DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WINDROSE ADVISORS LLC independent RIA | $2.7B | +7.3% | 8 | $334M | 55% | 100% | 9 | 1 | 66 |
| ROCK HARBOR PARTNERS LLC independent RIA | $2.7B | +15% | 96% | 100% | 1 | ||||
| ZEMENICK & WALKER INC independent RIA | $2.6B | +8.3% | 8 | $329M | 95% | 99% | 33 | 1 | |
| ARGOS CAPITAL PARTNERS, LLC independent RIA | $2.6B | -1.1% | 2 | $1.3B | 73% | 100% | 1 | 5 | |
| DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. independent RIA | $2.6B | +15% | 11 | $235M | 69% | 100% | 11 | 3 | |
| BASSO CAPITAL MANAGEMENT, L.P. independent RIA | $2.6B | +15% | 3 | $853M | 100% | 99% | 38 | 4 | 1 |
| VALIDUS CAPITAL LLC independent RIA | $2.5B | +17% | 8 | $317M | 89% | 100% | 1 | 12 | |
| AERIE ADVISORY GROUP LLC independent RIA | $2.5B | +28% | 5 | $504M | 79% | 100% | 8 | 2 | |
| NICHOLS & PRATT ADVISERS LLP independent RIA | $2.4B | +4.7% | 2 | $1.2B | 90% | 99% | 53 | 1 | |
| SENTRY ADVISORS, LLC independent RIA | $2.4B | -2.3% | 4 | $602M | 96% | 100% | 37 | 2 | |
| TSCHETTER GROUP independent RIA | $2.4B | +12% | 16 | $149M | 79% | 92% | 31 | 1 | 1 |
| CORIENT SHC WEALTH MANAGEMENT (US) LP independent RIA | $2.3B | -61% | 1 | $2.3B | 99% | 100% | 4 | 1 | |
| FIDELIS CAPITAL independent RIA | $2.3B | +38% | 14 | $163M | 83% | 99% | 16 | 6 | |
| GRANT TANI BARASH & ALTMAN, LLC independent RIA | $2.3B | +28% | 8 | $285M | 99% | 99% | 27 | 1 | |
| ARBION LIMITED independent RIA | $2.2B | +16% | 71% | 100% | 1 | ||||
| OAKMONT CORPORATION independent RIA | $2.2B | -0.4% | 67% | 100% | 1 | 13 | |||
| JOEL R. MOGY INVESTMENT COUNSEL INC. independent RIA | $2.2B | +5.9% | 3 | $727M | 97% | 99% | 87 | 1 | |
| COASTEDGE PARTNERS, LLC independent RIA | $2.1B | 10 | $214M | 76% | 100% | 1 | |||
| SEGMENT WEALTH MANAGEMENT, LLC independent RIA | $2.1B | +18% | 4 | $517M | 97% | 99% | 55 | 1 | |
| AVESTAR CAPITAL, LLC independent RIA | $2.1B | +35% | 13 | $159M | 96% | 99% | 13 | 4 | 4 |
| DOYENNE WEALTH ADVISORS independent RIA | $2.0B | +13% | 12 | $170M | 100% | 100% | 11 | 1 | |
| KEEBECK WEALTH MANAGEMENT independent RIA | $2.0B | +25% | 5 | $406M | 88% | 100% | 2 | ||
| CHERRY CREEK FAMILY OFFICES independent RIA | $2.0B | +17% | 6 | $337M | 97% | 100% | 1 | 1 | |
| UNISON independent RIA | $2.0B | +12% | 1 | $2.0B | 96% | 99% | 95 | 1 | |
| BLACKHILL CAPITAL, INC independent RIA | $2.0B | +0.1% | 2 | $1.0B | 65% | 99% | 38 | 1 | |
| FELDMAN, INGARDONA & CO independent RIA | $2.0B | -43% | 5 | $398M | 91% | 100% | 36 | 1 | |
| TRUMBOWER FINANCIAL ADVISORS LLC independent RIA | $2.0B | +8.4% | 6 | $331M | 100% | 98% | 41 | 1 | |
| PCM ENCORE, LLC independent RIA | $1.9B | +41% | 9 | $216M | 92% | 99% | 18 | 10 | |
| RESOLUTE PARTNERS GROUP independent RIA | $1.9B | +5.5% | 5 | $382M | 88% | 100% | 6 | 1 | |
| WINDWARD CAPITAL MANAGEMENT CO independent RIA | $1.9B | +40% | 3 | $620M | 65% | 98% | 42 | 1 | |
| MCDONALD CAPITAL INVESTORS INC independent RIA | $1.9B | -0.5% | 61% | 100% | 1 | ||||
| TIDE CYCLE RESOURCES LLC independent RIA | $1.9B | +19% | 2 | $926M | 100% | 100% | 1 | ||
| PALISADES HUDSON ASSET MANAGEMENT, L.P. independent RIA | $1.8B | +11% | 8 | $230M | 66% | 99% | 17 | 6 | 3 |
| A&M PRIVATE WEALTH PARTNERS, LLC independent RIA | $1.8B | +141% | 15 | $122M | 53% | 100% | 5 | ||
| VIEW CAPITAL RIA, LP independent RIA | $1.8B | +2.3% | 9 | $202M | 96% | 100% | 15 | 1 | 4 |
| SAFFORD NICHOLAS H & CO INC independent RIA | $1.8B | -4.0% | 4 | $449M | 100% | 100% | 39 | 1 | |
| BITTERROOT CAPITAL ADVISORS LLC independent RIA | $1.8B | +22% | 2 | $890M | 100% | 100% | 1 | ||
| CURATED WEALTH PARTNERS, LLC independent RIA | $1.8B | +22% | 5 | $352M | 89% | 100% | 14 | 1 | 7 |
| AGW CAPITAL ADVISORS independent RIA | $1.7B | +17% | 14 | $123M | 80% | 99% | 9 | 1 | 1 |
| DELEGATE ADVISORS, LLC independent RIA | $1.7B | +17% | 1 | $1.7B | 82% | 100% | 3 | 1 | |
| CORIENT SHC PARTNERS (US) LP independent RIA | $1.7B | +101% | 84% | 100% | 4 | 3 | |||
| STEPHENS GROUP ASSET MANAGEMENT, LLC independent RIA | $1.7B | +21% | 3 | $568M | 77% | 96% | 67 | 2 | |
| CITRIN COOPERMAN WEALTH MANAGEMENT, LLC independent RIA | $1.7B | 10 | $170M | 94% | 100% | 5 | |||
| NEVASTAR FINANCE LTD independent RIA | $1.7B | +19% | 90% | 100% | 1 | ||||
| TAILWIND ADVISORS independent RIA | $1.7B | +7.6% | 6 | $279M | 75% | 100% | 1 | 6 | |
| PROVENIO CAPITAL independent RIA | $1.6B | -0.5% | 4 | $408M | 76% | 100% | 1 | ||
| WEALHOUSE CAPITAL LIMITED PARTNERSHIP independent RIA | $1.6B | -1.7% | 60% | 100% | 1 | ||||
| SIERRA CAPITAL LLC independent RIA | $1.6B | +11% | 8 | $202M | 95% | 100% | 1 | 2 | |
| GLOBAL STRATEGIC NEXTGEN OCIO independent RIA | $1.6B | +11% | 5 | $322M | 73% | 99% | 23 | 3 | |
| THE GLEASON GROUP, INC. independent RIA | $1.6B | +65% | 6 | $268M | 98% | 97% | 44 | 1 | |
| SUMMA CORP. independent RIA | $1.6B | +28% | 3 | $529M | 92% | 98% | 28 | 1 | |
| FIDUCIARY WEALTH PARTNERS, LLC independent RIA | $1.5B | +11% | 5 | $309M | 85% | 100% | 1 | ||
| ACTIV8 FAMILY OFFICE LLC independent RIA | $1.5B | 10 | $154M | 99% | 97% | 30 | 2 | ||
| SALEM PARTNERS WEALTH MANAGEMENT, LLC independent RIA | $1.5B | +262% | 4 | $374M | 100% | 100% | 2 | ||
| SUNESIS ADVISORS, LLC independent RIA | $1.5B | +20% | 3 | $495M | 97% | 100% | 1 | ||
| KIMELMAN & BAIRD, LLC independent RIA | $1.5B | +3.4% | 4 | $370M | 94% | 96% | 61 | 1 | |
| SERENUS WEALTH ADVISORS, LLC independent RIA | $1.5B | +11% | 6 | $246M | 100% | 99% | 24 | 2 | |
| CYPRESS POINT WEALTH MANAGEMENT, LLC independent RIA | $1.5B | +37% | 4 | $366M | 97% | 99% | 44 | 2 | 3 |
| SHADE TREE ADVISORS LLC independent RIA | $1.5B | +42% | 20 | $72.7M | 80% | 100% | 2 | 4 | 2 |
| IRONSIDES ASSET ADVISORS, LLC independent RIA | $1.4B | +13% | 3 | $475M | 97% | 100% | 11 | 1 |
480 practices match (UHNW private wealth). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.