DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SECURITY FIRST FINANCIAL independent RIA | $300M | +12% | 2 | $150M | 100% | 36% | 320 | 1 | |
| PETERSON FINANCIAL GROUP, INC. independent RIA | $299M | +21% | 3 | $99.7M | 98% | 34% | 172 | 1 | |
| HAMRICK INVESTMENT COUNSEL, LLC independent RIA | $299M | +11% | 3 | $99.7M | 93% | 92% | 33 | 1 | |
| V••••••••• W••••• M••••••••• mixed wealth | $299M | +5.5% | 1 | $299M | 44% | 94% | 72 | 1 | 2 |
| G••••••• C••••••• L•• independent RIA | $299M | +71% | 3 | $99.7M | 93% | 95% | 51 | 1 | 3 |
| G•••••• I••••••••• L•• asset manager | $299M | +30% | 1 | $299M | 0.0% | 1 | |||
| S••••• F••• A••••••••• L•• asset manager | $299M | +8.4% | 1 | $299M | 0.0% | 2 | 8 | ||
| P•••••••• W••••• S•••••••• independent RIA | $299M | +16% | 1 | $299M | 100% | 97% | 107 | 1 | |
| A••• A••••••• L•• independent RIA | $299M | +35% | 1 | $299M | 100% | 100% | 1 | ||
| V••••••• W••••• M••••••••• independent RIA | $299M | 1 | $299M | 100% | 64% | 362 | 1 | ||
| C••••••• H••• P••••••• L•• independent RIA | $299M | -10% | 1 | $299M | 95% | 88% | 183 | 1 | |
| T•••• T•••• P••• L•• mixed wealth | $298M | +56% | 1 | $298M | 33% | 98% | 141 | 1 | |
| S•••• C•••••• M••••••••• I••• independent RIA | $298M | +18% | 3 | $99.2M | 100% | 59% | 216 | 1 | |
| G•••••••• P••••••• W••••• M••••••••• L•• independent RIA | $297M | -15% | 3 | $99.1M | 99% | 73% | 194 | 1 | |
| T••••••••• F•••••••• A•••••••• L•• independent RIA | $297M | +15% | 3 | $99.0M | 100% | 90% | 67 | 1 | |
| S••••••• C•••••• M••••••••• I•• independent RIA | $297M | +16% | 2 | $148M | 77% | 80% | 167 | 1 | |
| B••••• F•••••••• A••••••• L•• independent RIA | $297M | +2.3% | 2 | $148M | 100% | 93% | 43 | 1 | |
| M•••••• C•••••• L•• independent RIA | $297M | 2 | $148M | 100% | 100% | 1 | |||
| B••• I••••• independent RIA | $296M | +20% | 3 | $98.8M | 98% | 59% | 217 | 1 | |
| L••••• I••••••••• M••••••••• I••• independent RIA | $296M | +2.0% | 2 | $148M | 100% | 98% | 53 | 1 | |
| G••••• B•• A••••••• L•• independent RIA | $296M | +15% | 2 | $148M | 86% | 67% | 74 | 1 | |
| O••••• A••••••• independent RIA | $296M | +11% | 3 | $98.6M | 100% | 100% | 1 | ||
| H•• F•••••••• G•••• independent RIA | $295M | +15% | 3 | $98.4M | 90% | 86% | 56 | 1 | |
| T•••• W••••• A••••••• independent RIA | $295M | +7.9% | 1 | $295M | 71% | 99% | 62 | 1 | |
| K•••• F•••••••• S•••••••• independent RIA | $295M | +15% | 2 | $147M | 85% | 81% | 84 | 1 | |
| C••••••••• C•••••• A•••••••• I••• independent RIA | $295M | +11% | 1 | $295M | 88% | 92% | 239 | 1 | |
| B•••• • A••••••••• L•• independent RIA | $294M | +11% | 2 | $147M | 100% | 88% | 80 | 1 | |
| E•••• B••••• W••••• M••••••••• L•• independent RIA | $294M | +27% | 3 | $98.1M | 96% | 87% | 55 | 1 | |
| M••• B••• W••••• M••••••••• L•• independent RIA | $294M | +7.4% | 3 | $98.1M | 78% | 50% | 178 | 1 | |
| R••••••• W••••• A••••••• I••• independent RIA | $294M | +14% | 3 | $97.9M | 72% | 77% | 265 | 1 | |
| W•••••••• C•••••• M••••••••• L•• independent RIA | $294M | +20% | 2 | $147M | 52% | 94% | 34 | 1 | |
| E••••••• M•••••• C••••• • R••••••••• I••• independent RIA | $294M | +12% | 1 | $294M | 93% | 92% | 100 | 1 | |
| P•••••• P••••••••• I••• independent RIA | $293M | +6.3% | 2 | $147M | 99% | 62% | 130 | 1 | |
| T•••••••• F•••••••• M••••••••• L•• independent RIA | $293M | +19% | 2 | $147M | 100% | 39% | 229 | 1 | |
| T••• P•••••• W••••• A••••••• independent RIA | $293M | +1.7% | 1 | $293M | 74% | 91% | 128 | 1 | |
| P••••••• A•• A••••••••• L•• independent RIA | $293M | +16% | 3 | $97.8M | 100% | 96% | 106 | 1 | |
| B•••••••• P••••••• L•• independent RIA | $293M | +14% | 3 | $97.6M | 95% | 84% | 108 | 1 | |
| F••• C•••••• F•••••••• S••••••• independent RIA | $292M | 2 | $146M | 100% | 75% | 145 | 1 | ||
| N•• W••••• G•••• independent RIA | $292M | 1 | $292M | 97% | 89% | 128 | 1 | ||
| L••• I••••• W••••• M••••••••• I••• independent RIA | $292M | +20% | 1 | $292M | 100% | 94% | 125 | 1 | |
| M••••• A••••••• S•••••••• I••• independent RIA | $292M | +13% | 2 | $146M | 92% | 76% | 166 | 1 | |
| D••••• C•••••• M••••••••• L•• independent RIA | $292M | +16% | 2 | $146M | 93% | 95% | 49 | 1 | |
| T•••• E•• C•••••• M••••••••• L•• mixed wealth | $291M | 1 | $291M | 50% | 100% | 16 | 1 | 1 | |
| T•• E••••••• G•••• I•• independent RIA | $291M | +12% | 2 | $146M | 100% | 95% | 55 | 1 | |
| V•••• W••••• M••••••••• L•• independent RIA | $291M | +24% | 3 | $97.0M | 100% | 56% | 145 | 1 | |
| A•••••••• W••••• M••••••••• L•• independent RIA | $291M | +8.8% | 2 | $145M | 77% | 100% | 91 | 1 | |
| G••••••• W•••• C•••••• M••••••••• I••• independent RIA | $290M | +5.4% | 1 | $290M | 98% | 94% | 110 | 1 | |
| R••••••••• P••••••••• L•• independent RIA | $290M | +90% | 2 | $145M | 67% | 62% | 123 | 1 | |
| P•••••• S•• F•••••••• C••• independent RIA | $290M | +16% | 3 | $96.7M | 100% | 82% | 127 | 1 | |
| O•••• C•••••• M••••••••• L•• independent RIA | $290M | +0.4% | 3 | $96.6M | 99% | 91% | 47 | 1 | |
| B•••••• F•••••••• independent RIA | $290M | +12% | 3 | $96.5M | 98% | 73% | 110 | 1 | |
| H•••• H••• W••••• M••••••••• I••• independent RIA | $290M | +20% | 3 | $96.5M | 99% | 77% | 88 | 1 | |
| F••••• C•• I•• independent RIA | $289M | +18% | 1 | $289M | 99% | 99% | 50 | 2 | |
| I••••••••• L•• independent RIA | $289M | +25% | 3 | $96.3M | 99% | 95% | 42 | 1 | |
| G••••••••• W••••• M••••••••• L•• independent RIA | $289M | +10% | 1 | $289M | 100% | 99% | 71 | 1 | |
| P••••••• W••••• M••••••••• I••• independent RIA | $287M | +115% | 3 | $95.7M | 95% | 64% | 161 | 1 | |
| L••• C•••••• G•••• L•• independent RIA | $287M | +10% | 1 | $287M | 93% | 96% | 60 | 2 | 1 |
| O••• • A••••••••• I••• independent RIA | $287M | +15% | 3 | $95.5M | 100% | 85% | 51 | 1 | |
| S•••••••• • C• I•• independent RIA | $286M | +2.5% | 3 | $95.4M | 86% | 96% | 28 | 1 | |
| R•• P•••••• W•••••• L•• independent RIA | $286M | +13% | 1 | $286M | 96% | 60% | 326 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.