DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WILSEY ASSET MANAGEMENT INCORPORATED independent RIA | $768M | +18% | 2 | $384M | 89% | 71% | 422 | 1 | |
| SHAH CAPITAL MANAGEMENT other | $768M | +20% | 1 | $768M | 10% | 76% | 50 | 1 | 1 |
| INVESTMENT PERFORMANCE SERVICES LLC institutional | $764M | +2.4% | 1 | $764M | 0.0% | 2 | |||
| OCEAN ENDOWMENT PARTNERS, LLC mixed wealth | $761M | +8.7% | 1 | $761M | 37% | 100% | 5 | 1 | 1 |
| INDEPENDENT FAMILY OFFICE, LLC independent RIA | $760M | +23% | 3 | $253M | 100% | 100% | 1 | ||
| SUMMIT STREET CAPITAL MANAGEMENT, LLC asset manager | $757M | 1 | $757M | 5.8% | 100% | 2 | 1 | ||
| PARATUS FINANCIAL, INC. independent RIA | $757M | +8.0% | 2 | $379M | 100% | 97% | 44 | 1 | |
| BLUE FIN CAPITAL, INC. independent RIA | $756M | +16% | 2 | $378M | 96% | 92% | 334 | 1 | |
| LIGHTHOUSE FINANCIAL independent RIA | $756M | +25% | 1 | $756M | 98% | 96% | 132 | 1 | |
| SWEENEY & MICHEL, LLC independent RIA | $753M | +20% | 3 | $251M | 84% | 57% | 209 | 1 | |
| NAVPOINT FINANCIAL, INC. independent RIA | $752M | +17% | 3 | $251M | 100% | 97% | 76 | 1 | |
| CAPITALIA (SUISSE) independent RIA | $750M | +50% | 1 | $750M | 100% | 100% | 1 | ||
| SOUTHERNSUN ASSET MANAGEMENT LLC other | $749M | -10% | 1 | $749M | 6.7% | 64% | 67 | 1 | |
| FIDUCIARY FAMILY OFFICE, LLC independent RIA | $748M | +7.4% | 2 | $374M | 97% | 100% | 23 | 1 | |
| AUTUMN GLORY PARTNERS, LLC independent RIA | $748M | +35% | 1 | $748M | 80% | 100% | 47 | 2 | |
| SKYLANDS CAPITAL, LLC asset manager | $747M | +3.0% | 1 | $747M | 4.9% | 100% | 1 | 4 | |
| ABSOLUTE CAPITAL MANAGEMENT, LLC independent RIA | $742M | +28% | 3 | $247M | 67% | 44% | 615 | 1 | |
| BAYSHORE WEALTH ADVISORS independent RIA | $740M | +16% | 3 | $247M | 96% | 98% | 42 | 1 | |
| AM INVESTMENT STRATEGIES, LLC independent RIA | $738M | +4.0% | 2 | $369M | 99% | 85% | 288 | 1 | |
| FINANCIAL DIRECTIONS LLC independent RIA | $738M | +9.7% | 3 | $246M | 100% | 61% | 829 | 1 | |
| FRACTAL INVESTMENTS LLC institutional | $735M | +7.5% | 1 | $735M | 0.0% | 2 | |||
| CLARITY WEALTH ADVISORS independent RIA | $733M | +22% | 2 | $366M | 97% | 95% | 168 | 1 | |
| STURBRIDGE CAPITAL LLC asset manager | $731M | +5.1% | 1 | $731M | 0.0% | 1 | 4 | ||
| QUANTUM FINANCIAL SERVICES INC. independent RIA | $731M | +24% | 2 | $365M | 100% | 100% | 1 | ||
| TRAVEKA WEALTH, LLC independent RIA | $731M | +13% | 3 | $244M | 100% | 95% | 65 | 1 | |
| CORDGRASS CAPITAL ADVISORS, LLC independent RIA | $730M | +17% | 3 | $243M | 60% | 77% | 142 | 1 | |
| COOPERATIVE FUNERAL FUND INC other | $728M | +2.4% | 1 | $728M | 0.0% | 1 | |||
| VIRTUS FAMILY OFFICE independent RIA | $727M | +34% | 2 | $363M | 82% | 96% | 72 | 1 | 2 |
| HIMCO, LLC asset manager | $726M | -12% | 1 | $726M | 0.0% | 1 | 24 | ||
| BRIGHT FINANCIAL ADVISORS, INC. independent RIA | $725M | +27% | 3 | $242M | 100% | 78% | 221 | 1 | |
| PARADIGM INVESTMENT MANAGEMENT asset manager | $725M | +5.5% | 1 | $725M | 0.0% | 1 | |||
| PARKER INVESTMENT MANAGEMENT, LLC independent RIA | $725M | +9.0% | 2 | $363M | 100% | 96% | 166 | 1 | |
| MERIDIAN INVESTMENT COUNSEL, INC. independent RIA | $723M | +34% | 3 | $241M | 99% | 4.8% | 62 | 1 | |
| JMAC ENTERPRISES LLC independent RIA | $722M | -21% | 3 | $241M | 88% | 94% | 59 | 1 | |
| BITWISE INVESTMENT MANAGER, LLC asset manager | $722M | +639% | 1 | $722M | 0.0% | 2 | 1 | ||
| TOWERCREST CAPITAL MANAGEMENT, LLC mixed wealth | $718M | +1.1% | 1 | $718M | 28% | 91% | 83 | 1 | |
| SAAGA independent RIA | $717M | +19% | 3 | $239M | 100% | 100% | 7 | 1 | |
| ROBINHOOD VENTURES asset manager | $717M | 1 | $717M | 0.0% | 2 | ||||
| TAIBER, KOSMALA & ASSOCIATES, LLC institutional | $717M | 1 | $717M | 0.0% | 2 | ||||
| MAIN STREET RETIREMENT PLANNING, LLC independent RIA | $717M | +3.2% | 3 | $239M | 100% | 37% | 563 | 1 | |
| WOODLAND WEALTH PARTNERS independent RIA | $712M | 3 | $237M | 97% | 93% | 73 | 1 | ||
| THE MAGNOLIA GROUP, LLC asset manager | $711M | -12% | 1 | $711M | 0.0% | 1 | 1 | ||
| DUNCKER STREETT & CO. independent RIA | $707M | +6.4% | 2 | $354M | 72% | 95% | 83 | 1 | |
| CORRIGO INVESTMENT PARTNERS, LLC asset manager | $707M | +4.8% | 1 | $707M | 0.0% | 1 | 3 | ||
| REMPART ASSET MANAGEMENT independent RIA | $705M | +17% | 1 | $705M | 94% | 100% | 462 | 2 | |
| ABERDEEN WEALTH MANAGEMENT LLC independent RIA | $699M | +10% | 2 | $350M | 100% | 100% | 68 | 1 | |
| LAFISE GLOBAL ADVISORS LLC other | $699M | +28% | 1 | $699M | 0.3% | 100% | 1 | ||
| HAMILTON WEALTH, LLC independent RIA | $698M | +26% | 3 | $233M | 99% | 92% | 149 | 1 | |
| PALO ALTO INVESTORS LP asset manager | $696M | +4.3% | 1 | $696M | 0.0% | 3 | 6 | ||
| DREAM CAPITAL ADVISORS, LLC independent RIA | $695M | +19% | 1 | $695M | 100% | 100% | 31 | 3 | |
| MAYPORT WEALTH MANAGEMENT independent RIA | $695M | +44% | 2 | $347M | 99% | 99% | 76 | 1 | |
| BW & ASSOCIATES, INC. independent RIA | $693M | +13% | 2 | $346M | 100% | 65% | 265 | 1 | |
| EICHNER INVESTMENT PLANNING, LLC independent RIA | $692M | +6.2% | 1 | $692M | 82% | 100% | 1 | ||
| ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. independent RIA | $691M | +3.0% | 3 | $230M | 89% | 100% | 1 | ||
| ANCHYRA PARTNERS LLC independent RIA | $689M | 3 | $230M | 100% | 100% | 1 | |||
| SIHARUM ADVISORS, LLC independent RIA | $687M | +17% | 2 | $344M | 88% | 99% | 45 | 1 | |
| ATWATER MALICK independent RIA | $687M | +17% | 3 | $229M | 80% | 90% | 95 | 1 | |
| BRIDGE CAPITAL ADVISORS asset manager | $687M | +24% | 1 | $687M | 0.0% | 1 | |||
| SANDBOX FINANCIAL PARTNERS, LLC independent RIA | $682M | +19% | 1 | $682M | 84% | 95% | 498 | 4 | |
| LEES MONSOUR GROUP independent RIA | $681M | +11% | 3 | $227M | 89% | 90% | 110 | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.