0.0% | 1 | |||
| T•• G•••• I••••••••• A•••••••• L•• independent RIA | $168M | +15% | 2 | $84.2M | 66% | 57% | 93 | 1 | |
| T••••• F•••••••• independent RIA | $162M | 3 | $54.2M | 82% | 100% | 30 | 1 | ||
| H••• R••• I••• institutional | $161M | -1.0% | 0.0% | 2 | |||||
| R•• C•••••• M••••••••• I••• institutional | $161M | +16% | 1 | $161M | 5.0% | 74% | 12 | 1 | |
| P•••••••• F•••••••• W••••• M••••••••• independent RIA | $160M | +13% | 1 | $160M | 54% | 78% | 128 | 1 | |
| G•••••• I••••••••• S••••••••• independent RIA | $158M | +25% | 2 | $79.0M | 58% | 65% | 131 | 1 | |
| 4••• G••••••••• independent RIA | $156M | -9.5% | 6 | $26.1M | 77% | 59% | 11 | 1 | |
| D•• A••••••• independent RIA | $156M | +8.3% | 3 | $52.0M | 79% | 90% | 37 | 1 | |
| K••••• R••••••••• P••• A•••••••• L•• institutional | $156M | +32% | 1 | $156M | 4.8% | 86% | 5 | 1 | |
| W••••• F•••••••• independent RIA | $152M | +48% | 2 | $76.2M | 84% | 67% | 236 | 1 | |
| F•• R••••••••• S••••••• institutional | $146M | +8.1% | 6 | $24.4M | 0.0% | 1 | |||
| E••• I••••••••• M••••••••• independent RIA | $145M | 3 | $48.2M | 70% | 34% | 82 | 1 | ||
| G••••• P••• W••••• M••••••••• L•• independent RIA | $144M | +20% | 2 | $72.1M | 57% | 71% | 81 | 1 | |
| V•• D•••• C•••••• independent RIA | $144M | 8 | $18.0M | 97% | 65% | 54 | 3 | ||
| S••••• S••••• C•••••• L•• independent RIA | $140M | +38% | 2 | $70.2M | 62% | 85% | 40 | 1 | |
| H•••• W••••• A•••••••• L•• independent RIA | $133M | +31% | 3 | $44.4M | 69% | 75% | 40 | 1 | |
| T•• B•••• G•••• mixed wealth | $132M | 2 | $65.8M | 30% | 74% | 29 | 1 | ||
| P••••• W••••• S•••••••• mixed wealth | $130M | 39% | 72% | 1 | |||||
| C•••• A••••••• G••••• L••• independent RIA | $129M | 1 | $129M | 72% | 93% | 75 | 1 | ||
| P•••••• I••••••••• A•••••••• L•• independent RIA | $129M | 11 | $11.7M | 71% | 71% | 21 | 5 | ||
| H•••••• C•••••• I••••••••• I••• mixed wealth | $127M | 5 | $25.5M | 30% | 45% | 54 | 1 | ||
| G••••••••• W••••• S••••••••• independent RIA | $127M | +23% | 3 | $42.3M | 73% | 68% | 68 | 3 | |
| I•• institutional | $125M | 5 | $25.0M | 0.0% | 3 | ||||
| G•• C•••••• M••••••••• independent RIA | $120M | 4 | $30.0M | 66% | 73% | 78 | 1 | ||
| I••••••••• P••••••• • W••••• M••••••••• L•• independent RIA | $119M | +49% | 4 | $29.9M | 89% | 65% | 34 | 4 | |
| H•• F•••••••• S•••••••• L•• independent RIA | $119M | +0.5% | 1 | $119M | 52% | 72% | 194 | 1 | |
| C••••••• B•••••••• L•• independent RIA | $116M | 1 | $116M | 82% | 85% | 109 | 1 | ||
| R••••••••• P•••••••• L•• independent RIA | $115M | +15% | 4 | $28.8M | 63% | 44% | 19 | 1 | |
| A••• C•••••• L•• mixed wealth | $115M | 1 | $115M | 31% | 99% | 3 | 2 | ||
| 5• C•••••• P•••••••• L•• independent RIA | $113M | 4 | $28.3M | 73% | 50% | 65 | 1 | ||
| E••••• W••••• A•••••••• L•• mixed wealth | $112M | 3 | $37.4M | 36% | 76% | 67 | 1 | ||
| P•• A••••••• mixed wealth | $112M | +6.9% | 2 | $55.8M | 50% | 73% | 65 | 1 | |
| M•••••• W••••• M••••••••• L•• independent RIA | $110M | +15% | 2 | $55.2M | 71% | 66% | 48 | 1 | |
| G•••• C•••••• M••••••••• L•• independent RIA | $109M | -24% | 2 | $54.3M | 67% | 65% | 39 | 1 | |
| T•• P•••• P••••••• L••••• other | $109M | 1 | $109M | 14% | 100% | 3 | 2 | ||
| O••••••••• W••••• M••••••••• L•• independent RIA | $103M | +33% | 3 | $34.3M | 100% | 75% | 41 | 3 | |
| U•• W••••• M••••••••• R•• L•• mixed wealth | $103M | 11 | $9.3M | 44% | 97% | 8 | 1 | ||
| V•••••• W••••• P••••••• independent RIA | $102M | -0.1% | 5 | $20.5M | 62% | 33% | 70 | 2 | |
| P•••••• A••••••• I••• mixed wealth | $101M | 1 | $101M | 45% | 93% | 26 | 4 | ||
| V•••• F•••••••• L•• institutional | $92.5M | 1 | $92.5M | 0.0% | 1 | ||||
| B•••••• F•••• W••••• M••••••••• L•• independent RIA | $91.7M | +20% | 4 | $22.9M | 87% | 33% | 111 | 1 | |
| N•••• A••••••• independent RIA | $91.3M | -55% | 3 | $30.4M | 65% | 47% | 89 | 2 | |
| O•• C•••• A•••••••• L•• independent RIA | $90.2M | +29% | 3 | $30.1M | 100% | 61% | 63 | 1 | |
| W••••••• independent RIA | $87.8M | +42% | 5 | $17.6M | 88% | 37% | 81 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.