DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| THE WEALTH ALLIANCE, LLC independent RIA | $2.1B | +10% | 12 | $175M | 90% | 88% | 95 | 3 | |
| NAVY FEDERAL INVESTMENT SERVICES, LLC BD affiliated | $2.1B | +23% | 161 | $13.0M | 100% | 20% | 46 | 79 | |
| ASCENTIS INDEPENDENT ADVISORS, LLC independent RIA | $2.1B | +138% | 47 | $44.6M | 95% | 74% | 57 | 29 | |
| F•••• H•••••••• C••••••••• I••• BD affiliated | $2.1B | +18% | 96 | $21.7M | 90% | 29% | 66 | 72 | |
| S••• W••••• L•• BD affiliated | $2.0B | +39% | 108 | $19.0M | 100% | 1.6% | 2,352 | 5 | |
| M•••••• A••••• S••••••••• L•• BD affiliated | $2.0B | -1.0% | 99 | $20.4M | 100% | 14% | 142 | 57 | |
| M•••• G•••• W••••• M••••••••• I••• independent RIA | $2.0B | +2.5% | 9 | $224M | 75% | 90% | 87 | 1 | |
| C••••••• W••••• A••••••• independent RIA | $2.0B | +6.0% | 19 | $105M | 80% | 89% | 45 | 2 | |
| R•••••• J•••• •••• L•• BD affiliated | $2.0B | +29% | 122 | $16.3M | 97% | 45% | 40 | 77 | |
| M••••••••• S••••••••• T•••••• C•••••• independent RIA | $2.0B | +22% | 50 | $39.7M | 95% | 24% | 234 | 86 | |
| E•••••••• W••••• A•••••••• L•• mixed wealth | $2.0B | +49% | 8 | $245M | 31% | 100% | 30 | 1 | |
| S•• independent RIA | $1.9B | +19% | 32 | $60.7M | 88% | 82% | 76 | 1 | |
| M••••• W••••• M••••••••• L•• independent RIA | $1.9B | +20% | 9 | $214M | 92% | 92% | 89 | 3 | |
| R•• T••••••• other | $1.9B | +169% | 1 | $1.9B | 0.0% | 2 | |||
| A••••• T••••• S••••••••• L•• independent RIA | $1.9B | +8.2% | 37 | $50.3M | 100% | 55% | 62 | 6 | |
| A•••• A•••• M••••••••• I••• independent RIA | $1.8B | +14% | 11 | $167M | 67% | 92% | 136 | 1 | |
| I••••••••• S••••• H•••••••• L•• independent RIA | $1.8B | +23% | 41 | $44.7M | 99% | 80% | 64 | 14 | |
| S••••• M•••• M••••••••• I••• independent RIA | $1.8B | +21% | 7 | $258M | 85% | 91% | 129 | 2 | |
| U••• B•••••• A•••••••• L•• BD affiliated | $1.8B | +18% | 1,157 | $1.6M | 94% | 34% | 3 | 175 | |
| L••••• T••••• A••••••• S•••••••• L•• independent RIA | $1.8B | +8.4% | 10 | $177M | 91% | 55% | 127 | 1 | |
| I••••• F•••••••• independent RIA | $1.7B | +44% | 36 | $48.5M | 97% | 55% | 93 | 27 | |
| C••••••• F•••••••• P••••••• independent RIA | $1.7B | +69% | 11 | $157M | 92% | 100% | 4 | ||
| N•••• G•••• independent RIA | $1.7B | +22% | 32 | $53.7M | 80% | 40% | 110 | 9 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $1.7B | +49% | 49 | $34.9M | 100% | 34% | 53 | 12 | |
| G•••••• • C•••• I••• independent RIA | $1.7B | +25% | 18 | $94.3M | 94% | 91% | 49 | 1 | |
| P••••••• I••••••••• A••••••• independent RIA | $1.7B | +20% | 7 | $241M | 99% | 96% | 76 | 1 | |
| C••••••••• C•••••• P••••••• independent RIA | $1.7B | +13% | 15 | $112M | 77% | 85% | 59 | 1 | |
| A•••••••• A••••••• G•••• I••• independent RIA | $1.7B | +16% | 14 | $119M | 100% | 85% | 106 | 12 | |
| N••••••• T•••• S••••••••• I•• BD affiliated | $1.7B | +30% | 97 | $17.1M | 98% | 89% | 21 | 30 | |
| P••••••• C•• S•••••••• L•• independent RIA | $1.6B | +20% | 10 | $165M | 99% | 95% | 62 | 2 | |
| T•• N•••• R••• G••••• L•• independent RIA | $1.6B | +18% | 9 | $180M | 89% | 92% | 84 | 1 | |
| F••••• C•••••• A•••••••• L•• independent RIA | $1.6B | +33% | 71 | $22.8M | 94% | 69% | 30 | 40 | |
| M••••••• I••••••••• N•••••• I••• BD affiliated | $1.6B | +20% | 125 | $12.9M | 97% | 55% | 23 | 125 | |
| T•••••••• P••••••• F•••••••• L•• mixed wealth | $1.6B | +33% | 7 | $228M | 23% | 94% | 33 | 1 | |
| M••••••• • S••••••• W••••• A•••••••• I••• mixed wealth | $1.6B | +59% | 10 | $159M | 22% | 44% | 79 | 2 | |
| C•••••••• C•••••• A••••••• L•• mixed wealth | $1.6B | +61% | 18 | $87.8M | 28% | 96% | 8 | 2 | |
| C••••• • A••••••••• I••• independent RIA | $1.6B | +15% | 140 | $11.3M | 92% | 45% | 36 | 71 | |
| R••••• W••••• M••••••••• independent RIA | $1.5B | +11% | 11 | $140M | 94% | 87% | 85 | 1 | |
| R•••••• W••••• W••••• M••••••••• independent RIA | $1.5B | +18% | 5 | $307M | 82% | 94% | 116 | 3 | 1 |
| S•••••••• W••••• G•••• independent RIA | $1.5B | +48% | 23 | $66.8M | 98% | 70% | 153 | 8 | |
| T•••••• S•••••••• W••••• independent RIA | $1.5B | 17 | $90.4M | 95% | 47% | 102 | 2 | ||
| T•••• S••••••••• L•• independent RIA | $1.5B | +17% | 17 | $89.5M | 93% | 34% | 247 | 1 | |
| R•• S••••••••• I••• BD affiliated | $1.5B | -4.8% | 123 | $12.3M | 78% | 69% | 11 | 25 | |
| C•••••• F•••••••• G••••• I•• independent RIA | $1.5B | +23% | 7 | $212M | 99% | 63% | 402 | 1 | |
| C•• W••••• A•••••••• L••• independent RIA | $1.5B | +14% | 12 | $122M | 98% | 69% | 72 | 10 | |
| F•••• F•••••••• independent RIA | $1.5B | +21% | 15 | $97.2M | 100% | 56% | 312 | 2 | |
| K•••••• F•••••••• A••••••• S••••••• independent RIA | $1.5B | +339% | 25 | $58.0M | 89% | 42% | 200 | 9 | |
| A•••••• F••••••••• L•• independent RIA | $1.4B | +63% | 20 | $72.4M | 100% | 79% | 63 | 7 | |
| S••••••••• P•••••• C•••••• L•• independent RIA | $1.4B | +28% | 9 | $160M | 84% | 95% | 147 | 3 | |
| I•••••• P•••••••• L•• independent RIA | $1.4B | +11% | 9 | $160M | 89% | 89% | 40 | 1 | |
| P•••••••• A•••••• S••••••• BD affiliated | $1.4B | +60% | 225 | $6.3M | 100% | 6.3% | 103 | 93 | |
| E•••••••• A•••••••• L•• independent RIA | $1.4B | +19% | 14 | $100M | 99% | 43% | 61 | 3 | 9 |
| L••••• O•• W••••• M••••••••• L•• independent RIA | $1.4B | 15 | $93.3M | 95% | 81% | 309 | 3 | ||
| I•••••••• W••••• A•••••••• L•• independent RIA | $1.4B | +13% | 10 | $139M | 98% | 93% | 92 | 2 | |
| S••••••• C•••••• M••••••••• independent RIA | $1.4B | +16% | 20 | $69.4M | 96% | 66% | 118 | 4 | |
| P•••••• C••••• S•••••••• L•• BD affiliated | $1.4B | +32% | 64 | $21.6M | 99% | 27% | 136 | 24 | |
| S••••••• F•••••••• P•••••••• L•• independent RIA | $1.4B | +21% | 8 | $172M | 90% | 92% | 91 | 6 | |
| O••• B••••• W••••• G•••• L•• independent RIA | $1.4B | +37% | 22 | $62.3M | 96% | 66% | 82 | 11 | |
| M••••••• W••••• P•••••••• L•• independent RIA | $1.4B | +9.0% | 10 | $137M | 68% | 92% | 71 | 3 | |
| 1•• W••••• A•••••••• L•• independent RIA | $1.4B | +29% | 6 | $227M | 94% | 62% | 220 | 1 |
1,073 practices match (Wrap program sponsor). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.