DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CAPITAL WEALTH PLANNING, LLC independent RIA | $17B | +51% | 11 | $1.6B | 56% | 27% | 1,111 | 2 | |
| INDEPENDENT ADVISOR ALLIANCE, LLC independent RIA | $17B | +22% | 303 | $56.9M | 95% | 73% | 139 | 141 | |
| STEPSTONE GROUP REAL ESTATE LP asset manager | $17B | +27% | 0.0% | 12 | 60 | ||||
| K••••••• • C•••••• asset manager | $17B | +0.7% | 0.0% | 4 | 37 | ||||
| B•••••• L• M••••• I••••••••• S••••••••• L•• other | $17B | 0.0% | 1 | ||||||
| N••••••• C•••••• P••••••• asset manager | $17B | +121% | 0.0% | 1 | 8 | ||||
| M•••••• • N••••• A•••••••• L•• mixed wealth | $17B | 42 | $405M | 34% | 87% | 72 | 5 | ||
| P•••••••• S••••••••• I••• BD affiliated | $17B | +15% | 1,463 | $11.6M | 98% | 33% | 35 | 359 | |
| M•••••• W••••• M••••••••• L• independent RIA | $17B | +39% | 136 | $125M | 98% | 96% | 39 | 30 | |
| T•• R••• E••••• A•••••••• L•• asset manager | $17B | +8.5% | 2 | $8.5B | 0.0% | 4 | 33 | ||
| A•••• I••••••••• M••••••••• L•• independent RIA | $17B | +6.8% | 6 | $2.8B | 100% | 100% | 1 | 1 | |
| P••••••• I••••••••• A•••• M••••••••• i••••••••• manager | $17B | 0.0% | 1 | ||||||
| R•••••• J•••• I••••••••• M••••••••• asset manager | $17B | +5.1% | 30 | $562M | 0.0% | 52% | 0 | 3 | 2 |
| S••••••• I••••••••• U• L•• asset manager | $17B | +57% | 0.0% | 1 | |||||
| N••••••••• I••••••••• A•••••••• L•• BD affiliated | $17B | +6.7% | 399 | $41.9M | 100% | 0.0% | 630 | 9 | |
| T• R••• P•••• A•••••••• L•••••• asset manager | $17B | -4.5% | 0.0% | 2 | |||||
| M•••••• asset manager | $17B | +1.3% | 0.0% | 5 | 44 | ||||
| D•••••• C•••••• P••••••• L• asset manager | $17B | +66% | 0.0% | 1 | 2 | ||||
| S••••••••• G••••• A•••••••• L• asset manager | $17B | -25% | 1.2% | 20% | 3 | ||||
| C••••••• P•••••• W••••• BD affiliated | $17B | +28% | 92 | $181M | 94% | 100% | 26 | ||
| K••••••• A•••••••• L•• other | $17B | -8.6% | 9 | $1.8B | 0.0% | 2 | |||
| A•••••••• I••••••••• S•••••••• L•• asset manager | $17B | +2.1% | 1 | $17B | 0.0% | 2 | |||
| C•••••• R••• A•••• M••••••••• asset manager | $17B | +39% | 0.0% | 3 | 3 | ||||
| I•••• F•••••••• A•••••••• L•• other | $16B | +27% | 0.0% | 1 | 26 | ||||
| F•••••••• G•••• P••••••• L• asset manager | $16B | +42% | 0.0% | 7 | 2 | ||||
| R• C•••••• M••••••••• L• asset manager | $16B | +30% | 0.0% | 3 | 6 | ||||
| V••••• V••• C••••••••• L•• institutional | $16B | +4.5% | 8 | $2.0B | 0.0% | 8 | |||
| O••••••• A••••••••• I••••••••• L•• asset manager | $16B | 3 | $5.5B | 0.0% | 2 | 13 | |||
| 3• C•••••• P••••••• L• asset manager | $16B | +31% | 0.0% | 1 | 5 | ||||
| E•••••••• R••••••••• S••••••••• L•• institutional | $16B | +12% | 4 | $4.1B | 0.0% | 1 | |||
| D•••• W••• R••• E••••• S•••••••• L•• asset manager | $16B | +3.5% | 1 | $16B | 0.0% | 8 | 31 | ||
| B••• C•••••• A•••• M••••••••• L• asset manager | $16B | +46% | 0.0% | 1 | 43 | ||||
| I••••••••• F•••••••• P••••••• BD affiliated | $16B | +30% | 316 | $51.6M | 73% | 71% | 166 | 172 | |
| V•••••••• I••••••••• A•••••••• L•• asset manager | $16B | +66% | 0.0% | 1 | |||||
| N••••••• I••••••••• S••••••• O• A••••••• L•• institutional | $16B | +26% | 13 | $1.3B | 0.2% | 2 | 12 | ||
| G•••• L•••• A•••••••• L•• other | $16B | +5.6% | 18 | $898M | 18% | 61% | 47 | 4 | |
| V•••• M••••••••• L••• asset manager | $16B | -10% | 0.0% | 2 | 46 | ||||
| B••• O•• T••••••••• C••••• A••••••• L•• asset manager | $16B | +128% | 0.0% | 9 | 4 | ||||
| F••••• A••••••• L•• asset manager | $16B | +2.0% | 0.0% | 11 | |||||
| F•••• S•••••• I•••••••• I••••••••• I• L•••••• asset manager | $16B | +8.8% | 0.0% | 2 | |||||
| W••••••••• F•••• M••••••••• C••••••••• asset manager | $16B | +11% | 0.0% | 2 | |||||
| 5• S•••• C•••••• A•••••••• L•• asset manager | $16B | +13% | 0.0% | 5 | 126 | ||||
| S•••••••• C•••••• M••••••••• L•• asset manager | $16B | +31% | 0.0% | 4 | |||||
| F•••••• independent RIA | $16B | +172% | 330 | $48.5M | 89% | 74% | 44 | 8 | |
| A•• I••••• asset manager | $16B | +23% | 0.0% | 1 | 7 | ||||
| M••••• S•••••• I••••••••• I••• asset manager | $16B | -7.0% | 0.0% | 8 | 20 | ||||
| O•• Q•••• C•••••• I••• asset manager | $16B | +12% | 0.0% | 1 | 5 | ||||
| M••••••• C•••••• L•• asset manager | $16B | +54% | 0.0% | 6 | 18 | ||||
| M•••• W••••• P•••••••• L•• independent RIA | $16B | +9.5% | 33 | $478M | 98% | 100% | 28 | 1 | 5 |
| C• P•••••• E•••••• I••• asset manager | $16B | +5.1% | 0.0% | 7 | 82 | ||||
| M•••• R••• E••••• A••••••• I••• asset manager | $16B | +42% | 0.0% | 17 | 18 | ||||
| W••••••• A••••••• L•• asset manager | $16B | +43% | 1 | $16B | 0.0% | 5 | 10 | ||
| O•• C•••••• A•••••••• L••• asset manager | $16B | +12% | 0.0% | 4 | 34 | ||||
| C••••••••• I••••••••• A•••••••• L•• independent RIA | $16B | +59% | 280 | $56.2M | 100% | 74% | 47 | 73 | |
| E• F••• M••••••••• •••• K•••• C••• L•••••• asset manager | $16B | +26% | 0.0% | 100% | 1 | ||||
| S••••••• C••••••• L•• mixed wealth | $16B | +11% | 24% | 100% | 1 | 2 | |||
| S•••••• C•••••• P••••••• L• asset manager | $16B | +64% | 0.0% | 2 | 10 | ||||
| M•••• I••••••••• A••••••• S••••••• I•• mixed wealth | $16B | +19% | 31 | $506M | 44% | 98% | 34 | 1 | |
| G••••••••• E••••• G•••• asset manager | $16B | +96% | 0.0% | 1 | 21 | ||||
| B•••••• M••••••••• C•••• asset manager | $16B | +3.3% | 0.0% | 4 | 60 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.