DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ANNANDALE CAPITAL, LLC independent RIA | $1.6B | +11% | 3 | $517M | 71% | 99% | 67 | 1 | |
| YCG, LLC independent RIA | $1.5B | +0.8% | 2 | $771M | 54% | 99% | 124 | 1 | |
| ROBINSON CAPITAL MANAGEMENT, LLC institutional | $1.5B | +8.1% | 1 | $1.5B | 0.0% | 1 | |||
| METEORA CAPITAL, LLC asset manager | $1.5B | +58% | 1 | $1.5B | 0.0% | 2 | 6 | ||
| ALBRITTON CAPITAL MANAGEMENT CO institutional | $1.5B | +18% | 1 | $1.5B | 0.0% | 1 | |||
| BRISTOL GATE CAPITAL PARTNERS INC. mixed wealth | $1.5B | +15% | 1 | $1.5B | 21% | 89% | 647 | 1 | |
| ANCIENT ART, L.P. asset manager | $1.5B | +10% | 1 | $1.5B | 0.0% | 1 | 1 | ||
| WALLACE CAPITAL MANAGEMENT, INC. independent RIA | $1.5B | +9.9% | 3 | $496M | 66% | 93% | 138 | 1 | 1 |
| CAPITAL IMPACT ADVISORS asset manager | $1.5B | +639% | 1 | $1.5B | 0.0% | 1 | |||
| SUNESIS ADVISORS, LLC independent RIA | $1.5B | +20% | 3 | $495M | 97% | 100% | 1 | ||
| ORIGAMI CAPITAL PARTNERS, LLC asset manager | $1.5B | -1.2% | 1 | $1.5B | 0.0% | 3 | 16 | ||
| HAVEN GLOBAL PARTNERS, LLC institutional | $1.4B | +21% | 1 | $1.4B | 0.0% | 1 | 1 | ||
| NORTHEAST FINANCIAL GROUP, INC. mixed wealth | $1.4B | +20% | 1 | $1.4B | 37% | 72% | 553 | 3 | 4 |
| IRONSHORE FINANCIAL institutional | $1.4B | +18% | 1 | $1.4B | 0.0% | 3 | |||
| O'BRIEN-STALEY PARTNERS asset manager | $1.4B | -6.1% | 1 | $1.4B | 0.0% | 2 | 6 | ||
| IRONSIDES ASSET ADVISORS, LLC independent RIA | $1.4B | +13% | 3 | $475M | 97% | 100% | 11 | 1 | |
| CHAMBERS ENERGY CAPITAL asset manager | $1.4B | -5.1% | 1 | $1.4B | 0.0% | 1 | 5 | ||
| GREENLINE PARTNERS independent RIA | $1.4B | +27% | 3 | $469M | 57% | 100% | 1 | ||
| HUDSON WAY CAPITAL MANAGEMENT, LLC asset manager | $1.4B | +27% | 1 | $1.4B | 0.0% | 1 | 4 | ||
| PIVOT CAPITAL PARTNERS LLC other | $1.4B | 1 | $1.4B | 0.0% | 2 | ||||
| RECURRENT INVESTMENT ADVISORS LLC asset manager | $1.4B | +14% | 1 | $1.4B | 1.0% | 100% | 1 | ||
| FIDELIS INVESTORS, LLC asset manager | $1.4B | +36% | 1 | $1.4B | 0.0% | 1 | 6 | ||
| MOUNTAIN CAPITAL MANAGEMENT, LLC asset manager | $1.4B | +5.1% | 1 | $1.4B | 0.0% | 2 | 12 | ||
| HOLLOW BROOK WEALTH MANAGEMENT LLC independent RIA | $1.4B | +14% | 1 | $1.4B | 94% | 99% | 549 | 2 | |
| NELSON CAPITAL ADVISORS other | $1.4B | -10% | 1 | $1.4B | 0.0% | 1 | |||
| CORNERSTONE CAPITAL, INC. independent RIA | $1.4B | +7.5% | 3 | $453M | 64% | 98% | 42 | 1 | |
| COHALO asset manager | $1.3B | +31% | 1 | $1.3B | 0.5% | 45% | 28 | 1 | |
| WEATHERBIE CAPITAL, LLC other | $1.3B | -29% | 1 | $1.3B | 1.9% | 37% | 63 | 2 | 2 |
| TALBOT FINANCIAL, LLC independent RIA | $1.3B | +43% | 2 | $670M | 100% | 100% | 135 | 1 | |
| U.S. GLOBAL INVESTORS, INC. asset manager | $1.3B | -15% | 1 | $1.3B | 0.0% | 1 | |||
| WAHED other | $1.3B | +35% | 1 | $1.3B | 19% | 14% | 30,677 | 1 | |
| TRIGATE MANAGEMENT LLC asset manager | $1.3B | +12% | 1 | $1.3B | 0.0% | 1 | 10 | ||
| BOURGEON CAPITAL MANAGEMENT LLC independent RIA | $1.3B | +16% | 3 | $426M | 94% | 97% | 95 | 1 | |
| RDST CAPITAL LLC asset manager | $1.3B | +27% | 1 | $1.3B | 0.0% | 4 | 2 | ||
| URBAN FINANCIAL ADVISORY CORPORATION independent RIA | $1.3B | +8.1% | 3 | $425M | 96% | 98% | 83 | 1 | |
| LEGATO CAPITAL MANAGEMENT, LLC institutional | $1.3B | +21% | 1 | $1.3B | 0.0% | 1 | |||
| OAKHURST ADVISORS asset manager | $1.2B | +1.2% | 1 | $1.2B | 0.0% | 2 | 15 | ||
| MILLER TABAK ASSET MANAGEMENT independent RIA | $1.2B | -9.0% | 1 | $1.2B | 100% | 3 | |||
| SIVIA CAPITAL PARTNERS, LLC independent RIA | $1.2B | +93% | 2 | $619M | 100% | 100% | 28 | 1 | 1 |
| HENRY H. ARMSTRONG ASSOCIATES, INC. independent RIA | $1.2B | +7.7% | 3 | $410M | 99% | 99% | 47 | 1 | |
| FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. independent RIA | $1.2B | +1.1% | 3 | $404M | 99% | 97% | 159 | 1 | |
| COMPOUND GLOBAL ADVISORS, LLC other | $1.2B | +46% | 1 | $1.2B | 0.0% | 1 | 1 | ||
| FAITHWARD CAPITAL asset manager | $1.2B | +1.8% | 1 | $1.2B | 6.3% | 39% | 167 | 1 | |
| ALLEGIANT WEALTH ADVISORS, LLC independent RIA | $1.2B | +22% | 2 | $584M | 82% | 100% | 1 | ||
| IBEX INVESTORS LLC asset manager | $1.2B | +25% | 1 | $1.2B | 0.0% | 2 | 20 | ||
| AFFINITY INVESTMENT ADVISORS, LLC asset manager | $1.2B | +8.8% | 1 | $1.2B | 3.2% | 52% | 51 | 1 | |
| JACOBS & COMPANY, LLC independent RIA | $1.2B | +5.2% | 3 | $385M | 98% | 99% | 83 | 1 | |
| AUBREY CAPITAL MANAGEMENT other | $1.2B | +20% | 1 | $1.2B | 20% | 100% | 3 | 1 | |
| AB2 CAPITAL PARTNERS LLC independent RIA | $1.1B | +13% | 1 | $1.1B | 100% | 100% | 1 | ||
| ETZ ADVISORY LLC independent RIA | $1.1B | 2 | $572M | 100% | 100% | 1 | |||
| MG FINANCIAL LLC independent RIA | $1.1B | +7.4% | 3 | $376M | 91% | 99% | 38 | 1 | 21 |
| KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. independent RIA | $1.1B | +23% | 3 | $375M | 90% | 89% | 158 | 1 | |
| NEW CENTURY PARTNERS institutional | $1.1B | +6.9% | 1 | $1.1B | 0.0% | 1 | |||
| ARTHUR M. COHEN & ASSOCIATES LLC independent RIA | $1.1B | +8.9% | 3 | $371M | 100% | 99% | 63 | 1 | |
| RIVERBEND CAPITAL ADVISORS, LLC independent RIA | $1.1B | +59% | 3 | $368M | 100% | 100% | 80 | 1 | |
| MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLC independent RIA | $1.1B | +22% | 3 | $367M | 87% | 73% | 577 | 1 | |
| NEXPOINT REAL ESTATE ADVISORS X, L.P. asset manager | $1.1B | -10% | 1 | $1.1B | 0.0% | 1 | |||
| BRUNI J V & CO independent RIA | $1.1B | +16% | 1 | $1.1B | 82% | 92% | 386 | 1 | |
| HOLT CAPITAL PARTNERS, L.P. independent RIA | $1.1B | +8.5% | 1 | $1.1B | 89% | 98% | 125 | 1 | 1 |
| LFA independent RIA | $1.1B | +23% | 1 | $1.1B | 93% | 91% | 300 | 3 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.