DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| COLBECK CAPITAL MANAGEMENT, LLC asset manager | $1.7B | +2.5% | 0.0% | 1 | 16 | ||||
| BROADWOOD CAPITAL, INC asset manager | $1.7B | +30% | 0.0% | 1 | 1 | ||||
| CLARKSTON CAPITAL PARTNERS, LLC other | $1.7B | -75% | 6 | $285M | 11% | 60% | 21 | 1 | 1 |
| A••••••• W••••• M••••••••• L•• independent RIA | $1.7B | +49% | 49 | $34.9M | 100% | 34% | 53 | 12 | |
| H••••••••• P••••••• asset manager | $1.7B | +15% | 0.0% | 2 | 13 | ||||
| Q•••• I••••••••• M••••••••• L•• other | $1.7B | +8.0% | 6 | $285M | 6.0% | 64% | 13 | 1 | |
| L•••• C•••••• L•• asset manager | $1.7B | +41% | 0.0% | 2 | 18 | ||||
| P•• G••••• L•• institutional | $1.7B | +143% | 0.0% | 3 | 2 | ||||
| C•••••• S•• P••••••• ••• L• independent RIA | $1.7B | +101% | 84% | 100% | 4 | 3 | |||
| T•• P••••••• G•••• L•• asset manager | $1.7B | +6.2% | 0.0% | 2 | 17 | ||||
| O•• R•••• I••••••••• L•• independent RIA | $1.7B | +31% | 2 | $852M | 84% | 33% | 1,912 | 1 | |
| S•••••• A•••• M••••••••• L•• other | $1.7B | +9.7% | 20 | $85.2M | 15% | 82% | 12 | 2 | 4 |
| A••••••• I••••••••• asset manager | $1.7B | +0.0% | 0.0% | 1 | 4 | ||||
| S••••••• G•••• A•••• M••••••••• L•• independent RIA | $1.7B | +21% | 3 | $568M | 77% | 96% | 67 | 2 | |
| N•••• P••• C•••••• M••••••••• L•• asset manager | $1.7B | +6.3% | 0.0% | 1 | 7 | ||||
| O••••••• P••••••• L•• institutional | $1.7B | -35% | 0.0% | 1 | 4 | ||||
| K•• C•••••• A•••••••• L•• asset manager | $1.7B | -18% | 0.0% | 1 | |||||
| L••••••• I••••••••• M••••••••• L•• asset manager | $1.7B | +9.2% | 0.0% | 1 | 4 | ||||
| C••••• C•••••••• W••••• M••••••••• L•• independent RIA | $1.7B | 10 | $170M | 94% | 100% | 5 | |||
| G•••••• • C•••• I••• independent RIA | $1.7B | +25% | 18 | $94.3M | 94% | 91% | 49 | 1 | |
| R•••• I••••••••• A••••••• other | $1.7B | +10% | 6 | $283M | 19% | 97% | 12 | 6 | |
| R••••••••• W••••• L•• independent RIA | $1.7B | +126% | 31 | $54.8M | 93% | 81% | 115 | 3 | 2 |
| P••••••• G•••••• P••••••• L•• asset manager | $1.7B | +0.3% | 0.0% | 1 | 1 | ||||
| P••••••• C•••••• M••••••••• L• asset manager | $1.7B | -3.4% | 0.0% | 1 | 2 | ||||
| C••••••• G••••• I••• mixed wealth | $1.7B | +9.9% | 6 | $282M | 34% | 97% | 21 | 1 | 16 |
| C•• F•••••••• S•••••••• L••••• independent RIA | $1.7B | +17% | 12 | $141M | 83% | 80% | 108 | 2 | |
| M•• C•• independent RIA | $1.7B | +14% | 16 | $106M | 55% | 56% | 90 | 4 | |
| S••••• A••••••• W•••••• L•• independent RIA | $1.7B | +45% | 47 | $35.9M | 100% | 41% | 102 | 19 | |
| W••••••••• C••••••••• S••••••• I•• independent RIA | $1.7B | +29% | 9 | $188M | 100% | 6.8% | 1,036 | 2 | |
| A••••••• P•••••••• L•• asset manager | $1.7B | -0.3% | 2 | $844M | 0.0% | 1 | |||
| P••••••• I••••••••• A••••••• independent RIA | $1.7B | +20% | 7 | $241M | 99% | 96% | 76 | 1 | |
| N••••••• F•••••• L•• platform/SMA | $1.7B | +19% | 90% | 100% | 1 | ||||
| L•• F•••••••• C••••••• L•• independent RIA | $1.7B | +12% | 31 | $54.3M | 97% | 90% | 14 | 1 | 4 |
| S•••• A••••••••• C•••••• C•••• platform/SMA | $1.7B | -3.6% | 1 | $1.7B | 22% | 68% | 81 | 1 | |
| C••••••••• C•••••• P••••••• independent RIA | $1.7B | +13% | 15 | $112M | 77% | 85% | 59 | 1 | |
| A•••••• C•••••• G••••• L•• asset manager | $1.7B | +6.4% | 0.0% | 1 | 19 | ||||
| E•••• I••••••••• asset manager | $1.7B | +40% | 0.0% | 1 | 11 | ||||
| T•••• C•••••• M••••••••• L• asset manager | $1.7B | -5.8% | 1 | $1.7B | 0.0% | 1 | 4 | ||
| T•••••• C•••••• G•••• asset manager | $1.7B | +12% | 0.0% | 1 | 11 | ||||
| W•••••••• A•••• M••••••••• independent RIA | $1.7B | +12% | 10 | $168M | 97% | 98% | 37 | 1 | |
| P••••• A•••••••• M••••• G••••• L•• independent RIA | $1.7B | +8.8% | 19 | $88.3M | 93% | 93% | 32 | 5 | |
| R•••••• K•••• L•• asset manager | $1.7B | 1 | $1.7B | 0.0% | 2 | 12 | |||
| A•••••• I••••••••• M••••••••• L•• asset manager | $1.7B | +234% | 1 | $1.7B | 0.0% | 1 | |||
| C•• A•••••••• L•• independent RIA | $1.7B | -20% | 17 | $98.6M | 91% | 42% | 55 | 4 | |
| A•••• C•••••• M••••••••• L•• asset manager | $1.7B | +104% | 0.0% | 2 | 2 | ||||
| J••• F••••• • C•• L•• independent RIA | $1.7B | +17% | 8 | $209M | 89% | 88% | 130 | 1 | |
| T••••••• A••••••• independent RIA | $1.7B | +7.6% | 6 | $279M | 75% | 100% | 1 | 6 | |
| D•••••• C•••••• M••••••••• L••• asset manager | $1.7B | +60% | 0.0% | 1 | 9 | ||||
| P••••• C•••••• P•••••••• I••• asset manager | $1.7B | -3.5% | 0.0% | 2 | 4 | ||||
| K•• F•••••••• P•••••••• L•• independent RIA | $1.7B | +4.6% | 7 | $239M | 99% | 82% | 186 | 6 | |
| P••••••• institutional | $1.7B | 0.0% | 1 | ||||||
| Q••••••••• I••••••••• M••••••••• L•• asset manager | $1.7B | -3.8% | 0.0% | 1 | 2 | ||||
| F••••••• C••••• C••••••• L•• asset manager | $1.7B | +55% | 0.0% | 2 | 23 | ||||
| C••••• I••••••••• S•••••••• asset manager | $1.7B | +29% | 7 | $239M | 0.0% | 1 | 6 | ||
| M••••• • M••••• A•••• M••••••••• asset manager | $1.7B | +9.0% | 3 | $557M | 0.0% | 1 | 9 | ||
| C••••• F•••••••• S••••••••• I••• independent RIA | $1.7B | +16% | 29 | $57.6M | 82% | 86% | 34 | 2 | |
| C•••••• M••••••• P••••••• L• asset manager | $1.7B | +22% | 0.0% | 1 | 17 | ||||
| O••••• I••••••••• A•••••••• I••• independent RIA | $1.7B | +1.1% | 8 | $209M | 76% | 77% | 163 | 2 | |
| A•••••••• A••••••• G•••• I••• independent RIA | $1.7B | +16% | 14 | $119M | 100% | 85% | 106 | 12 | |
| A•••••• I••••••••• M••••••••• L• asset manager | $1.7B | -16% | 0.0% | 2 | 7 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.