DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WEALTH PRESERVATION ADVISORS, LLC independent RIA | $592M | +10% | 2 | $296M | 100% | 80% | 165 | 1 | |
| HZ INVESTMENTS INC. independent RIA | $591M | +10% | 1 | $591M | 100% | 100% | 21 | 1 | |
| WALTER C. FLOWER & CO., INC independent RIA | $591M | +26% | 2 | $296M | 100% | 100% | 19 | 1 | |
| FAIRFIELD, BUSH & CO. independent RIA | $589M | +13% | 3 | $196M | 98% | 90% | 80 | 1 | |
| VIRAGE CAPITAL MANAGEMENT LP asset manager | $588M | -15% | 1 | $588M | 0.0% | 1 | 6 | ||
| BROCK FIDUCIARY SERVICES LLC institutional | $588M | -27% | 1 | $588M | 0.0% | 1 | |||
| JPL WEALTH MANAGEMENT, LLC independent RIA | $588M | +14% | 2 | $294M | 99% | 91% | 145 | 1 | |
| RILEY FRIEDMAN ASSET MANAGEMENT independent RIA | $585M | +16% | 2 | $292M | 95% | 92% | 104 | 1 | |
| AVALON CAPITAL MANAGEMENT independent RIA | $582M | +19% | 3 | $194M | 96% | 98% | 53 | 1 | |
| STEWART WEALTH MANAGEMENT, INC. independent RIA | $582M | +16% | 3 | $194M | 100% | 94% | 115 | 1 | |
| RTW FINANCIAL ADVISORS INC independent RIA | $581M | +14% | 3 | $194M | 86% | 93% | 59 | 1 | |
| HARVEY CAPITAL MANAGEMENT INC independent RIA | $579M | +11% | 3 | $193M | 92% | 95% | 54 | 1 | |
| VALUEWORKS, LLC mixed wealth | $577M | +34% | 1 | $577M | 21% | 85% | 77 | 2 | 1 |
| MUDDY WATERS CAPITAL LLC asset manager | $576M | +87% | 1 | $576M | 0.0% | 2 | 5 | ||
| G&H INVESTMENTS independent RIA | $576M | +15% | 3 | $192M | 58% | 90% | 43 | 1 | |
| KEIDAN FINANCIAL CONSULTANTS LLC independent RIA | $575M | +16% | 2 | $287M | 99% | 97% | 92 | 1 | |
| CURTIS ADVISORY GROUP, LLC independent RIA | $574M | +18% | 3 | $191M | 74% | 95% | 46 | 1 | |
| LINEPOINT PARTNERS & CO. mixed wealth | $572M | +0.8% | 1 | $572M | 30% | 100% | 1 | 8 | |
| CONNING INVESTMENT PRODUCTS, INC. institutional | $572M | +10% | 1 | $572M | 0.0% | 1 | |||
| INDEPENDENT INVESTORS INC independent RIA | $572M | +5.7% | 2 | $286M | 51% | 95% | 48 | 1 | |
| SANCHEZ WEALTH MANAGEMENT GROUP, LLC independent RIA | $571M | +23% | 3 | $190M | 98% | 75% | 179 | 1 | |
| TTP INVESTMENTS, INC. independent RIA | $571M | +18% | 3 | $190M | 100% | 88% | 127 | 1 | |
| INCA INVESTMENTS, LLC other | $570M | +22% | 1 | $570M | 0.0% | 3 | 1 | ||
| INVERIS US LLC other | $568M | +80% | 1 | $568M | 18% | 85% | 216 | 2 | |
| ALTERI WEALTH independent RIA | $566M | -27% | 3 | $189M | 97% | 45% | 109 | 1 | |
| FRIEDLANDER & CO INC independent RIA | $565M | +12% | 1 | $565M | 91% | 100% | 1 | ||
| SHIKIAR ASSET MANAGEMENT INC independent RIA | $564M | +6.0% | 2 | $282M | 91% | 100% | 1 | ||
| DARA CAPITAL US, INC. independent RIA | $563M | +9.2% | 2 | $282M | 73% | 99% | 26 | 1 | |
| JACOBSEN CAPITAL MANAGEMENT independent RIA | $563M | +19% | 3 | $188M | 99% | 97% | 38 | 1 | |
| JOHN A. WOLFE & ASSOCIATES, INC. independent RIA | $561M | +4.9% | 1 | $561M | 99% | 79% | 446 | 2 | |
| VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES independent RIA | $559M | +21% | 2 | $280M | 98% | 65% | 350 | 1 | |
| PHD RETIREMENT CONSULTING institutional | $559M | +27% | 1 | $559M | 0.0% | 1 | |||
| OGOREK WEALTH MANAGEMENT, LLC independent RIA | $559M | +6.4% | 2 | $279M | 81% | 90% | 96 | 1 | |
| WESTCHESTER CAPITAL MANAGEMENT INC independent RIA | $556M | +11% | 3 | $185M | 90% | 87% | 148 | 1 | |
| O'ROURKE & COMPANY, INCORPORATED independent RIA | $555M | +26% | 2 | $278M | 97% | 85% | 290 | 1 | |
| SARASIN ASSET MANAGEMENT LIMITED bank affiliated | $555M | -4.2% | 2 | $277M | 70% | 100% | 59 | 1 | |
| SUNTX CAPITAL MANAGEMENT CORP. asset manager | $554M | +18% | 1 | $554M | 0.0% | 1 | 3 | ||
| CREEKSIDE PARTNERS independent RIA | $553M | +9.5% | 2 | $277M | 95% | 91% | 137 | 1 | |
| TSP CAPITAL MANAGEMENT GROUP, LLC independent RIA | $553M | +43% | 2 | $277M | 90% | 94% | 67 | 1 | |
| TOLSMA INVESTMENTS, LLC independent RIA | $553M | +35% | 1 | $553M | 100% | 99% | 215 | 1 | |
| BROADLEAF PARTNERS, LLC independent RIA | $551M | +11% | 3 | $184M | 79% | 89% | 76 | 1 | |
| MACK & CO. PARTNERS, LP independent RIA | $549M | +436% | 2 | $274M | 96% | 100% | 4 | 1 | 4 |
| WHITEGATE INVESTMENT COUNSELORS, INC. independent RIA | $545M | -0.0% | 3 | $182M | 99% | 98% | 45 | 1 | |
| SELBY WEALTH MANAGEMENT independent RIA | $545M | 3 | $182M | 88% | 95% | 56 | 1 | ||
| SIERRA OCEAN, LLC independent RIA | $545M | +22% | 3 | $182M | 52% | 86% | 52 | 1 | |
| ANDREWS, LUCIA WEALTH MANAGEMENT LLC independent RIA | $543M | +9.4% | 1 | $543M | 99% | 94% | 192 | 1 | |
| FOUNTAINHEAD FINANCIAL, LLC independent RIA | $543M | +20% | 2 | $272M | 99% | 99% | 48 | 1 | |
| BEACON INVESTMENT ADVISORS LLC independent RIA | $542M | +61% | 1 | $542M | 61% | 68% | 118 | 1 | |
| AFFILIATED FINANCIAL ADVISORS INC independent RIA | $541M | +17% | 3 | $180M | 100% | 69% | 299 | 1 | |
| NORTHMARQ FUND MANAGEMENT, LLC asset manager | $541M | +10% | 1 | $541M | 0.0% | 5 | |||
| GRAY PRIVATE WEALTH, LLC independent RIA | $541M | +16% | 3 | $180M | 87% | 89% | 87 | 1 | |
| CAZ INVESTMENTS REGISTERED ADVISER LLC asset manager | $541M | +201% | 1 | $541M | 0.0% | 1 | |||
| LK&A INVESTMENT COUNSEL independent RIA | $540M | +1.8% | 2 | $270M | 99% | 98% | 39 | 1 | |
| DYNAMIC FINANCIAL GROUP independent RIA | $540M | +14% | 3 | $180M | 100% | 58% | 287 | 1 | |
| K FUND CAPITAL MANAGEMENT, LLC asset manager | $539M | +58% | 1 | $539M | 0.0% | 1 | 10 | ||
| MOUNTAIN HILL INVESTMENT PARTNERS independent RIA | $539M | +50% | 3 | $180M | 67% | 88% | 52 | 1 | |
| WEAVER CAPITAL MANAGEMENT, LLC independent RIA | $538M | +24% | 3 | $179M | 91% | 91% | 68 | 1 | |
| REDMOND ASSET MANAGEMENT, LLC independent RIA | $537M | -3.6% | 2 | $269M | 81% | 86% | 146 | 1 | |
| JUNIPER CAPITAL ADVISORS, L.P. asset manager | $535M | -26% | 1 | $535M | 0.0% | 1 | 5 | ||
| TRIAGEN WEALTH MANAGEMENT LLC independent RIA | $535M | +13% | 3 | $178M | 97% | 78% | 116 | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.