DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| INVESTMENT CONSULTING GROUP INC other | $2.8B | +9.2% | 2 | $1.4B | 12% | 93% | 62 | 2 | |
| FRAGASSO FINANCIAL ADVISORS independent RIA | $2.8B | +17% | 25 | $113M | 96% | 83% | 83 | 4 | |
| TREK FINANCIAL independent RIA | $2.8B | +13% | 63 | $44.8M | 86% | 62% | 72 | 34 | |
| S•••••••• F•••••••• S••••••• independent RIA | $2.8B | +23% | 28 | $100M | 70% | 89% | 43 | 6 | |
| B•••••••• A•••• M••••••••• L•• independent RIA | $2.8B | +9.9% | 6 | $465M | 85% | 100% | 387 | 1 | 2 |
| S•••• H••• F•••••••• M••••••••• L•• institutional | $2.8B | +17% | 0.0% | 1 | |||||
| L•• I••••••••• independent RIA | $2.8B | +98% | 24 | $116M | 68% | 96% | 20 | 4 | |
| E•• F•••••••• A••••••• independent RIA | $2.8B | +31% | 506 | $5.5M | 95% | 46% | 24 | 258 | |
| E••••• F••••••••• L•• institutional | $2.8B | +51% | 7 | $396M | 3.1% | 80% | 17 | 3 | |
| R••• A•• A•••••••• L•• institutional | $2.8B | +33% | 0.0% | 3 | |||||
| G••••••• W••••• A•••••••• L•• independent RIA | $2.7B | +34% | 33 | $83.1M | 72% | 78% | 64 | 14 | |
| B•••• W•••••• L•• independent RIA | $2.7B | -0.6% | 61 | $44.8M | 93% | 68% | 140 | 15 | |
| C•• I••••••••• A••••••• S••••••• L•• independent RIA | $2.7B | +15% | 10 | $273M | 64% | 92% | 114 | 3 | |
| R•• F•••••••• A••••••• I•• independent RIA | $2.7B | +14% | 20 | $136M | 65% | 96% | 36 | 5 | |
| D••••• W••••••• A•••• M••••••••• L•• mixed wealth | $2.7B | +25% | 15 | $180M | 30% | 60% | 133 | 1 | |
| M•••••••• G••••• I••• institutional | $2.7B | +20% | 15 | $178M | 6.1% | 81% | 9 | 1 | |
| P••••••• A•• C•••••• A••••••• L•• independent RIA | $2.7B | +17% | 13 | $205M | 70% | 87% | 85 | 1 | |
| M•••••••• M•••••• P••• • W•••••••• I••• independent RIA | $2.7B | +17% | 10 | $266M | 65% | 90% | 94 | 1 | |
| E••••• F•••••••• G•••• mixed wealth | $2.6B | +16% | 13 | $203M | 49% | 88% | 64 | 7 | |
| J••••• C•••••• M••••••••• L•• independent RIA | $2.6B | +21% | 31 | $85.2M | 90% | 84% | 94 | 4 | |
| T•• P•••••• F•••••••• G••••• L•• independent RIA | $2.6B | +25% | 35 | $75.4M | 54% | 62% | 67 | 25 | |
| P••••••• F•••••••• independent RIA | $2.6B | 15 | $176M | 64% | 89% | 59 | 2 | ||
| P•••••• S••••••••• L•• mixed wealth | $2.6B | +16% | 58 | $45.2M | 26% | 67% | 24 | 9 | |
| I••••• R••••••••• G•••• mixed wealth | $2.6B | +13% | 10 | $262M | 26% | 77% | 80 | 1 | |
| T•••••••• W••••• M••••••••• L•• independent RIA | $2.6B | +21% | 24 | $108M | 85% | 83% | 90 | 4 | |
| G••••••• W••••• S•••••••• L•• independent RIA | $2.6B | +17% | 14 | $183M | 96% | 99% | 26 | 17 | |
| S•••••••• B••••••••• L•• independent RIA | $2.5B | -5.1% | 54 | $47.0M | 98% | 70% | 62 | 27 | |
| C•• F•••••••• G••••• L•• mixed wealth | $2.5B | +14% | 1 | $2.5B | 31% | 92% | 544 | 2 | |
| R•• P•••••• W••••• independent RIA | $2.5B | +18% | 27 | $92.9M | 84% | 91% | 35 | 7 | |
| M••• S••••• F•••••••• S••••••••• L•• independent RIA | $2.5B | +0.5% | 41 | $61.2M | 95% | 87% | 48 | 22 | |
| N•••• S••• I••••••••• M••••••••• C••••••••• independent RIA | $2.5B | +9.7% | 11 | $227M | 78% | 81% | 231 | 3 | |
| P•••••••• F•••••••• S••••••• independent RIA | $2.5B | +32% | 49 | $51.0M | 93% | 79% | 63 | 15 | |
| E••••••• A••••••• independent RIA | $2.5B | +31% | 36 | $68.4M | 96% | 78% | 63 | 3 | |
| F•••••••• F•••• institutional | $2.5B | -52% | 1 | $2.5B | 0.0% | 2 | |||
| U•••• I••••••••• A••••••• other | $2.5B | -4.1% | 4.8% | 100% | 2 | ||||
| J•••• T•••••• I••••••••• P•••••••• L•• independent RIA | $2.4B | +33% | 37 | $66.1M | 70% | 79% | 46 | 3 | 1 |
| R••••••••• R•••••••• I••••••••• C••••••••• institutional | $2.4B | +23% | 2 | $1.2B | 6.5% | 82% | 61 | 1 | |
| S••••••••• F•••••••• G••••• L•• mixed wealth | $2.4B | 7 | $343M | 25% | 75% | 105 | 2 | ||
| C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated | $2.4B | +24% | 103 | $23.2M | 96% | 58% | 60 | 40 | |
| N•••••••• C••••••• L•• independent RIA | $2.4B | +24% | 6 | $399M | 97% | 61% | 351 | 1 | |
| S••••••• P•••••••• L•• institutional | $2.4B | +16% | 4 | $590M | 8.8% | 98% | 13 | 1 | |
| T•• A•••••••• I••• BD affiliated | $2.3B | +18% | 303 | $7.6M | 94% | 26% | 17 | 121 | |
| V•••• C•••••• P•••••••• L•• independent RIA | $2.3B | +11% | 47 | $48.7M | 91% | 50% | 108 | 32 | |
| S••••••• I••••••••• P••••••• L•• institutional | $2.3B | +16% | 8 | $285M | 5.6% | 100% | 1 | 1 | |
| G•••••• W••••• P•••••••• L•• independent RIA | $2.3B | +82% | 104 | $21.9M | 98% | 59% | 70 | 26 | |
| S••••••••• F•••••••• G••••• L•• independent RIA | $2.3B | +24% | 25 | $91.1M | 72% | 79% | 51 | 5 | |
| J•• A••••••• independent RIA | $2.3B | +28% | 12 | $190M | 83% | 56% | 641 | 1 | |
| F•••••• W••••• M••••••••• I••• independent RIA | $2.3B | +20% | 11 | $206M | 55% | 65% | 197 | 1 | |
| W••••••• C•••••• independent RIA | $2.3B | +34% | 53 | $42.7M | 90% | 81% | 49 | 13 | |
| R••••• • K•••••••• I••• independent RIA | $2.3B | +21% | 20 | $113M | 56% | 78% | 49 | 2 | |
| T••••• P••••• W••••• M••••••••• mixed wealth | $2.2B | +32% | 20 | $112M | 29% | 52% | 30 | 2 | |
| H•••• I•••••••• mixed wealth | $2.2B | +18% | 16 | $139M | 41% | 52% | 79 | 1 | |
| U••••• A•••• S••••••••• I••• independent RIA | $2.2B | +13% | 25 | $88.7M | 92% | 82% | 63 | 2 | |
| T•• F•••••••• A•••••••• L•• mixed wealth | $2.2B | +13% | 18 | $123M | 41% | 71% | 30 | 1 | |
| G••••• S•••• W••••• M••••••••• L•• independent RIA | $2.2B | +21% | 47 | $47.1M | 97% | 78% | 88 | 27 | |
| K•••• J••••••• W••••• M••••••••• L•• independent RIA | $2.2B | +18% | 6 | $367M | 79% | 71% | 490 | 1 | |
| W••••••••• I••••••••• M••••••••• L•• independent RIA | $2.2B | +39% | 29 | $75.4M | 86% | 62% | 71 | 5 | 2 |
| P••••••• P•••••• C••••••••• L•• institutional | $2.2B | +43% | 3 | $723M | 0.0% | 1 | |||
| O•••••• W••••• A••••••• L•• independent RIA | $2.2B | +20% | 32 | $67.3M | 83% | 60% | 115 | 5 | |
| F•••••••• M••••••••• N•••••• I•• independent RIA | $2.1B | +22% | 21 | $102M | 71% | 83% | 66 | 3 |
878 practices match (Retirement plan adviser). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.